0000899243-20-001915.txt : 20200124 0000899243-20-001915.hdr.sgml : 20200124 20200124112250 ACCESSION NUMBER: 0000899243-20-001915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200122 FILED AS OF DATE: 20200124 DATE AS OF CHANGE: 20200124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vlamis Georgia L CENTRAL INDEX KEY: 0001659973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51237 FILM NUMBER: 20544348 MAIL ADDRESS: STREET 1: 2 N RIVERSIDE PLAZA STREET 2: SUITE 1300 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FreightCar America, Inc. CENTRAL INDEX KEY: 0001320854 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 1300 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (800) 458-2235 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 1300 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: FCA Acquisition Corp. DATE OF NAME CHANGE: 20050316 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-22 0 0001320854 FreightCar America, Inc. RAIL 0001659973 Vlamis Georgia L TWO NORTH RIVERSIDE PLAZA SUITE 1300 CHICAGO IL 60606 0 1 0 0 VP, Gen Counsel, Corp Sec & HR Common Stock 2020-01-22 4 F 0 1177 1.77 D 23301 D Employee Stock Option (right to buy) 7.41 2029-01-14 Common stock 27349 27349 D Employee Stock Option (right to buy) 16.66 2028-01-12 Common stock 44212 44212 D Employee Stock Option (right to buy) 16.66 2028-01-12 Common stock 12379 12379 D Represents the exercise of a tax withholding right in connection with the vesting of 3,400 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan. On January 14, 2019 the recipient was granted 27,349 options 9,116 stock options are fully vested and currently exercisable. 9,116 stock options will vest on January 14, 2021 and 9,117 stock options will vest on January 14, 2022. On January 12, 2018 the recipient was granted 44,212 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price. On January 12, 2018, the recipient was granted 12,379 options. 8,252 stock options are fully vested and currently exercisable, 4,127 stock options will vest on January 12, 2021. /s/ Georgia L. Vlamis, as attorney in fact 2020-01-24