0001771364-23-000007.txt : 20230607 0001771364-23-000007.hdr.sgml : 20230607 20230607214104 ACCESSION NUMBER: 0001771364-23-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230605 FILED AS OF DATE: 20230607 DATE AS OF CHANGE: 20230607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirkhorn Zachary CENTRAL INDEX KEY: 0001771364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34756 FILM NUMBER: 231000525 MAIL ADDRESS: STREET 1: 3500 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tesla, Inc. CENTRAL INDEX KEY: 0001318605 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 912197729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-681-5000 MAIL ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: TESLA MOTORS INC DATE OF NAME CHANGE: 20050222 4 1 edgardoc.xml PRIMARY DOCUMENT X0407 4 2023-06-05 0 0001318605 Tesla, Inc. TSLA 0001771364 Kirkhorn Zachary C/O TESLA, INC. 1 TESLA ROAD AUSTIN TX 78725 0 1 0 0 Chief Financial Officer 1 Common Stock 2023-06-05 4 S 0 3750 217.69 D 191822.25 D Common Stock 2023-06-05 4 M 0 648 0.0 A 192470.25 D Common Stock 2023-06-05 4 M 0 2723 0.0 A 195193.25 D Common Stock 2023-06-05 4 M 0 13500 0.0 A 208693.25 D Common Stock 2023-06-06 4 S 0 7403.25 215.508 D 201290 D Restricted Stock Unit 0.0 2023-06-05 4 M 0 648 0.0 D Common Stock 648 1296 D Restricted Stock Unit 0.0 2023-06-05 4 M 0 2723 0.0 D Common Stock 2723 5445 D Restricted Stock Unit 0.0 2023-06-05 4 M 0 13500 0.0 D Common Stock 13500 0 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2022. Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2023. PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN. 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023. 1/8th of the total restricted stock units initially subject to this award vested on December 5, 2019, and 1/16th of the total units initially subject to this award vest every quarter thereafter, so that all such shares subject to this award were fully vested on June 5, 2023. By: Aaron Beckman, Power of Attorney For: Zachary J. Kirkhorn 2023-06-07