0001041885-19-000021.txt : 20190207
0001041885-19-000021.hdr.sgml : 20190207
20190207154425
ACCESSION NUMBER: 0001041885-19-000021
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20190207
DATE AS OF CHANGE: 20190207
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: MoSys, Inc.
CENTRAL INDEX KEY: 0000890394
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770291941
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-78033
FILM NUMBER: 19575091
BUSINESS ADDRESS:
STREET 1: 2309 BERING DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408 418 7500
MAIL ADDRESS:
STREET 1: 2309 BERING DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: MONOLITHIC SYSTEM TECHNOLOGY INC
DATE OF NAME CHANGE: 19960613
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Gipson Thomas Livingston
CENTRAL INDEX KEY: 0001320325
FILING VALUES:
FORM TYPE: SC 13G
MAIL ADDRESS:
STREET 1: 7340 SIX FORKS ROAD
CITY: RALEIGH
STATE: NC
ZIP: 27615
SC 13G
1
mosys13gtlgdec2018.txt
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
MOSYS, INC.
-----------------------------------------------------
(Name of Issuer)
COMMON STOCK
-----------------------------------------------------
(Title of Class of Securities)
619718109
-----------------------------------------------------
(CUSIP Number)
10/20/2018
-----------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[X] Rule 13d-1(b)
[] Rule 13d-1(c)
[] Rule 13d-1(d)
----------
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
CUSIP No. 619718109 13G
------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON(S)
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S)
Thomas L. Gipson
------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
------------------------------------------------------------------------------
3. SEC USE ONLY
------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER 3,402,880
SHARES
BENEFICIALLY ------------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER 0
REPORTING ------------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER 3,402,880
WITH
------------------------------------------------------------
8. SHARED DISPOSITIVE POWER 0
------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,402,880
------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.5%
------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
PN
------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
13G
Item 1. (a) Name of Issuer: MOSYS, INC.
------------------------------------------------------------
(b) Address of Issuer's Principal Executive Offices:
3301 OLGOTT STREET
SANTA CLARA, CA 95054
------------------------------------------------------------
Item 2. (a) Name of Person Filing: INGALLS & SNYDER VALUE PARTNERS, LP
------------------------------------------------------------
(b) Address of Principal Business Office, or if None, Residence:
c/o INGALLS & SNYDER, LLC
1325 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
------------------------------------------------------------
(c) Citizenship: USA
------------------------------------------------------------
(d) Title of Class of Securities:
COMMON STOCK
------------------------------------------------------------
(e) CUSIP Number: 619718109
------------------------------------------------------------
Item 3. If this statement is filed pursuant to Section240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered under section 15 of the
Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of the
Act (15 U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C 80a-8).
(e) [ ] An investment adviser in accordance with
Section 240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance
with Section240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance
with Section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act
of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage
of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:______3,402,880________ .
(b) Percent of class: ____7.5%__________.
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote ____3,402,880___.
(ii) Shared power to vote or to direct the vote ____0__________.
(iii) Sole power to dispose or to direct the disposition of _3,402,880.
(iv) Shared power to dispose or to direct the disposition of __0__.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more
than five percent of the class of securities, check the following [ ].
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
Share ownership assumes the conversion of $333,831 par amount
of Mosys, Inc. 8% senior secured convertible notes due 8/15/24
and/or the exercise of all or a portion of his 1,534,476 warrants
issued 10/4/18.
Item 7. Identification and Classification of the Subsidiary which Acquired
the Security Being Reported on By the Parent Holding Company.
Item 8. Identification and Classification of Members of the Group.
Item 9. Notice of Dissolution of Group.
Item 10. Certification.
By signing below -I/we- certify that, to the best of
my/our knowledge and belief, the securities referred to above
were acquired in the ordinary course of business and were not
acquired for the purpose of and do not have the effect of changing
or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any
transaction having such purpose or effect.
Signature.
After reasonable inquiry and to the best of my knowledge
and belief, -I/we- certify that the information set forth
in this statement is true, complete and correct.
Date: 01/29/2019
THOMAS L. GIPSON
/S/ THOMAS L. GIPSON /s/
----------------------------------
(Signature)*
THOMAS L. GIPSON
----------------------------------
(Name/Title)
* Attention. Intentional misstatements or omissions of fact constitute federal
criminal violations (see 18 U.S.C. 1001).