0001771364-20-000010.txt : 20200609 0001771364-20-000010.hdr.sgml : 20200609 20200609210538 ACCESSION NUMBER: 0001771364-20-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200605 FILED AS OF DATE: 20200609 DATE AS OF CHANGE: 20200609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taneja Vaibhav CENTRAL INDEX KEY: 0001771340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34756 FILM NUMBER: 20953341 MAIL ADDRESS: STREET 1: 3500 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tesla, Inc. CENTRAL INDEX KEY: 0001318605 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 912197729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-681-5000 MAIL ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: TESLA MOTORS INC DATE OF NAME CHANGE: 20050222 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-06-05 0 0001318605 Tesla, Inc. TSLA 0001771340 Taneja Vaibhav C/O TESLA, INC. 3500 DEER CREEK ROAD PALO ALTO CA 94304 0 1 0 0 Chief Accounting Officer Common Stock 2020-06-05 4 M 0 77 0.0 A 2514 D Common Stock 2020-06-05 4 M 0 108 0.0 A 2622 D Common Stock 2020-06-05 4 M 0 26 0.0 A 2648 D Common Stock 2020-06-05 4 M 0 72 0.0 A 2720 D Common Stock 2020-06-05 4 M 0 450 0.0 A 3170 D Common Stock 2020-06-08 4 F 0 39 923.85 D 3131 D Common Stock 2020-06-08 4 F 0 55 923.88 D 3076 D Common Stock 2020-06-08 4 F 0 14 923.85 D 3062 D Common Stock 2020-06-08 4 F 0 37 923.85 D 3025 D Common Stock 2020-06-08 4 F 0 226 923.85 D 2799 D Common Stock 2020-06-08 4 M 0 500 273.26 A 3299 D Common Stock 2020-06-08 4 S 0 500 949.76 D 2799 D Non-Qualified Stock Option (right to buy) 273.26 2020-06-08 4 M 0 500 0.0 D 2029-04-19 Common Stock 500 63778 D Restricted Stock Unit 0.0 2020-06-05 4 M 0 77 0.0 D Common Stock 77 385 D Restricted Stock Unit 0.0 2020-06-05 4 M 0 108 0.0 D Common Stock 108 863 D Restricted Stock Unit 0.0 2020-06-05 4 M 0 26 0.0 D Common Stock 26 362 D Restricted Stock Unit 0.0 2020-06-05 4 M 0 72 0.0 D Common Stock 72 727 D Restricted Stock Unit 0.0 2020-06-05 4 M 0 450 0.0 D Common Stock 450 5400 D Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on June 5, 2020 PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN. Includes 320 shares sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of, stock options to purchase 500 shares as reported herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $949.690 to $949.800, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 1/8th of the shares subject to the option will become vested and exercisable on September 13, 2019, and an additional 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter, until fully vested on March 13, 2023. 1/16th of the total restricted stock units initially subject to this award vested on December 5, 2017, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of September 5, 2021. 1/16th of the total restricted stock units initially subject to this award vested on September 5, 2018, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of June 5, 2022. 1/20th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested by December 5, 2023. 1/16th of the total restricted stock units initially subject to this award vested on March 5, 2019, and 1/16th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of December 5, 2022. 1/8th of the total restricted stock units initially subject to this award vested on December 5, 2019, and 1/16th of the total units initially subject to this award vest every quarter thereafter, so that all such shares subject to this award will be fully vested on June 5, 2023. By: Aaron Beckman, Power of Attorney For: Vaibhav Taneja 2020-06-09