0001144204-13-059647.txt : 20131107 0001144204-13-059647.hdr.sgml : 20131107 20131107163614 ACCESSION NUMBER: 0001144204-13-059647 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131105 FILED AS OF DATE: 20131107 DATE AS OF CHANGE: 20131107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MDC PARTNERS INC CENTRAL INDEX KEY: 0000876883 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 980364441 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 646 429 1800 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORP INC DATE OF NAME CHANGE: 20001204 FORMER COMPANY: FORMER CONFORMED NAME: MDC COMMUNICATIONS CORP DATE OF NAME CHANGE: 19961028 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORPORATION DATE OF NAME CHANGE: 19950419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirby Michael JL CENTRAL INDEX KEY: 0001320323 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13718 FILM NUMBER: 131201107 MAIL ADDRESS: STREET 1: 93 WATERFORD DRIVE CITY: NEPEON STATE: A6 ZIP: K2E 7V4 4 1 v359658_4.xml OWNERSHIP DOCUMENT X0306 4 2013-11-05 0 0000876883 MDC PARTNERS INC MDCA 0001320323 Kirby Michael JL C/O MDC PARTNERS INC. 45 HAZELTON AVENUE TORONTO ONTARIO A6 M5R 2E3 ONTARIO, CANADA 1 0 0 0 Class A Shares 41304 D Class A Shares 381 I See FN Class A Shares 2013-11-05 4 M 0 10000 3.72 A 51304 D Class A Shares 2013-11-05 4 D 0 10000 31.28 D 41304 D SARs 3.72 2013-11-05 4 M 0 10000 0 D 2010-03-10 2014-03-09 Class A Shares 10000 0 D Includes unvested Restricted Stock Units (Class A Shares) of the Issuer. Held by an Affiliate of the Reporting Person. The Stock Appreciation Rights ("SARs") granted on March 10, 2009, all of which are vested as of January 20, 2012, expire five (5) years from the Grant Date. These SARs were all exercised on November 5, 2013. /s/ Michael J. L. Kirby 2013-11-07