0001171843-12-004313.txt : 20121128 0001171843-12-004313.hdr.sgml : 20121128 20121128190800 ACCESSION NUMBER: 0001171843-12-004313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121128 FILED AS OF DATE: 20121128 DATE AS OF CHANGE: 20121128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kogan Yakov CENTRAL INDEX KEY: 0001370084 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32954 FILM NUMBER: 121230105 MAIL ADDRESS: STREET 1: 11000 CEDAR AVE. STREET 2: SUITE 280 CITY: CLEVELAND STATE: OH ZIP: 44106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEVELAND BIOLABS INC CENTRAL INDEX KEY: 0001318641 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 200077155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 73 HIGH STREET CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: (716) 849-6810 MAIL ADDRESS: STREET 1: 73 HIGH STREET CITY: BUFFALO STATE: NY ZIP: 14203 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2012-11-28 0001318641 CLEVELAND BIOLABS INC CBLI 0001370084 Kogan Yakov C/O CLEVELAND BIOLABS, INC. 73 HIGH STREET BUFFALO NY 14203 1 1 0 0 Chief Executive Officer Employee Stock Options (Right to Buy) 1.28 2012-11-28 4 A 0 21812 0 A 2012-11-28 2022-11-13 Common Stock 21812 21812 I By Spouse Leah Brownlee, who was hired as an employee of the Company effective March 1, 2010, is the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or for any other purpose. The Compensation Committee approved the grant of these stock options to Leah Brownlee on November 13, 2012, and the grant was finalized and made on November 28, 2012 pursuant to an option agreement that was executed on such date. See Note 1 for details on Ms. Brownlee's relationship with the reporting person. /s/ Leah Brownlee, Attorney-in-fact for Yakov Kogan 2012-11-28