0001771364-20-000018.txt : 20200909 0001771364-20-000018.hdr.sgml : 20200909 20200909211846 ACCESSION NUMBER: 0001771364-20-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200905 FILED AS OF DATE: 20200909 DATE AS OF CHANGE: 20200909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirkhorn Zachary CENTRAL INDEX KEY: 0001771364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34756 FILM NUMBER: 201167595 MAIL ADDRESS: STREET 1: 3500 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tesla, Inc. CENTRAL INDEX KEY: 0001318605 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 912197729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-681-5000 MAIL ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: TESLA MOTORS INC DATE OF NAME CHANGE: 20050222 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-09-05 0 0001318605 Tesla, Inc. TSLA 0001771364 Kirkhorn Zachary C/O TESLA, INC. 3500 DEER CREEK ROAD PALO ALTO CA 94304 0 1 0 0 Chief Financial Officer Common Stock 2020-09-05 4 M 0 360 0.0 A 57015 D Common Stock 2020-09-05 4 M 0 312 0.0 A 57327 D Common Stock 2020-09-05 4 M 0 215 0.0 A 57542 D Common Stock 2020-09-05 4 M 0 907 0.0 A 58449 D Common Stock 2020-09-05 4 M 0 4500 0.0 A 62949 D Common Stock 2020-09-05 4 M 0 370 0.0 A 63319 D Common Stock 2020-09-08 4 F 0 32 337.595 D 63287 D Common Stock 2020-09-08 4 F 0 186 352.945 D 63101 D Common Stock 2020-09-08 4 F 0 31 337.595 D 63070 D Common Stock 2020-09-08 4 F 0 181 352.945 D 62889 D Common Stock 2020-09-08 4 F 0 27 337.595 D 62862 D Common Stock 2020-09-08 4 F 0 157 352.945 D 62705 D Common Stock 2020-09-08 4 F 0 19 337.595 D 62686 D Common Stock 2020-09-08 4 F 0 108 352.945 D 62578 D Common Stock 2020-09-08 4 F 0 78 337.595 D 62500 D Common Stock 2020-09-08 4 F 0 456 352.945 D 62044 D Common Stock 2020-09-08 4 F 0 390 337.595 D 61654 D Common Stock 2020-09-08 4 F 0 2260 352.945 D 59394 D Common Stock 2020-09-09 4 F 0 20 354.598 D 59374 D Restricted Stock Unit 0.0 2020-09-05 4 M 0 370 0.0 D Common Stock 370 0 D Restricted Stock Unit 0.0 2020-09-05 4 M 0 360 0.0 D Common Stock 360 1080 D Restricted Stock Unit 0.0 2020-09-05 4 M 0 312 0.0 D Common Stock 312 1248 D Restricted Stock Unit 0.0 2020-09-05 4 M 0 215 0.0 D Common Stock 215 2805 D Restricted Stock Unit 0.0 2020-09-05 4 M 0 907 0.0 D Common Stock 907 11798 D Restricted Stock Unit 0.0 2020-09-05 4 M 0 4500 0.0 D Common Stock 4500 49500 D Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on September 5, 2020, as adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020. PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN. 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2016, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2020. 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2021. 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021. 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2023. 1/8th of the total restricted stock units initially subject to this award vested on December 5, 2019, and 1/16th of the total units initially subject to this award vest every quarter thereafter, so that all such shares subject to this award will be fully vested on June 5, 2023. By: Aaron Beckman, Power of Attorney For: Zachary J. Kirkhorn 2020-09-09