0001650649-17-000011.txt : 20170907 0001650649-17-000011.hdr.sgml : 20170907 20170907215133 ACCESSION NUMBER: 0001650649-17-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170905 FILED AS OF DATE: 20170907 DATE AS OF CHANGE: 20170907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FIELD JOHN DOUGLAS CENTRAL INDEX KEY: 0001650649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34756 FILM NUMBER: 171074998 MAIL ADDRESS: STREET 1: 3500 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tesla, Inc. CENTRAL INDEX KEY: 0001318605 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 912197729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94070 BUSINESS PHONE: 650-681-5000 MAIL ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: TESLA MOTORS INC DATE OF NAME CHANGE: 20050222 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-09-05 0 0001318605 Tesla, Inc. TSLA 0001650649 FIELD JOHN DOUGLAS C/O TESLA, INC. 3500 DEER CREEK ROAD PALO ALTO CA 94304 0 1 0 0 Senior VP, Engineering Common Stock 2017-09-05 4 A 0 530 0 A 19838 D Common Stock 2017-09-05 4 A 0 3592 0 A 23430 D Common Stock 2017-09-05 4 A 0 563 0 A 23993 D Common Stock 2017-09-05 4 A 0 189 0 A 24182 D Common Stock 2017-09-06 4 F 0 278 349.65 D 23904 D Common Stock 2017-09-06 4 F 0 1884 349.65 D 22020 D Common Stock 2017-09-06 4 F 0 296 349.65 D 21724 D Common Stock 2017-09-06 4 F 0 100 349.65 D 21624 D Restricted Stock Unit 0 2017-09-05 4 M 0 530 0 D Common Stock 530 5830 D Restricted Stock Unit 0 2017-09-05 4 M 0 3592 0 D Common Stock 3592 0 D Restricted Stock Unit 0 2017-09-05 4 M 0 563 0 D Common Stock 563 3940 D Restricted Stock Unit 0 2017-09-05 4 M 0 189 0 D Common Stock 189 1700 D Shares of the Issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on September 5, 2017. PURSUANT TO THE ISSUER'S EQUITY PLAN AND POLICIES, THESE SHARES OF COMMON STOCK WERE AUTOMATICALLY WITHHELD AND SOLD BY THE ISSUER TO SATISFY THE REPORTING PERSON'S TAX WITHHOLDING OBLIGATIONS RELATED TO THE VESTING OF RESTRICTED STOCK UNITS REPORTED HEREIN. 1,060 of the restricted units included in this grant vested on December 5, 2016 and the remaining 7,420 commenced vesting in fourteen equal quarterly installments beginning March 5, 2017. 21,555 of the restricted units included in this grant commenced vesting in six equal quarterly installment beginning June 5, 2016. 7,318 of the restricted units included in this grant commenced vesting in thirteen equal quarterly installments beginning June 5, 2016. 2,834 of the restricted units included in this grant commenced vesting in fifteen equal quarterly installments beginning June 5, 2016. Aaron Beckman, Power of Attorney for John Douglas Field 2017-09-07