X0306
4
2019-03-26
0
0001318605
Tesla, Inc.
TSLA
0001494727
Straubel Jeffrey B
C/O TESLA, INC.
3500 DEER CREEK ROAD
PALO ALTO
CA
94304
0
1
0
0
Chief Technical Officer
Common Stock
2019-03-26
4
M
0
350
30.41
A
306748
D
Common Stock
2019-03-26
4
M
0
7191
28.45
A
313939
D
Common Stock
2019-03-26
4
M
0
7459
31.49
A
321398
D
Common Stock
2019-03-26
4
S
0
400
264.66
D
320998
D
Common Stock
2019-03-26
4
S
0
1900
266.233
D
319098
D
Common Stock
2019-03-26
4
S
0
6858
267.232
D
312240
D
Common Stock
2019-03-26
4
S
0
3842
268.032
D
308398
D
Common Stock
2019-03-26
4
S
0
1600
268.961
D
306798
D
Common Stock
2019-03-26
4
S
0
400
269.888
D
306398
D
Non-Qualified Stock Option (right to buy)
28.45
2019-03-26
4
M
0
7191
0.0
D
2021-01-10
Common Stock
7191
0
D
Non-Qualified Stock Option (right to buy)
30.41
2019-03-26
4
M
0
350
0.0
D
2011-12-12
2021-12-12
Common Stock
350
0
D
Non-Qualified Stock Option (right to buy)
31.49
2019-03-26
4
M
0
7459
0.0
D
2022-02-13
Common Stock
7459
35048
D
The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.440 to $264.880, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.690 to $266.670, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.710 to $267.700, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.730 to $268.640, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.730 to $269.620, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.770 to $270.080, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
1,021 of the shares subject to the option became vested and exercisable on February 10, 2011 and 1/48th of the shares subject to the option became vested and exercisable each month thereafter such that all shares subject to the Option became fully vested and exercisable as of December 10, 2014.
100% of the shares subject to the option are fully vested and exercisable as of the grant date.
1/48th of the shares subject to the option vested on each monthly anniversary beginning on March 13, 2012, such that all shares subject to the Option became fully vested and exercisable as of December 13, 2015.
By: Aaron Beckman, Power of Attorney For: Jeffrey B. Straubel
2019-03-28