COMMON STOCK

NPORT-P false 0001319067 XXXXXXXX S000052123 C000164029 C000164030 360 Funds 811-21726 0001319067 549300VZWK4R225PCM36 4300 Shawnee Mission Parkway Suite 100 Fairway 66205 (877) 244-6235 FinTrust Income and Opportunity Fund S000052123 549300FKPMEY3PHZ7F58 2021-11-30 2021-02-28 N 23377247.46 1150853.51 22226393.95 0 0 0 0 0 0 0 0 0 0 44540.79 0 0 509497.11 USD N Alibaba Group Holding Ltd 5493001NTNQJDH60PM02 COMMON STOCK 01609W102 3000 NS USD 713280 0.03209 Long EC CORP CN N 1 N N N Baidu Inc 254900AL64IANZYI1E02 COMMON STOCK 056752108 3000 NS USD 850380 0.03826 Long EC CORP CN N 1 N N N Jumia Technologies AG 391200JWCL5VCOSXNT56 COMMON STOCK 48138M105 7500 NS USD 332325 0.01495 Long EC CORP DE N 1 N N N Nintendo Co Ltd 353800FEEXU6I9M0ZF27 COMMON STOCK 654445303 2000 NS USD 154240 0.00694 Long EC CORP JP N 1 N N N Ambev SA 549300TH5Q6VRP8OT012 COMMON STOCK 02319V103 95000 NS USD 242250 0.0109 Long EC CORP BR N 1 N N N Amazon.com Inc ZXTILKJKG63JELOEG630 CALL OPTIONS N/A 1 NC USD 64548 0.0029 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Purchased Amazon.com Inc Amazon.com Inc 100 2600 USD 2022-01-21 XXXX -33456.04 N N N Amazon.com Inc ZXTILKJKG63JELOEG630 CALL OPTIONS N/A 1 NC USD 924 0.00004 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Purchased Amazon.com Inc Amazon.com Inc 100 3425 USD 2021-03-19 XXXX -6965.04 N N N Facebook Inc BQ4BKCS1HXDV9HN80Z93 CALL OPTIONS N/A 15 NC USD 83625 0.00376 N/A DE CORP US N 2 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Purchased Facebook Inc Facebook Inc 100 225 USD 2022-01-21 XXXX -49920.54 N N N Alphabet Inc 5493006MHB84DD0ZWV18 CALL OPTIONS N/A 2 NC USD 120920 0.00544 N/A DE CORP US N 2 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Purchased Alphabet Inc Alphabet Inc 100 1500 USD 2022-01-21 XXXX 40713.93 N N N Bristol-Myers Squibb Co HLYYNH7UQUORYSJQCN42 CALL OPTIONS N/A 30 NC USD 29040 0.00131 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Purchased Bristol-Myers Squibb Co Bristol-Myers Squibb Co 100 55 USD 2022-01-21 XXXX -10881.71 N N N Pfizer Inc 765LHXWGK1KXCLTFYQ30 CALL OPTIONS N/A 30 NC USD 14280 0.00064 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Purchased Pfizer Inc Pfizer Inc 100 30 USD 2022-01-21 XXXX -18772.02 N N N JPMorgan Chase & Co 8I5DZWZKVSZI1NUHU748 CALL OPTIONS N/A 20 NC USD 35600 0.0016 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Purchased JPMorgan Chase & Co JPMorgan Chase & Co 100 135 USD 2021-06-18 XXXX 23685.32 N N N Intel Corp KNX4USFCNGPY45LOCE31 CALL OPTIONS N/A 50 NC USD 83750 0.00377 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Purchased Intel Corp Intel Corp 100 50 USD 2023-01-20 XXXX 14984.81 N N N AdvanSix Inc 5493009TPRODMCAZLF67 COMMON STOCK 00773T101 5000 NS USD 139000 0.00625 Long EC CORP US N 1 N N N Daqo New Energy Corp 529900711JBZ5O7VA827 COMMON STOCK 23703Q203 1000 NS USD 104250 0.00469 Long EC CORP CN N 1 N N N Mosaic Co/The 2YD5STGSJNMUB7H76907 COMMON STOCK 61945C103 23000 NS USD 676200 0.03042 Long EC CORP US N 1 N N N International Paper Co 824LMFJDH41EY779Q875 COMMON STOCK 460146103 7000 NS USD 347550 0.01564 Long EC CORP US N 1 N N N Barrick Gold Corp 0O4KBQCJZX82UKGCBV73 COMMON STOCK 067901108 7000 NS USD 130690 0.00588 Long EC CORP CA N 1 N N N Cameco Corp N4BHALMXL3GMZKCUON55 COMMON STOCK 13321L108 10000 NS USD 156600 0.00705 Long EC CORP CA N 1 N N N Energy Fuels Inc/Canada 529900P0GCATXMGK8I62 COMMON STOCK 292671708 20000 NS USD 103800 0.00467 Long EC CORP US N 1 N N N Glencore PLC 2138002658CPO9NBH955 COMMON STOCK 37827X100 25000 NS USD 201250 0.00905 Long EC CORP CH N 1 N N N Newmont Corp 549300VSP3RIX7FGDZ51 COMMON STOCK 651639106 3000 NS USD 163140 0.00734 Long EC CORP US N 1 N N N Pan American Silver Corp 549300MKTF5851TYIB83 COMMON STOCK 697900108 10000 NS USD 330200 0.01486 Long EC CORP CA N 1 N N N Wheaton Precious Metals Corp 549300XSFG5ZCGVYD886 COMMON STOCK 962879102 2000 NS USD 71480 0.00322 Long EC CORP CA N 1 N N N Alphabet Inc 5493006MHB84DD0ZWV18 COMMON STOCK 02079K107 400 NS USD 814744 0.03666 Long EC CORP US N 1 N N N Amazon.com Inc ZXTILKJKG63JELOEG630 COMMON STOCK 023135106 100 NS USD 309293 0.01392 Long EC CORP US N 1 N N N eBay Inc OML71K8X303XQONU6T67 COMMON STOCK 278642103 3750 NS USD 211575 0.00952 Long EC CORP US N 1 N N N JD.com Inc 549300HVTWB0GJZ16V92 COMMON STOCK 47215P106 1100 NS USD 103257 0.00465 Long EC CORP CN N 1 N N N Yatra Online Inc N/A COMMON STOCK N/A 25000 NS USD 57750 0.0026 Long EC CORP IN N 1 N N N Loral Space & Communications Inc 5299008CJ8NPI54F8D37 COMMON STOCK 543881106 7500 NS USD 332550 0.01496 Long EC CORP US N 1 N N N Nokia Oyj 549300A0JPRWG1KI7U06 COMMON STOCK 654902204 85000 NS USD 333200 0.01499 Long EC CORP FI N 1 N N N Telefonaktiebolaget LM Ericsson 549300W9JLPW15XIFM52 COMMON STOCK 294821608 70000 NS USD 877100 0.03946 Long EC CORP SE N 1 N N N Ford Motor Co 20S05OYHG0MQM4VUIC57 COMMON STOCK 345370860 30000 NS USD 351000 0.01579 Long EC CORP US N 1 N N N Volkswagen AG 529900NNUPAGGOMPXZ31 COMMON STOCK 928662600 17500 NS USD 409815 0.01844 Long EC CORP DE N 1 N N N Workhorse Group Inc 5493006JUAG258V8X854 COMMON STOCK 98138J206 2500 NS USD 40425 0.00182 Long EC CORP US N 1 N N N Callaway Golf Co 5493005UB0KFRKBPCU72 COMMON STOCK 131193104 10000 NS USD 279500 0.01258 Long EC CORP US N 1 N N N Green Plains Partners LP 549300RTI0PBG5HI4Z38 COMMON STOCK 393221106 20000 NS USD 202600 0.00912 Long EC CORP US N 1 N N N Archer-Daniels-Midland Co 549300LO13MQ9HYSTR83 COMMON STOCK 039483102 3500 NS USD 198030 0.00891 Long EC CORP US N 1 N N N Bunge Ltd 5493007M0RIN8HY3MM77 COMMON STOCK N/A 2750 NS USD 210595 0.00947 Long EC CORP US N 1 N N N Exact Sciences Corp 549300VM3X1FYD4N9Z14 COMMON STOCK 30063P105 2000 NS USD 272240 0.01225 Long EC CORP US N 1 N N N Medtronic PLC 549300GX3ZBSQWUXY261 COMMON STOCK N/A 3000 NS USD 350910 0.01579 Long EC CORP IE N 1 N N N Tandem Diabetes Care Inc 549300JEPFOD0K4D3I05 COMMON STOCK 875372203 2500 NS USD 239975 0.0108 Long EC CORP US N 1 N N N Centene Corp 549300Z7JJ4TQSQGT333 COMMON STOCK 15135B101 5000 NS USD 292700 0.01317 Long EC CORP US N 1 N N N Bristol-Myers Squibb Co HLYYNH7UQUORYSJQCN42 COMMON STOCK 110122108 5000 NS USD 306650 0.0138 Long EC CORP US N 1 N N N Curaleaf Holdings Inc N/A COMMON STOCK 23126M102 12500 NS USD 202500 0.00911 Long EC CORP US N 1 N N N Pacira BioSciences Inc N/A COMMON STOCK 695127100 3200 NS USD 235200 0.01058 Long EC CORP US N 1 N N N Pfizer Inc 765LHXWGK1KXCLTFYQ30 COMMON STOCK 717081103 8500 NS USD 284665 0.01281 Long EC CORP US N 1 N N N Tilray Inc 549300Y4V60733TO1478 COMMON STOCK 88688T100 3000 NS USD 73080 0.00329 Long EC CORP CA N 1 N N N First Solar Inc 549300NPYMLM4NHTOF27 COMMON STOCK 336433107 1900 NS USD 153938 0.00693 Long EC CORP US N 1 N N N Williams Cos Inc/The D71FAKCBLFS2O0RBPG08 COMMON STOCK 969457100 5000 NS USD 114200 0.00514 Long EC CORP US N 1 N N N Commerce Bancshares Inc/MO N/A COMMON STOCK 200525103 2500 NS USD 185075 0.00833 Long EC CORP US N 1 N N N Eagle Bancorp Inc 549300B47NZODRMG3D47 COMMON STOCK 268948106 4000 NS USD 195560 0.0088 Long EC CORP US N 1 N N N First Internet Bancorp 549300T25MP2M92XU194 COMMON STOCK 320557101 5000 NS USD 163750 0.00737 Long EC CORP US N 1 N N N Regions Financial Corp CW05CS5KW59QTC0DG824 COMMON STOCK 7591EP100 10000 NS USD 206300 0.00928 Long EC CORP US N 1 N N N Truist Financial Corp 549300DRQQI75D2JP341 COMMON STOCK 89832Q109 5000 NS USD 284800 0.01281 Long EC CORP US N 1 N N N American International Group Inc ODVCVCQG2BP6VHV36M30 COMMON STOCK 026874784 4000 NS USD 175800 0.00791 Long EC CORP US N 1 N N N Brighthouse Financial Inc 5493003T8SZSHOGGAW52 COMMON STOCK 10922N103 6500 NS USD 259285 0.01167 Long EC CORP US N 1 N N N Greenlight Capital Re Ltd 549300Q9HRIFA2BGHJ51 COMMON STOCK N/A 30000 NS USD 233700 0.01051 Long EC CORP KY N 1 N N N Blackstone Group Inc/The 5299004LW4QWGZUB8Y96 COMMON STOCK 09260D107 1500 NS USD 103845 0.00467 Long EC CORP US N 1 N N N Carlyle Group Inc/The 529900NGGVF94UK6PG95 COMMON STOCK 14316J108 5000 NS USD 171250 0.0077 Long EC CORP US N 1 N N N KKR & Co Inc 549300JOHU21WRN2Z451 COMMON STOCK 48251W104 3000 NS USD 136680 0.00615 Long EC CORP US N 1 N N N Builders FirstSource Inc 549300W0SKP6L3H7DP63 COMMON STOCK 12008R107 10000 NS USD 432650 0.01947 Long EC CORP US N 1 N N N Sterling Construction Co Inc 549300RZIK6K1215XU51 COMMON STOCK 859241101 16000 NS USD 364480 0.0164 Long EC CORP US N 1 N N N Lumentum Holdings Inc 549300JLWRRC38DWEF52 COMMON STOCK 55024U109 5800 NS USD 522000 0.02349 Long EC CORP US N 1 N N N Vuzix Corp 549300EWPW64TZQXJG66 COMMON STOCK 92921W300 22500 NS USD 423450 0.01905 Long EC CORP US N 1 N N N NXP Semiconductors NV 724500M9BY5293JDF951 COMMON STOCK N/A 2000 NS USD 365100 0.01643 Long EC CORP NL N 1 N N N QUALCOMM Inc H1J8DDZKZP6H7RWC0H53 COMMON STOCK 747525103 1200 NS USD 163428 0.00735 Long EC CORP US N 1 N N N Skyworks Solutions Inc 549300WZ3ORQ2BVKBD96 COMMON STOCK 83088M102 2000 NS USD 355640 0.016 Long EC CORP US N 1 N N N Activision Blizzard Inc 549300TPQQDBP9GNOF40 COMMON STOCK 00507V109 2000 NS USD 191220 0.0086 Long EC CORP US N 1 N N N Domo Inc 549300X57AGT5JULJ761 COMMON STOCK 257554105 2000 NS USD 127460 0.00573 Long EC CORP US N 1 N N N ProShares Ultra VIX Short-Term Futures ETF 549300EWSOHHPOVKHV20 EXCHANGE-TRADED FUND 74347W148 25000 NS USD 238500 0.01073 Long EC RF US N 1 N N N United States Treasury Note/Bond 254900HROIFWPRGM1V77 GOVT SECURITIES 91282CAR2 815000 PA USD 814777.51 0.03666 Long DBT UST US N 2 2022-10-31 Fixed 0.125 N N N N N N United States Treasury Note/Bond 254900HROIFWPRGM1V77 GOVT SECURITIES 912828C57 250000 PA USD 250449 0.01127 Long DBT UST US N 2 2021-03-31 Fixed 2.25 N N N N N N United States Treasury Note/Bond 254900HROIFWPRGM1V77 GOVT SECURITIES 912828Z60 500000 PA USD 505918 0.02276 Long DBT UST US N 2 2022-01-31 Fixed 1.375 N N N N N N Federated Hermes Government Obligations Fund 254900VAJ9169N7JRF45 MONEY MARKET FUND 60934N104 1750168.76 NS USD 1750168.76 0.07874 Long STIV RF US N 1 N N N United Community Banks Inc/GA 549300GVW0FV66X3U703 PREFERRED STOCK 90985F205 21000 NS USD 571410 0.02571 Long EP CORP US N 1 N N N Federal National Mortgage Association B1V7KEBTPIMZEU4LTD58 PREFERRED STOCK 313586752 60000 NS USD 340200 0.01531 Long EP CORP US N 1 N N N Twitter Inc 549300I8RX485XMK6836 PUT OPTIONS N/A 20 NC USD 800 0.00004 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Purchased Twitter Inc Twitter Inc 100 50 USD 2021-04-16 XXXX -10480.26 N N N Invesco QQQ Trust Series 1 549300VY6FEJBCIMET58 PUT OPTIONS N/A 30 NC USD 38640 0.00174 N/A DE RF US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Put Purchased Invesco QQQ Trust Series 1 Invesco QQQ Trust Series 1 100 318 USD 2021-03-31 XXXX -12121.07 N N N Invesco QQQ Trust Series 1 549300VY6FEJBCIMET58 PUT OPTIONS N/A 60 NC USD 152100 0.00684 N/A DE RF US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Put Purchased Invesco QQQ Trust Series 1 Invesco QQQ Trust Series 1 100 325 USD 2021-06-30 XXXX 16262.86 N N N SPDR S&P 500 ETF Trust 549300NZAMSJ8FXPQQ63 PUT OPTIONS N/A 35 NC USD 38395 0.00173 N/A DE RF US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Put Purchased SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100 380 USD 2021-03-31 XXXX -7815.25 N N N SPDR S&P 500 ETF Trust 549300NZAMSJ8FXPQQ63 PUT OPTIONS N/A 100 NC USD 190000 0.00855 N/A DE RF US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Put Purchased SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100 380 USD 2021-06-30 XXXX -7618.58 N N N SPDR S&P 500 ETF Trust 549300NZAMSJ8FXPQQ63 PUT OPTIONS N/A 155 NC USD 420205 0.01891 N/A DE RF US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Put Purchased SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100 380 USD 2021-09-30 XXXX 20706.47 N N N Zoom Video Communications Inc 549300T9GCHU0ODOM055 PUT OPTIONS N/A 7 NC USD 45150 0.00203 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Purchased Zoom Video Communications Inc Zoom Video Communications Inc 100 400 USD 2021-05-21 XXXX 8471.86 N N N Energy Fuels Inc/Canada 529900P0GCATXMGK8I62 WARRANTS 292671179 15000 NC USD 42750 0.00192 N/A DE CORP CA N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Purchased Energy Fuels Inc/Canada Energy Fuels Inc/Canada 1 2.45 USD 2021-09-20 XXXX 8032.5 N N N Mosaic Co/The 2YD5STGSJNMUB7H76907 CALL OPTIONS N/A -80 NC USD -8400 -0.00038 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Mosaic Co/The Mosaic Co/The 100 31 USD 2021-03-19 XXXX 2501.69 N N N Barrick Gold Corp 0O4KBQCJZX82UKGCBV73 CALL OPTIONS N/A -35 NC USD -1540 -0.00007 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Barrick Gold Corp Barrick Gold Corp 100 25 USD 2021-06-18 XXXX 2308.66 N N N Newmont Corp 549300VSP3RIX7FGDZ51 CALL OPTIONS N/A -25 NC USD -1025 -0.00005 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Newmont Corp Newmont Corp 100 65 USD 2021-04-16 XXXX 1984.03 N N N Wheaton Precious Metals Corp 549300XSFG5ZCGVYD886 CALL OPTIONS N/A -10 NC USD -440 -0.00002 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Wheaton Precious Metals Corp Wheaton Precious Metals Corp 100 45 USD 2021-04-16 XXXX 1009.61 N N N eBay Inc OML71K8X303XQONU6T67 CALL OPTIONS N/A -12 NC USD -228 -0.00001 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written eBay Inc eBay Inc 100 70 USD 2021-04-16 XXXX 1103.54 N N N Alphabet Inc 5493006MHB84DD0ZWV18 CALL OPTIONS N/A -1 NC USD -1510 -0.00007 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Alphabet Inc Alphabet Inc 100 2300 USD 2021-04-16 XXXX 1415.9 N N N Jumia Technologies AG 391200JWCL5VCOSXNT56 CALL OPTIONS N/A -25 NC USD -1075 -0.00005 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Jumia Technologies AG Jumia Technologies AG 100 70 USD 2021-03-19 XXXX 7848.91 N N N Loral Space & Communications Inc 5299008CJ8NPI54F8D37 CALL OPTIONS N/A -10 NC USD -4610 -0.00021 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Loral Space & Communications Inc Loral Space & Communications Inc 100 45 USD 2021-04-16 XXXX -1890.42 N N N GameStop Corp 549300505KLOET039L77 CALL OPTIONS N/A -1 NC USD -5665 -0.00025 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Written GameStop Corp GameStop Corp 100 50 USD 2021-03-19 XXXX 2501.73 N N N GameStop Corp 549300505KLOET039L77 CALL OPTIONS N/A -1 NC USD -4000 -0.00018 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Written GameStop Corp GameStop Corp 100 95 USD 2021-03-19 XXXX 2584.77 N N N Vuzix Corp 549300EWPW64TZQXJG66 CALL OPTIONS N/A -30 NC USD -7050 -0.00032 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Written Vuzix Corp Vuzix Corp 100 24 USD 2021-04-16 XXXX 3427.69 N N N Vuzix Corp 549300EWPW64TZQXJG66 CALL OPTIONS N/A -50 NC USD -11450 -0.00052 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Written Vuzix Corp Vuzix Corp 100 25 USD 2021-04-16 XXXX 4305.36 N N N Archer-Daniels-Midland Co 549300LO13MQ9HYSTR83 CALL OPTIONS N/A -35 NC USD -8890 -0.0004 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Archer-Daniels-Midland Co Archer-Daniels-Midland Co 100 55 USD 2021-03-19 XXXX -6371.31 N N N Bunge Ltd 5493007M0RIN8HY3MM77 CALL OPTIONS N/A -10 NC USD -1550 -0.00007 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Bunge Ltd Bunge Ltd 100 85 USD 2021-04-16 XXXX 419.6 N N N Pan American Silver Corp 549300MKTF5851TYIB83 CALL OPTIONS N/A -35 NC USD -9345 -0.00042 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Pan American Silver Corp Pan American Silver Corp 100 34 USD 2021-04-16 XXXX -2416.41 N N N Medtronic PLC 549300GX3ZBSQWUXY261 CALL OPTIONS N/A -10 NC USD -1530 -0.00007 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Written Medtronic PLC Medtronic PLC 100 130 USD 2021-05-21 XXXX 815.59 N N N Centene Corp 549300Z7JJ4TQSQGT333 CALL OPTIONS N/A -50 NC USD -10850 -0.00049 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Centene Corp Centene Corp 100 65 USD 2021-06-18 XXXX 3647.89 N N N Pacira BioSciences Inc N/A CALL OPTIONS N/A -11 NC USD -3850 -0.00017 N/A DE CORP US N 2 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Pacira BioSciences Inc Pacira BioSciences Inc 100 90 USD 2021-05-21 XXXX -308.47 N N N Builders FirstSource Inc 549300W0SKP6L3H7DP63 CALL OPTIONS N/A -30 NC USD -6900 -0.00031 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Written Builders FirstSource Inc Builders FirstSource Inc 100 43 USD 2021-03-19 XXXX 0.27 N N N Builders FirstSource Inc 549300W0SKP6L3H7DP63 CALL OPTIONS N/A -30 NC USD -8100 -0.00036 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Written Builders FirstSource Inc Builders FirstSource Inc 100 45 USD 2021-04-16 XXXX -3172.18 N N N Brighthouse Financial Inc 5493003T8SZSHOGGAW52 CALL OPTIONS N/A -20 NC USD -1020 -0.00005 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Written Brighthouse Financial Inc Brighthouse Financial Inc 100 45 USD 2021-03-19 XXXX 1482.23 N N N Blackstone Group Inc/The 5299004LW4QWGZUB8Y96 CALL OPTIONS N/A -15 NC USD -5115 -0.00023 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Blackstone Group Inc/The Blackstone Group Inc/The 100 67.5 USD 2021-03-19 XXXX -2385.6 N N N Carlyle Group Inc/The 529900NGGVF94UK6PG95 CALL OPTIONS N/A -20 NC USD -1400 -0.00006 N/A DE CORP US N 2 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Written Carlyle Group Inc/The Carlyle Group Inc/The 100 39 USD 2021-06-18 XXXX 1102.23 N N N Lumentum Holdings Inc 549300JLWRRC38DWEF52 CALL OPTIONS N/A -10 NC USD -1370 -0.00006 N/A DE CORP US N 1 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Lumentum Holdings Inc Lumentum Holdings Inc 100 100 USD 2021-03-19 XXXX 269.6 N N N Skyworks Solutions Inc 549300WZ3ORQ2BVKBD96 CALL OPTIONS N/A -10 NC USD -6640 -0.0003 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Written Skyworks Solutions Inc Skyworks Solutions Inc 100 190 USD 2021-04-16 XXXX 1152.58 N N N Domo Inc 549300X57AGT5JULJ761 CALL OPTIONS N/A -20 NC USD -5600 -0.00025 N/A DE CORP US N 2 Capital Institutional Services, Inc. 54930061X8RDWFDJIS05 Call Written Domo Inc Domo Inc 100 95 USD 2021-05-21 XXXX 3939.08 N N N Freeport-McMoRan Inc 549300IRDTHJQ1PVET45 PUT OPTIONS N/A -50 NC USD -22750 -0.00102 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Freeport-McMoRan Inc Freeport-McMoRan Inc 100 35 USD 2021-05-21 XXXX -5737.17 N N N Pan American Silver Corp 549300MKTF5851TYIB83 PUT OPTIONS N/A -30 NC USD -7350 -0.00033 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Pan American Silver Corp Pan American Silver Corp 100 34 USD 2021-03-19 XXXX 2378.01 N N N Amazon.com Inc ZXTILKJKG63JELOEG630 PUT OPTIONS N/A -1 NC USD -14200 -0.00064 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Amazon.com Inc Amazon.com Inc 100 3100 USD 2021-04-16 XXXX -1360.94 N N N Baidu Inc 254900AL64IANZYI1E02 PUT OPTIONS N/A -5 NC USD -13600 -0.00061 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Baidu Inc Baidu Inc 100 280 USD 2021-04-16 XXXX -3192.41 N N N Expedia Group Inc N/A PUT OPTIONS N/A -10 NC USD -3500 -0.00016 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Expedia Group Inc Expedia Group Inc 100 140 USD 2021-04-16 XXXX 6942.41 N N N JD.com Inc 549300HVTWB0GJZ16V92 PUT OPTIONS N/A -10 NC USD -12850 -0.00058 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written JD.com Inc JD.com Inc 100 105 USD 2021-03-19 XXXX -5753.21 N N N JD.com Inc 549300HVTWB0GJZ16V92 PUT OPTIONS N/A -15 NC USD -11475 -0.00052 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written JD.com Inc JD.com Inc 100 97.5 USD 2021-03-19 XXXX 438.7 N N N Workhorse Group Inc 5493006JUAG258V8X854 PUT OPTIONS N/A -30 NC USD -36900 -0.00166 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Workhorse Group Inc Workhorse Group Inc 100 28 USD 2021-03-19 XXXX -27921.97 N N N Workhorse Group Inc 5493006JUAG258V8X854 PUT OPTIONS N/A -50 NC USD -72500 -0.00326 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Workhorse Group Inc Workhorse Group Inc 100 30 USD 2021-03-19 XXXX -42736.95 N N N PulteGroup Inc N/A PUT OPTIONS N/A -20 NC USD -4700 -0.00021 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written PulteGroup Inc PulteGroup Inc 100 44 USD 2021-04-16 XXXX 201.18 N N N Callaway Golf Co 5493005UB0KFRKBPCU72 PUT OPTIONS N/A -30 NC USD -2100 -0.00009 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Callaway Golf Co Callaway Golf Co 100 26 USD 2021-03-19 XXXX 1803.34 N N N Norwegian Cruise Line Holdings Ltd N/A PUT OPTIONS N/A -50 NC USD -10500 -0.00047 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Norwegian Cruise Line Holdings Ltd Norwegian Cruise Line Holdings Ltd 100 25 USD 2021-05-21 XXXX 5734.35 N N N Constellation Brands Inc 5493005GKEG8QCVY7037 PUT OPTIONS N/A -10 NC USD -6000 -0.00027 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Constellation Brands Inc Constellation Brands Inc 100 215 USD 2021-03-19 XXXX -899.47 N N N First Solar Inc 549300NPYMLM4NHTOF27 PUT OPTIONS N/A -10 NC USD -9660 -0.00043 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written First Solar Inc First Solar Inc 100 90 USD 2021-03-19 XXXX -5517.35 N N N EOG Resources Inc XWTZDRYZPBUHIQBKDB46 PUT OPTIONS N/A -20 NC USD -1260 -0.00006 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written EOG Resources Inc EOG Resources Inc 100 57.5 USD 2021-03-19 XXXX 2625.2 N N N EOG Resources Inc XWTZDRYZPBUHIQBKDB46 PUT OPTIONS N/A -40 NC USD -7040 -0.00032 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written EOG Resources Inc EOG Resources Inc 100 55 USD 2021-04-16 XXXX 8650.42 N N N EQT Corp 4NT01YGM4X7ZX86ISY52 PUT OPTIONS N/A -58 NC USD -4640 -0.00021 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written EQT Corp EQT Corp 100 17 USD 2021-03-19 XXXX 4563.91 N N N EQT Corp 4NT01YGM4X7ZX86ISY52 PUT OPTIONS N/A -60 NC USD -7500 -0.00034 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written EQT Corp EQT Corp 100 18 USD 2021-03-19 XXXX 600.67 N N N SM Energy Co 84BUTVXV5ODI6BXNMH43 PUT OPTIONS N/A -50 NC USD -4700 -0.00021 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written SM Energy Co SM Energy Co 100 12.5 USD 2021-03-19 XXXX 6050.47 N N N SM Energy Co 84BUTVXV5ODI6BXNMH43 PUT OPTIONS N/A -30 NC USD -1275 -0.00006 N/A DE CORP US N 2 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written SM Energy Co SM Energy Co 100 7.5 USD 2021-05-21 XXXX 1725.36 N N N Lumentum Holdings Inc 549300JLWRRC38DWEF52 PUT OPTIONS N/A -20 NC USD -21900 -0.00099 N/A DE CORP US N 2 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Lumentum Holdings Inc Lumentum Holdings Inc 100 100 USD 2021-03-19 XXXX -11899.94 N N N American Woodmark Corp 5299007PFSDWMA74RB56 PUT OPTIONS N/A -15 NC USD -11775 -0.00053 N/A DE CORP US N 2 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written American Woodmark Corp American Woodmark Corp 100 95 USD 2021-04-16 XXXX 226.6 N N N Builders FirstSource Inc 549300W0SKP6L3H7DP63 PUT OPTIONS N/A -20 NC USD -1620 -0.00007 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Builders FirstSource Inc Builders FirstSource Inc 100 39 USD 2021-03-19 XXXX 1980.2 N N N Builders FirstSource Inc 549300W0SKP6L3H7DP63 PUT OPTIONS N/A -30 NC USD -2550 -0.00011 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Builders FirstSource Inc Builders FirstSource Inc 100 41 USD 2021-03-19 XXXX 4027.78 N N N Advanced Micro Devices Inc R2I72C950HOYXII45366 PUT OPTIONS N/A -15 NC USD -10740 -0.00048 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Advanced Micro Devices Inc Advanced Micro Devices Inc 100 90 USD 2021-03-19 XXXX -2876.06 N N N NVIDIA Corp 549300S4KLFTLO7GSQ80 PUT OPTIONS N/A -5 NC USD -25825 -0.00116 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written NVIDIA Corp NVIDIA Corp 100 575 USD 2021-04-16 XXXX -10392.52 N N N NXP Semiconductors NV 724500M9BY5293JDF951 PUT OPTIONS N/A -10 NC USD -11000 -0.00049 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written NXP Semiconductors NV NXP Semiconductors NV 100 180 USD 2021-04-16 XXXX -1853.26 N N N QUALCOMM Inc H1J8DDZKZP6H7RWC0H53 PUT OPTIONS N/A -10 NC USD -10600 -0.00048 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written QUALCOMM Inc QUALCOMM Inc 100 145 USD 2021-03-19 XXXX -3962.46 N N N QUALCOMM Inc H1J8DDZKZP6H7RWC0H53 PUT OPTIONS N/A -15 NC USD -9570 -0.00043 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written QUALCOMM Inc QUALCOMM Inc 100 135 USD 2021-04-16 XXXX -1931.06 N N N Zoom Video Communications Inc 549300T9GCHU0ODOM055 PUT OPTIONS N/A -7 NC USD -4354 -0.0002 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Put Written Zoom Video Communications Inc Zoom Video Communications Inc 100 250 USD 2021-05-21 XXXX -1104.22 N N N Loral Space & Communications Inc 5299008CJ8NPI54F8D37 CALL OPTIONS N/A -20 NC USD -9220 -0.00041 N/A DE CORP US N 1 Interactive Brokers Corp. 549300OSXAB3HHDJN713 Call Written Loral Space & Communications Inc Loral Space & Communications Inc 100 45 USD 2021-04-16 XXXX -3217.85 N N N 2021-04-23 360 Funds /s/ Larry E. Beaver, Jr. Larry E. Beaver, Jr. Assistant Treasurer and Acting Principal Financial Officer XXXX