0001495158-21-000003.txt : 20210405
0001495158-21-000003.hdr.sgml : 20210405
20210405200609
ACCESSION NUMBER: 0001495158-21-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200818
FILED AS OF DATE: 20210405
DATE AS OF CHANGE: 20210405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gracias Antonio J.
CENTRAL INDEX KEY: 0001495158
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34756
FILM NUMBER: 21807592
MAIL ADDRESS:
STREET 1: C/O VALOR EQUITY PARTNERS
STREET 2: 200 SOUTH MICHIGAN AVENUE, SUITE 1020
CITY: CHICAGO
STATE: IL
ZIP: 60604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tesla, Inc.
CENTRAL INDEX KEY: 0001318605
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 912197729
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3500 DEER CREEK RD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 650-681-5000
MAIL ADDRESS:
STREET 1: 3500 DEER CREEK RD
CITY: PALO ALTO
STATE: CA
ZIP: 94304
FORMER COMPANY:
FORMER CONFORMED NAME: TESLA MOTORS INC
DATE OF NAME CHANGE: 20050222
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-08-18
0
0001318605
Tesla, Inc.
TSLA
0001495158
Gracias Antonio J.
C/O TESLA, INC.
3500 DEER CREEK ROAD
PALO ALTO
CA
94304
1
0
0
0
Common Stock
2020-08-18
4
P
0
70
377.42
A
1304355
I
by AJG Growth Fund
Common Stock
2020-08-19
4
P
0
25
375.71
A
1304380
I
by AJG Growth Fund
Common Stock
2020-11-30
4
P
0
10
567.6
A
1304390
I
by AJG Growth Fund
Common Stock
2545
D
These shares were acquired pursuant to third-party discretionary investment authority for the benefit of AJG Growth Fund LLC without the knowledge or direction of the reporting person. This Form 4 was filed as promptly as practicable following a determination that these shares had been purchased for an account attributable to the reporting person. For purposes of the short-swing profit recovery provisions of Section 16(b) of the Securities Exchange Act of 1934, the indirect acquisition of these shares may be deemed to be matchable with the reporting person's sale of 433 shares of Issuer common stock on February 9, 2021. The reporting person has paid to the Issuer $47,824.04, which represents the full amount of the theoretical profit realized in connection with the short-swing transaction, without giving effect to direct transaction costs.
As adjusted to give effect to a five-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on August 28, 2020.
The reporting person is the manager of AJG Growth Fund LLC and may be deemed to have an indirect pecuniary interest in the shares owned by AJG Growth Fund LLC. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
By: Aaron Beckman, Power of Attorney For: Antonio Gracias
2021-04-05