0001318757-16-000028.txt : 20161110 0001318757-16-000028.hdr.sgml : 20161110 20161110144327 ACCESSION NUMBER: 0001318757-16-000028 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 161987463 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318757 XXXXXXXX 09-30-2016 09-30-2016 Marshall Wace LLP
THE ADELPHI 1-11 JOHN ADAM STREET LONDON X0 WC2N 6HT
13F HOLDINGS REPORT 028-11304 N
Patrick Lawenda Operations 212 235 2841 Patrick Lawenda New York NY 11-10-2016 2 1167 14065290 false 1 0001325091 028-11377 Marshall Wace North America L.P. 2 0001519964 028-14472 MARSHALL WACE ASIA Ltd
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STOCK 907818108 1939 19880 SH SOLE 0 19880 0 0 UNIT CORP COMMON STOCK 909218109 232 12471 SH DFND 12471 0 12471 0 UNITED TECH CORP COMMON STOCK 913017109 1698 16710 SH SOLE 0 16710 0 0 UNITEDHEALTH GRP COMMON STOCK 91324P102 1325 9461 SH DFND 9461 0 9461 0 UNIVAR INC COMMON STOCK 91336L107 1586 72568 SH DFND 72568 0 72568 0 UNIVERSAL HLTH-B COMMON STOCK 913903100 103671 841350 SH DFND 841350 0 841350 0 UNIVERSAL HLTH-B COMMON STOCK 913903100 1521 12347 SH SOLE 0 12347 0 0 UNIVERSAL INSURA COMMON STOCK 91359V107 4419 175348 SH DFND 175348 0 175348 0 URBAN OUTFITTER COMMON STOCK 917047102 3305 95745 SH DFND 95745 0 95745 0 US CELLULAR CORP COMMON STOCK 911684108 781 21483 SH SOLE 0 21483 0 0 US CONCRETE INC COMMON STOCK 90333L201 575 12472 SH DFND 12472 0 12472 0 US SILICA HOLDIN COMMON STOCK 90346E103 224 4813 SH SOLE 0 4813 0 0 USANA HEALTH SCI COMMON STOCK 90328M107 4018 29040 SH DFND 29040 0 29040 0 VAIL RESORTS COMMON STOCK 91879Q109 6145 39170 SH DFND 39170 0 39170 0 VALERO ENERGY COMMON STOCK 91913Y100 25131 474172 SH DFND 474172 0 474172 0 VALSPAR CORP/THE COMMON STOCK 920355104 3747 35330 SH DFND 35330 0 35330 0 VALSPAR CORP/THE COMMON STOCK 920355104 11970 112851 SH SOLE 0 112851 0 0 VALVOLINE INC COMMON STOCK 92047W101 10017 426417 SH DFND 426417 0 426417 0 VCA INC COMMON STOCK 918194101 13188 188460 SH DFND 188460 0 188460 0 VERISIGN INC COMMON STOCK 92343E102 9763 124779 SH DFND 124779 0 124779 0 VIMPELCOM LT-ADR ADR 92719A106 3661 1051988 SH DFND 1051988 0 1051988 0 VIPSHOP HOLDINGS ADR 92763W103 28046 1911818 SH DFND 1911818 0 1911818 0 VIPSHOP HOLDINGS ADR 92763W103 39 2670 SH SOLE 0 2670 0 0 VIRGIN AMERICA I COMMON STOCK 92765X208 8618 161054 SH SOLE 0 161054 0 0 VISA INC-CLASS A COMMON STOCK 92826C839 66000 798063 SH DFND 798063 0 798063 0 VISHAY INTERTECH COMMON STOCK 928298108 355 25221 SH DFND 25221 0 25221 0 VISTA OUTDOOR COMMON STOCK 928377100 5909 148236 SH DFND 148236 0 148236 0 VISTEON CORP COMMON STOCK 92839U206 3990 55674 SH DFND 55674 0 55674 0 VITAE PHARMACEUT COMMON STOCK 92847N103 1028 49146 SH DFND 49146 0 49146 0 VMWARE INC-CL A COMMON STOCK 928563402 8101 110446 SH DFND 110446 0 110446 0 VODAFONE GRP-ADR ADR 92857W308 2011 68979 SH DFND 68979 0 68979 0 VONAGE HOLDINGS COMMON STOCK 92886T201 1620 245051 SH DFND 245051 0 245051 0 VORNADO RLTY TST REIT 929042109 950 9383 SH DFND 9383 0 9383 0 VOYA FINANCIAL I COMMON STOCK 929089100 14221 493444 SH DFND 493444 0 493444 0 VULCAN MATERIALS COMMON STOCK 929160109 54828 482091 SH DFND 482091 0 482091 0 VULCAN MATERIALS COMMON STOCK 929160109 1823 16031 SH SOLE 0 16031 0 0 VWR CORP COMMON STOCK 91843L103 17817 628250 SH DFND 628250 0 628250 0 WABCO HOLDINGS COMMON STOCK 92927K102 14767 130075 SH DFND 130075 0 130075 0 WABTEC CORP COMMON STOCK 929740108 4027 49321 SH DFND 49321 0 49321 0 WAL-MART STORES COMMON STOCK 931142103 317 4395 SH SOLE 0 4395 0 0 WALT DISNEY CO COMMON STOCK 254687106 827 8908 SH DFND 8908 0 8908 0 WALT DISNEY CO COMMON STOCK 254687106 1 8 SH SOLE 0 8 0 0 WASHINGTON REIT REIT 939653101 243 7802 SH DFND 7802 0 7802 0 WASTE CONNECTION COMMON STOCK 94106B101 1637 21917 SH DFND 21917 0 21917 0 WASTE CONNECTION COMMON STOCK 94106B101 826 11060 SH SOLE 0 11060 0 0 WASTE MANAGEMENT COMMON STOCK 94106L109 6376 100000 SH DFND 100000 0 100000 0 WATERS CORP COMMON STOCK 941848103 20513 129429 SH DFND 129429 0 129429 0 WATERS CORP COMMON STOCK 941848103 1 5 SH SOLE 0 5 0 0 WATSCO INC COMMON STOCK 942622200 6369 45204 SH DFND 45204 0 45204 0 WEATHERFORD INTE COMMON STOCK G48833100 3272 582216 SH DFND 582216 0 582216 0 WEATHERFORD INTE COMMON STOCK G48833100 4016 714550 SH SOLE 0 714550 0 0 WEBMD HEALTH COR COMMON STOCK 94770V102 2252 45315 SH DFND 45315 0 45315 0 WESTAR ENERGY IN COMMON STOCK 95709T100 5010 88290 SH DFND 88290 0 88290 0 WESTAR ENERGY IN COMMON STOCK 95709T100 14 251 SH SOLE 0 251 0 0 WESTERN DIGITAL COMMON STOCK 958102105 277 4736 SH SOLE 0 4736 0 0 WESTERN GAS EQUI MLP 95825R103 2597 61117 SH DFND 61117 0 61117 0 WESTERN GAS PART MLP 958254104 846 15370 SH DFND 15370 0 15370 0 WESTLAKE CHEMICA COMMON STOCK 960413102 19240 359619 SH DFND 359619 0 359619 0 WESTLAKE CHEMICA COMMON STOCK 960413102 1000 18698 SH SOLE 0 18698 0 0 WHIRLPOOL CORP COMMON STOCK 963320106 336 2073 SH DFND 2073 0 2073 0 WHITING PETROLEU COMMON STOCK 966387102 1883 215489 SH DFND 215489 0 215489 0 WILLIAMS-SONOMA COMMON STOCK 969904101 608 11907 SH DFND 11907 0 11907 0 WISDOMTREE INVES COMMON STOCK 97717P104 2409 234114 SH DFND 234114 0 234114 0 WIX.COM LTD COMMON STOCK M98068105 3250 74843 SH DFND 74843 0 74843 0 WORLD WRESTLIN-A COMMON STOCK 98156Q108 5921 278004 SH DFND 278004 0 278004 0 WPX ENERGY COMMON STOCK 98212B103 1939 147008 SH DFND 147008 0 147008 0 WR GRACE & CO COMMON STOCK 38388F108 1541 20886 SH DFND 20886 0 20886 0 WRIGHT MEDICAL G COMMON STOCK N96617118 5394 219882 SH DFND 219882 0 219882 0 WYNDHAM WORLDWID COMMON STOCK 98310W108 11288 167653 SH DFND 167653 0 167653 0 XACTLY CORP COMMON STOCK 98386L101 7575 514610 SH DFND 514610 0 514610 0 XCEL ENERGY INC COMMON STOCK 98389B100 23165 563085 SH DFND 563085 0 563085 0 XILINX INC COMMON STOCK 983919101 2033 37412 SH SOLE 0 37412 0 0 YAHOO! INC COMMON STOCK 984332106 11352 263383 SH DFND 263383 0 263383 0 YANDEX NV-A COMMON STOCK N97284108 692 32865 SH DFND 32865 0 32865 0 YANDEX NV-A COMMON STOCK N97284108 86 4083 SH SOLE 0 4083 0 0 YELP INC COMMON STOCK 985817105 1662 39858 SH DFND 39858 0 39858 0 YUM! BRANDS INC COMMON STOCK 988498101 12279 135221 SH DFND 135221 0 135221 0 YUM! BRANDS INC COMMON STOCK 988498101 9104 100255 SH SOLE 0 100255 0 0 YY INC-ADR ADR 98426T106 740 13892 SH DFND 13892 0 13892 0 ZAYO GROUP HOLDI COMMON STOCK 98919V105 2933 98726 SH DFND 98726 0 98726 0 ZEBRA TECH CORP COMMON STOCK 989207105 29096 417985 SH DFND 417985 0 417985 0 ZEBRA TECH CORP COMMON STOCK 989207105 189 2713 SH SOLE 0 2713 0 0 ZENDESK INC COMMON STOCK 98936J101 1125 36647 SH DFND 36647 0 36647 0 ZIMMER BIOMET HO COMMON STOCK 98956P102 58053 446494 SH DFND 446494 0 446494 0 ZIMMER BIOMET HO COMMON STOCK 98956P102 3786 29117 SH SOLE 0 29117 0 0 ZIX CORP COMMON STOCK 98974P100 1042 254258 SH SOLE 0 254258 0 0 ZOETIS INC COMMON STOCK 98978V103 340573 6548223 SH DFND 6548223 0 6548223 0 ZOETIS INC COMMON STOCK 98978V103 317231 6099430 SH SOLE 0 6099430 0 0 ZYNGA INC- CL A COMMON STOCK 98986T108 1573 540655 SH SOLE 0 540655 0 0