0000947871-24-000436.txt : 20240507 0000947871-24-000436.hdr.sgml : 20240507 20240507163225 ACCESSION NUMBER: 0000947871-24-000436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240505 FILED AS OF DATE: 20240507 DATE AS OF CHANGE: 20240507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baumgarten Joshua CENTRAL INDEX KEY: 0001320216 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41222 FILM NUMBER: 24922546 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPG Inc. CENTRAL INDEX KEY: 0001880661 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 872063362 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 COMMERCE STREET STREET 2: SUITE 3300 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817-871-4000 MAIL ADDRESS: STREET 1: 301 COMMERCE STREET STREET 2: SUITE 3300 CITY: FORT WORTH STATE: TX ZIP: 76102 FORMER COMPANY: FORMER CONFORMED NAME: TPG Partners, LLC DATE OF NAME CHANGE: 20210827 4 1 ownership.xml X0508 4 2024-05-05 0 0001880661 TPG Inc. TPG 0001320216 Baumgarten Joshua 301 COMMERCE STREET, SUITE 3300 FORT WORTH TX 76102 1 0 0 0 0 Alabama Investments (Parallel), LP Units 2024-05-05 4 A 0 3832 0 A Class A Common Stock 3832 3603740 D On May 5, 2024, 3,832 additional units ("API Units") of Alabama Investments (Parallel), LP ("API") were allocated automatically to the Reporting Person in accordance with API's limited partnership agreement upon their forfeiture by a former partner of API. Pursuant to the Amended and Restated Exchange Agreement filed by TPG Inc. (the "Issuer") with the Securities and Exchange Commission (the "Commission") on November 2, 2023, API Units are ultimately exchangeable for cash or, at the Issuer's election, shares of Class A common stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments and transfer restrictions (the "exchange consideration"). Upon an exchange of API Units, an equal number of Common Units of TPG Operating Group II, L.P. held by API are exchanged on a one-for-one basis for the exchange consideration, and an equal number of shares of Class B common stock of the Issuer also held by API will be automatically cancelled for no additional consideration. Each share of Class B common stock entitles the holder to ten votes per share but carries no economic rights. (3) Bradford Berenson is signing on behalf of Mr. Baumgarten pursuant to the power of attorney dated December 15, 2023, which was previously filed with the Commission. /s/ Bradford Berenson, as attorney-in-fact (3) 2024-05-07