0001495158-21-000003.txt : 20210405 0001495158-21-000003.hdr.sgml : 20210405 20210405200609 ACCESSION NUMBER: 0001495158-21-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200818 FILED AS OF DATE: 20210405 DATE AS OF CHANGE: 20210405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gracias Antonio J. CENTRAL INDEX KEY: 0001495158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34756 FILM NUMBER: 21807592 MAIL ADDRESS: STREET 1: C/O VALOR EQUITY PARTNERS STREET 2: 200 SOUTH MICHIGAN AVENUE, SUITE 1020 CITY: CHICAGO STATE: IL ZIP: 60604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tesla, Inc. CENTRAL INDEX KEY: 0001318605 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 912197729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-681-5000 MAIL ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: TESLA MOTORS INC DATE OF NAME CHANGE: 20050222 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-08-18 0 0001318605 Tesla, Inc. TSLA 0001495158 Gracias Antonio J. C/O TESLA, INC. 3500 DEER CREEK ROAD PALO ALTO CA 94304 1 0 0 0 Common Stock 2020-08-18 4 P 0 70 377.42 A 1304355 I by AJG Growth Fund Common Stock 2020-08-19 4 P 0 25 375.71 A 1304380 I by AJG Growth Fund Common Stock 2020-11-30 4 P 0 10 567.6 A 1304390 I by AJG Growth Fund Common Stock 2545 D These shares were acquired pursuant to third-party discretionary investment authority for the benefit of AJG Growth Fund LLC without the knowledge or direction of the reporting person. This Form 4 was filed as promptly as practicable following a determination that these shares had been purchased for an account attributable to the reporting person. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be deemed to be matchable with the reporting person's sale of 433 shares of Issuer common stock on February 9, 2021. The reporting person has paid to the Issuer $47,824.04, which represents the full amount of the theoretical profit realized in connection with the short-swing transaction, without giving effect to direct transaction costs. As adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020. The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. By: Aaron Beckman, Power of Attorney For: Antonio Gracias 2021-04-05