0001771340-20-000007.txt : 20200722 0001771340-20-000007.hdr.sgml : 20200722 20200722215002 ACCESSION NUMBER: 0001771340-20-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200720 FILED AS OF DATE: 20200722 DATE AS OF CHANGE: 20200722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taneja Vaibhav CENTRAL INDEX KEY: 0001771340 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34756 FILM NUMBER: 201042604 MAIL ADDRESS: STREET 1: 3500 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tesla, Inc. CENTRAL INDEX KEY: 0001318605 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 912197729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-681-5000 MAIL ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: TESLA MOTORS INC DATE OF NAME CHANGE: 20050222 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-07-20 0 0001318605 Tesla, Inc. TSLA 0001771340 Taneja Vaibhav C/O TESLA, INC. 3500 DEER CREEK ROAD PALO ALTO CA 94304 0 1 0 0 Chief Accounting Officer Common Stock 2020-07-20 4 M 0 7 276.59 A 2806 D Common Stock 2020-07-20 4 M 0 810 273.26 A 3616 D Common Stock 2020-07-20 4 S 0 29 1496.31 D 3587 D Common Stock 2020-07-20 4 S 0 300 1498.15 D 3287 D Common Stock 2020-07-20 4 S 0 100 1519.67 D 3187 D Common Stock 2020-07-20 4 S 0 100 1569.72 D 3087 D Common Stock 2020-07-20 4 S 0 111 1596.387 D 2976 D Common Stock 2020-07-20 4 S 0 100 1628.99 D 2876 D Common Stock 2020-07-20 4 S 0 100 1633.99 D 2776 D Common Stock 2020-07-20 4 S 0 47 1645.414 D 2729 D Non-Qualified Stock Option (right to buy) 273.26 2020-07-20 4 M 0 810 0.0 D 2029-04-19 Common Stock 810 62968 D Non-Qualified Stock Option (right to buy) 276.59 2020-07-20 4 M 0 7 0.0 D 2028-10-16 Common Stock 7 263 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2020. Out of the total of 887 shares sold, 478 shares were sold to cover the exercise price of, and to satisfy the reporting person's tax withholding obligations related to the exercise of stock options to purchase 817 shares as reported herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,497.930 to $1,498.350, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,596.370 to $1,596.540, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,645.410 to $1,645.610, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. 1/8th of the shares subject to the option became vested and exercisable on September 13, 2019, and an additional 1/48th of the shares subject to the option shall become vested and exercisable each month thereafter, until fully vested on March 13, 2023. Represents part of a single option award grant, including Incentive Stock Options, initially for an aggregate 1,551 shares. 1/60th of the aggregate shares subject to the option became vested and exercisable on November 1, 2018, and 1/60th of the shares subject to the option shall become vested and exercisable each month thereafter, so that all such shares subject to this option will be fully vested by October 1, 2023. By: Aaron Beckman, Power of Attorney For: Vaibhav Taneja 2020-07-22