0001225208-14-002524.txt : 20140128 0001225208-14-002524.hdr.sgml : 20140128 20140128161621 ACCESSION NUMBER: 0001225208-14-002524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140126 FILED AS OF DATE: 20140128 DATE AS OF CHANGE: 20140128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Groupon, Inc. CENTRAL INDEX KEY: 0001490281 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 270903295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 WEST CHICAGO AVENUE, SUITE 830 CITY: CHICAGO STATE: IL ZIP: 60610 BUSINESS PHONE: (312) 604-5515 MAIL ADDRESS: STREET 1: 600 WEST CHICAGO AVENUE, SUITE 830 CITY: CHICAGO STATE: IL ZIP: 60610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holden Jeffrey CENTRAL INDEX KEY: 0001320194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35335 FILM NUMBER: 14553172 MAIL ADDRESS: STREET 1: 1200 - 12TH AVENUE SOUTH, SUITE 1200 CITY: SEATTLE STATE: WA ZIP: 98144 4 1 doc4.xml X0306 4 2014-01-26 0001490281 Groupon, Inc. GRPN 0001320194 Holden Jeffrey C/O GROUPON, INC. 600 WEST CHICAGO AVENUE CHICAGO IL 60654 1 SVP - Product Management Class A Common Stock 2014-01-26 4 M 0 14375.0000 10.2800 A 310585.0000 D Class A Common Stock 2014-01-26 4 F 0 4612.0000 10.2800 D 305973.0000 D Class A Common Stock 3400.0000 I Holden Family Generation-Skipping Trust 2008 Restricted Stock Units 2014-01-26 4 M 0 14375.0000 0.0000 D 2012-07-26 Class A Common Stock 14375.0000 359375.0000 D Restricted Stock Units 2012-04-18 Class A Common Stock 507777.0000 507777.0000 D Restricted Stock Units 2013-12-15 Class A Common Stock 600000.0000 600000.0000 D Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will vest in 32 equal installments each quarter, beginning on July 26, 2012, subject to Mr. Holden's continued employment with the Company through each vesting date. The restricted stock units were originally scheduled to vest beginning on July 26, 2013, however the grant was amended to change the first vesting date to July 26, 2012. One-sixth of Mr. Holden's 937,500 restricted stock units vested on April 18, 2012, and the remaining restricted stock units will vest in 60 equal installments on the 18th day of each month, beginning on May 18, 2012, subject to Mr. Holden's continued employment with the Company through each vesting date. Twenty-five percent (25%) of the restricted stock units reported on this line will vest on December 15, 2013 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on March 15, 2014, subject to Mr. Holden's continued employment with the Company through each vesting date. /s/ Daniel L. Horwood, by Power of Attorney 2014-01-28