0000899243-22-002487.txt : 20220119 0000899243-22-002487.hdr.sgml : 20220119 20220119190318 ACCESSION NUMBER: 0000899243-22-002487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220117 FILED AS OF DATE: 20220119 DATE AS OF CHANGE: 20220119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tonn W Matthew CENTRAL INDEX KEY: 0001789707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51237 FILM NUMBER: 22540120 MAIL ADDRESS: STREET 1: 2 N RIVERSIDE PLAZA, SUITE 1300 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FreightCar America, Inc. CENTRAL INDEX KEY: 0001320854 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 SOUTH WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (800) 458-2235 MAIL ADDRESS: STREET 1: 125 SOUTH WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: FCA Acquisition Corp. DATE OF NAME CHANGE: 20050316 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-01-17 0 0001320854 FreightCar America, Inc. RAIL 0001789707 Tonn W Matthew 125 SOUTH WACKER DRIVE SUITE 1500 CHICAGO IL 60606 0 1 0 0 Chief Commercial Officer Common Stock 2022-01-17 4 A 0 32886 0.00 A 166725 D Employee Stock Option 3.82 2022-01-17 4 A 0 47849 0.00 A 2032-01-17 Common stock 47849 47849 D Employee Stock Option 3.81 2031-01-28 Common stock 49162 49162 D Employee Stock Option 2.38 2031-01-05 Common stock 300000 300000 D Employee Stock Appreciation Right 1.66 2030-01-24 Common stock 144090 144090 D Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 17, 2022 and will vest on January 17, 2025. The restricted shares are subject to certain restrictions (including possible forfeiture). The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares. Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan The options vest in three equal annual installments beginning on January 17, 2023. The options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. On January 28, 2021, the recipient was granted 49,162 options which will vest in three equal annual installments beginning on January 28, 2022. On January 5, 2021 the recipient was granted 300,000 cash-settled stock appreciation rights. 102,000 cash-settled stock appreciation rights are fully vested and currently exercisable, 99,000 cash-settled stock appreciations rights will vest on January 5, 2023 and 99,000 cash-settled stock appreciation rights will vest on January 5, 2024. On January 24, 2020 the recipient was granted 144,090 cash-settled stock appreciation rights. 48,991 cash-settled stock appreciation rights are fully vested and currently exercisable, 47,550 cash-settled stock appreciations rights will vest on January 24, 2022 and 47,549 cash-settled stock appreciation rights will vest on January 24, 2023. /s/ Emily Varges, as attorney in fact 2022-01-19