0001628280-18-000160.txt : 20180105 0001628280-18-000160.hdr.sgml : 20180105 20180105100819 ACCESSION NUMBER: 0001628280-18-000160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180104 FILED AS OF DATE: 20180105 DATE AS OF CHANGE: 20180105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Poling Gregory E CENTRAL INDEX KEY: 0001320034 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37533 FILM NUMBER: 18512294 MAIL ADDRESS: STREET 1: C/O GCP APPLIED TECHNOLOGIES, INC. STREET 2: 62 WHITTEMORE AVENUE CITY: CAMBRIDGE STATE: MA ZIP: 02140 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GCP Applied Technologies Inc. CENTRAL INDEX KEY: 0001644440 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 473936076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 62 WHITTEMORE AVENUE CITY: CAMBRIDGE STATE: MA ZIP: 02140 BUSINESS PHONE: 617-876-1400 MAIL ADDRESS: STREET 1: 62 WHITTEMORE AVENUE CITY: CAMBRIDGE STATE: MA ZIP: 02140 4 1 wf-form4_151516488452859.xml FORM 4 X0306 4 2018-01-04 0 0001644440 GCP Applied Technologies Inc. GCP 0001320034 Poling Gregory E C/O GCP APPLIED TECHNOLOGIES INC. 62 WHITTEMORE AVENUE CAMBRIDGE MA 02140 1 1 0 0 President and CEO Common Stock 2018-01-04 4 M 0 36686 15.36 A 81151 D Common Stock 2018-01-04 4 S 0 26233 32.91 D 54918 D Common Stock 141341 I By Trust Employee Stock Options (rights to buy) 15.36 2018-01-04 4 M 0 36686 0 D 2018-05-02 Common Stock 36686.0 0 D Exercised pursuant to an existing 10b5-1 trading plan. The reporting Person retained all shares net of shares sold to cover the exercise cost and tax withholding. The price reported is the weighted average price. Shares were sold in multiple transactions at prices ranging from $32.9 to $33.05. The Reporting Person will provide, upon request, by the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. Options became exercisable in three substantially equal tranches on May 2, 2014, May 1, 2015 and May 2, 2016. /s/ John W. Kapples, Attorney-in-Fact 2018-01-05