0001406297-12-000016.txt : 20120703 0001406297-12-000016.hdr.sgml : 20120703 20120703120545 ACCESSION NUMBER: 0001406297-12-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120702 FILED AS OF DATE: 20120703 DATE AS OF CHANGE: 20120703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: King John Bryan CENTRAL INDEX KEY: 0001406297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33598 FILM NUMBER: 12942922 MAIL ADDRESS: STREET 1: 301 COMMERCE STREET STREET 2: SUITE 1600 CITY: FORT WORTH STATE: TX ZIP: 76102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Encore Bancshares Inc CENTRAL INDEX KEY: 0001319327 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 760655696 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: NINE GREENWAY PLAZA SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 713.787.3118 MAIL ADDRESS: STREET 1: NINE GREENWAY PLAZA SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77046 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-07-02 1 0001319327 Encore Bancshares Inc EBTX 0001406297 King John Bryan 301 COMMERCE STREET SUITE 1600 FORT WORTH TX 76102 1 0 0 0 Common Stock 2012-07-02 4 M 0 12000 12 A 85076 D Common Stock 2012-07-02 4 S 0 85076 20.62 D 0 D Common Stock 2012-07-02 4 S 0 449100 20.62 D 0 I See footnote Stock Option (right to buy) 12 2012-07-02 4 M 0 6000 12 D 2007-05-01 2013-06-01 Common Stock 6000 6000 D Stock Option (right to buy) 12 2012-07-02 4 M 0 6000 12 D 2008-02-01 2014-02-01 Common Stock 6000 0 D On July 2, 2012, Encore Bancshares, Inc. ("Encore") consummated its merger with Cadence Bancorp, LLC ("Cadence") and EMS Sub I, Inc. ("Merger Sub") on the terms and conditions set forth in that certain Agreement and Plan of Merger, dated March 5, 2012, by and among the Encore, Cadence and Merger Sub. Under the Merger Agreement, outstanding director stock options held by Mr. King were deemed exercised effective July 2, 2012. Under the Merger Agreement, all of the issued and outstanding shares of Common Stock, including those beneficially owned by Mr. King, were acquired by Merger Sub for a purchase price of $20.62 per share in cash effective July 2, 2012. Represents securities held by LKCM Private Discipline Master Fund, SPC (PDP) and LKCM Micro-Cap Partnership, L.P. (Micro). Luther King Capital Management Corporation is the investment manager for PDP and Micro. LKCM Private Discipline Management, L.P. holds the management shares of PDP. LKCM Alternative Management, LLC (LKCM Alternative) is the general partner of PDP Management, and Mr. King is a controlling member of LKCM Alternative. LKCM Micro-Cap Management, L.P. (MC Management) is the general partner of Micro, and Mr. King is a controlilng member of MC Management. Mr. King expressly disclaims beneficial ownership of the securities held by PDP and Micro, expect to the extent of his pecuniary interest therein. J. Bryan King 2012-07-03