-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DzNRP3IWA1G2R0w/0eL8fWrHlU4FYrmQ9JhK/fQqM4pwsNAQnjLbTh+tywTPXeAv Q2/KGsb/ncwkropiFXfwvQ== 0001144204-09-021969.txt : 20090423 0001144204-09-021969.hdr.sgml : 20090423 20090423123139 ACCESSION NUMBER: 0001144204-09-021969 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090423 DATE AS OF CHANGE: 20090423 EFFECTIVENESS DATE: 20090423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001320168 IRS NUMBER: 133008848 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11313 FILM NUMBER: 09765750 BUSINESS ADDRESS: STREET 1: 50 BROAD STREET STREET 2: SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-344-3300 MAIL ADDRESS: STREET 1: 50 BROAD STREET STREET 2: SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 v146971_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Luke P. La Valle, Jr. Address: American Capital Management, Inc. 50 Broad Street - Suite 1609, New York, NY 10004 Form 13F File Number: 028-11313 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Arlene Francis Title: Office Manager Phone: 212-344-3300 Signature, Place, and Date of Signing: /s/ Arlene Francis New York, NY March 23, 2009 ---------------------- ------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 97 Form 13F Information Table Value Total: $ 232,140 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE AMERICAN CAPITAL MANAGEMENT, INC. FORM 13F American Capital Management, Inc., March 31, 2009
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Charles River Labs Int'l Notes CONV 159864AB3 370 450,000 PRN Sole 450,000 Valeant Pharmaceuticals Cv Sub CONV 91911XAD6 5,221 5,900,000 PRN Sole 5,900,000 Wright Medical Group CONV 98235TAA5 4,776 7,115,000 PRN Sole 7,115,000 A T & T COM 001957109 431 17,118 SH Sole 17,118 ACI Worldwide COM 004498101 3,124 166,600 SH Sole 166,600 Abaxis COM 002567015 872 50,600 SH Sole 50,600 Acxiom COM 005125109 1,347 182,000 SH Sole 182,000 Albany Molecular Research COM 012423109 3,119 330,800 SH Sole 330,800 AmSurg COM 03232P405 957 60,410 SH Sole 60,410 AngioDynamics COM 03475V101 1,144 101,800 SH Sole 101,800 Ansys COM 03662Q105 1,213 48,315 SH Sole 48,315 Arbitron COM 03875Q108 224 14,900 SH Sole 14,900 ArthroCare COM 043136100 937 191,280 SH Sole 191,280 Atwood Oceanics COM 050095108 199 12,000 SH Sole 12,000 Avid Technology COM 05367P100 1,138 124,470 SH Sole 124,470 Baldor Electric COM 057741100 5,026 346,890 SH Sole 346,890 Bank New York Mellon COM 064058100 321 11,375 SH Sole 11,375 Bio Reference Labs COM 09057G602 866 41,400 SH Sole 41,400 Blackbaud COM 09227Q100 199 17,100 SH Sole 17,100 Blackboard COM 091935502 1,084 34,150 SH Sole 34,150 Brady COM 104674106 1,031 58,480 SH Sole 58,480 Buckeye Partners LP Unit COM 118230101 380 10,650 SH Sole 10,650 CRA International COM 12618T105 607 32,150 SH Sole 32,150 Celgene COM 151020104 1,514 34,090 SH Sole 34,090 Cerner COM 156782104 595 13,525 SH Sole 13,525 Charles River Labs COM 159864107 2,439 89,630 SH Sole 89,630 Cognex COM 192422103 6,758 506,610 SH Sole 506,610 Computer Programs & Systems COM 205306103 1,376 41,350 SH Sole 41,350 CyberSource COM 23251J106 1,140 77,000 SH Sole 77,000 Digital River COM 25388b104 2,179 73,075 SH Sole 73,075 Dionex COM 254546104 5,234 110,780 SH Sole 110,780 Dolby Laboratories COM 25659T107 215 6,300 SH Sole 6,300 Eclipsys COM 278856109 662 65,300 SH Sole 65,300 Energy Conversion COM 292659109 133 10,000 SH Sole 10,000 Euronet Worldwide COM 298736109 261 20,000 SH Sole 20,000 Exxon Mobil COM 302290101 551 8,090 SH Sole 8,090 FactSet Research System COM 303075105 9,179 183,620 SH Sole 183,620 Forrester Research COM 346563109 6,886 334,905 SH Sole 334,905 Forward Air COM 349853101 405 24,950 SH Sole 24,950 Franklin Electronic Publishers COM 353515109 425 500,000 SH Sole 500,000 Fuel-Tech COM 359523107 674 64,450 SH Sole 64,450 Fuelcell Energy COM 35952H106 60 25,000 SH Sole 25,000 Gentex COM 371901109 935 93,900 SH Sole 93,900 Genzyme COM 372917104 9,474 159,520 SH Sole 159,520 Haemonetics COM 405024100 14,294 259,510 SH Sole 259,510 Healthcare Services Grp COM 421906108 256 17,100 SH Sole 17,100 Healthways COM 422245100 3,048 347,525 SH Sole 347,525 Hologic COM 436440101 6,490 495,825 SH Sole 495,825 Honeywell COM 438516106 234 8,400 SH Sole 8,400 Huron Consulting Group COM 447462102 2,490 58,680 SH Sole 58,680 ICON PLC ADR COM 45103T107 5,642 349,380 SH Sole 349,380 IDEXX Laboratories COM 45168D104 8,364 241,860 SH Sole 241,860 ITRON COM 465741106 3,902 82,400 SH Sole 82,400 Integra Lifesciences COM 457985208 1,818 73,550 SH Sole 73,550 Jack Henry & Associates COM 426281101 2,756 168,900 SH Sole 168,900 Johnson & Johnson COM 478160104 4,295 81,663 SH Sole 81,663 KV Pharmaceutical Cl A COM 482740206 621 376,635 SH Sole 376,635 Kaydon COM 486587108 1,935 70,800 SH Sole 70,800 LECG COM 523234102 190 74,650 SH Sole 74,650 LKQ COM 501889208 1,149 80,500 SH Sole 80,500 Life Technologies COM 53217V109 273 8,400 SH Sole 8,400 Linear Tech COM 535678106 386 16,800 SH Sole 16,800 Manhattan Associates COM 562750109 7,740 446,860 SH Sole 446,860 Martek Biosciences COM 572901106 1,522 83,400 SH Sole 83,400 MedQuist COM 584949101 221 86,500 SH Sole 86,500 Medicis Pharmaceutical COM 584690309 4,182 338,100 SH Sole 338,100 Merit Medical Systems COM 589889104 2,745 224,850 SH Sole 224,850 Micros Systems COM 594901100 990 52,800 SH Sole 52,800 NeuStar COM 64126x201 700 41,800 SH Sole 41,800 Nokia ADR COM 654902204 179 15,300 SH Sole 15,300 O'Reilly Automotive COM 686091109 11,309 323,020 SH Sole 323,020 Orthofix COM N6748L102 1,502 81,120 SH Sole 81,120 Pharmaceutical Prod Dvlpt COM 717124101 16,703 704,155 SH Sole 704,155 Phase Forward COM 71721R406 303 23,700 SH Sole 23,700 Pope Resources COM 732857107 373 18,439 SH Sole 18,439 Procter & Gamble COM 742718109 230 4,876 SH Sole 4,876 Quaker Chemical COM 747316107 780 98,200 SH Sole 98,200 RPM COM 749685103 185 14,500 SH Sole 14,500 ResMed COM 761152107 5,388 152,450 SH Sole 152,450 SAIC COM 78390x101 355 19,000 SH Sole 19,000 SEI Investments COM 784117103 4,844 396,750 SH Sole 396,750 Sanmina-SCI COM 800907107 278 910,503 SH Sole 910,503 Shaw Comm. Cl B COM 82025k200 325 21,460 SH Sole 21,460 Skyworks Solutions COM 020753109 1,995 247,500 SH Sole 247,500 St. Mary Land & Exp COM 792228108 251 19,000 SH Sole 19,000 Stem Cell Innovations COM 85857B100 1 225,000 SH Sole 225,000 TomoTherapy COM 890088107 342 129,175 SH Sole 129,175 UQM Technologies COM 903213106 46 28,000 SH Sole 28,000 URS COM 903236107 227 5,614 SH Sole 5,614 Valeant Pharmaceuticals Int'l COM 91911x104 18,777 1,055,500 SH Sole 1,055,500 Veeco Instruments COM 922417100 287 43,100 SH Sole 43,100 Verint Systems COM 92343x100 60 17,280 SH Sole 17,280 Wright Medical COM 98235T107 511 39,200 SH Sole 39,200 Zebra Technologies COM 989207105 4,578 240,705 SH Sole 240,705 IShares MSCI Japan ETF EF 464286848 119 15,100 SH Sole 15,100 Liquidia Technologies Series A PFD 100 30,580 SH Sole 30,580 Pimco All Asset Instl 722005626 167 17,098 SH Sole 17,098
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