0001406297-12-000016.txt : 20120703
0001406297-12-000016.hdr.sgml : 20120703
20120703120545
ACCESSION NUMBER: 0001406297-12-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120702
FILED AS OF DATE: 20120703
DATE AS OF CHANGE: 20120703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: King John Bryan
CENTRAL INDEX KEY: 0001406297
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33598
FILM NUMBER: 12942922
MAIL ADDRESS:
STREET 1: 301 COMMERCE STREET
STREET 2: SUITE 1600
CITY: FORT WORTH
STATE: TX
ZIP: 76102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Encore Bancshares Inc
CENTRAL INDEX KEY: 0001319327
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 760655696
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: NINE GREENWAY PLAZA SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 713.787.3118
MAIL ADDRESS:
STREET 1: NINE GREENWAY PLAZA SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77046
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-07-02
1
0001319327
Encore Bancshares Inc
EBTX
0001406297
King John Bryan
301 COMMERCE STREET
SUITE 1600
FORT WORTH
TX
76102
1
0
0
0
Common Stock
2012-07-02
4
M
0
12000
12
A
85076
D
Common Stock
2012-07-02
4
S
0
85076
20.62
D
0
D
Common Stock
2012-07-02
4
S
0
449100
20.62
D
0
I
See footnote
Stock Option (right to buy)
12
2012-07-02
4
M
0
6000
12
D
2007-05-01
2013-06-01
Common Stock
6000
6000
D
Stock Option (right to buy)
12
2012-07-02
4
M
0
6000
12
D
2008-02-01
2014-02-01
Common Stock
6000
0
D
On July 2, 2012, Encore Bancshares, Inc. ("Encore") consummated its merger with Cadence Bancorp, LLC ("Cadence") and EMS Sub I, Inc. ("Merger Sub") on the terms and conditions set forth in that certain Agreement and Plan of Merger, dated March 5, 2012, by and among the Encore, Cadence and Merger Sub. Under the Merger Agreement, outstanding director stock options held by Mr. King were deemed exercised effective July 2, 2012.
Under the Merger Agreement, all of the issued and outstanding shares of Common Stock, including those beneficially owned by Mr. King, were acquired by Merger Sub for a purchase price of $20.62 per share in cash effective July 2, 2012.
Represents securities held by LKCM Private Discipline Master Fund, SPC (PDP) and LKCM Micro-Cap Partnership, L.P. (Micro). Luther King Capital Management Corporation is the investment manager for PDP and Micro. LKCM Private Discipline Management, L.P. holds the management shares of PDP. LKCM Alternative Management, LLC (LKCM Alternative) is the general partner of PDP Management, and Mr. King is a controlling member of LKCM Alternative. LKCM Micro-Cap Management, L.P. (MC Management) is the general partner of Micro, and Mr. King is a controlilng member of MC Management. Mr. King expressly disclaims beneficial ownership of the securities held by PDP and Micro, expect to the extent of his pecuniary interest therein.
J. Bryan King
2012-07-03