0001494727-18-000002.txt : 20181109 0001494727-18-000002.hdr.sgml : 20181109 20181109203151 ACCESSION NUMBER: 0001494727-18-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181107 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Straubel Jeffrey B CENTRAL INDEX KEY: 0001494727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34756 FILM NUMBER: 181174522 MAIL ADDRESS: STREET 1: C/O TESLA MOTORS, INC. STREET 2: 3500 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tesla, Inc. CENTRAL INDEX KEY: 0001318605 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 912197729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-681-5000 MAIL ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: TESLA MOTORS INC DATE OF NAME CHANGE: 20050222 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-11-07 0 0001318605 Tesla, Inc. TSLA 0001494727 Straubel Jeffrey B C/O TESLA, INC 3500 DEER CREEK ROAD PALO ALTO CA 94304 0 1 0 0 Chief Technical Officer Common Stock 2018-11-07 4 M 0 15000 20.72 A 341398 D Common Stock 2018-11-07 4 S 0 3670 347.46 D 337728 D Common Stock 2018-11-07 4 S 0 6530 348.23 D 331198 D Common Stock 2018-11-07 4 S 0 4200 349.39 D 326998 D Common Stock 2018-11-07 4 S 0 600 349.97 D 326398 D Common Stock 2018-11-07 4 G 0 20000 0.0 D 306398 D Non-Qualified Stock Option (right to buy) 20.72 2018-11-07 4 M 0 15000 0.0 D 2020-09-13 Common Stock 15000 5000 D Amount of securities beneficially owned includes 97 shares acquired under Tesla, Inc.'s employee stock purchase plan since the date of the reporting person's last Form 4 that reported shares of common stock owned. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.80 to $347.79, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for this in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.87 to $348.80, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for this in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.88 to $349.87, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for this in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $349.93 to $350.00, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for this in this footnote. 20,000 Tesla shares were gifted to charity. 1/4th of the shares subject to the option became equally vested and exercisable on each of January 21, 2011, October 1, 2011, September 12, 2012, and June 4, 2013. By: Jonathan Chang, Power of Attorney For: Jeffrey B Straubel 2018-11-09