EX-1.01 2 ex-1d01.htm EX-1.01 evri_Ex1_01

Exhibit 1.01

 

Everi Holdings Inc.

Conflict Minerals Report

For the Year Ended December 31, 2016

 

This Conflict Minerals Report for the reporting period from January 1, 2016 to December 31, 2016 (this “Report”) is made pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended. The Rule was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Rule requires public reporting companies to determine whether Conflict Minerals (as defined below) are necessary to the functionality or production of products they manufacture, or contract to manufacture; and if so, to disclose annually whether any of those Conflict Minerals originated in the Democratic Republic of Congo (“DRC”) or certain countries that share an internationally-recognized border with the DRC (each, an “adjoining country”). The term “Conflict Minerals” means cassiterite, columbite-tantalite, gold and wolframite and their derivatives (tin, tantalum, tungsten, and gold).

 

Company and Product Overview 

 

Unless otherwise specified, or the context otherwise indicates, all references to “Everi,” “we,” “us,” “our,” and the Company” refer to Everi Holdings Inc. and its subsidiaries. Everi is dedicated to providing video and mechanical reel gaming content and technology solutions, integrated gaming payments solutions and compliance and efficiency software. Our Games business provides: (a) comprehensive content, electronic gaming units and systems for Native American and commercial casinos, including the award winning TournEvent® slot tournament solution; and (b) the central determinant system for the video lottery terminals installed at racetracks in the State of New York. Our Payments business provides: (a) access to cash at gaming facilities via Automated Teller Machine cash withdrawals, credit card cash access transactions, point of sale debit card transactions, and check verification and warranty services; (b) fully integrated gaming industry kiosks that provide cash access and related services; (c) products and services that improve credit decision making, automate cashier operations and enhance patron marketing activities for gaming establishments; (d) compliance, audit and data solutions; and (e) online payment processing solutions for gaming operators in states that offer intrastate, Internet-based gaming and lottery activities.

 

We manufacture, or contract to manufacture with third parties, to produce our electronic gaming machines (“EGMs”) and our kiosk products, as well as other sub-assemblies. We have assembly facilities in Austin, Texas and Las Vegas, Nevada, where we assemble the EGMs and our kiosk products, which include the cabinets, computer assemblies, LCD screens, printers, bill validators and acceptors and other wiring and harnesses (collectively, the “Products”).

 

Reasonable Country of Origin Inquiry

 

We are an assembler of products and not involved with the mining and sourcing of the raw materials, including any potential Conflict Minerals. The origin of Conflict Minerals cannot be determined with any certainty once the raw ores are smelted, refined and converted into ingots, bullion or other Conflict Mineral containing derivatives. The smelters of the Conflict Minerals or refiners are consolidating points of raw ore and are in the best position in the total supply chain to ascertain the origin of the ores. Based on our assessment, we determined that the Products we manufactured, or contracted to manufacture, in 2016 may contain certain Conflict Minerals (tin, tungsten, tantalum and gold) that are necessary to the functionality or production of our finished goods; and therefore, are subject to the reporting obligations of the Rule and are covered by this Report.

 

To perform our reasonable country of origin inquiry (“RCOI”), we conducted a survey of our suppliers using the Conflict Free Sourcing Initiative (“CFSI”) template (the “Template”) developed by the Electronic Industry Citizenship Coalition and the Global e-Sustainability Initiative. In the survey, we asked those suppliers: (i) whether the products they supply to us (or their components) contained Conflict Minerals; and (ii) if they did, to provide information regarding the source of Conflict Minerals contained in those products and components. We relied on our suppliers to provide us with information about the source of Conflict Minerals contained in the products and components they supplied to us.

 


 

We distributed the survey templates to our suppliers and, based on the survey responses, identified approximately 234 relevant suppliers. We excluded as not relevant those suppliers from which we did not purchase materials during the reporting period, as well as those suppliers whose materials either did not contain Conflict Minerals or were not utilized in the manufacture of our Products during the reporting period. Giving effect to our efforts to follow up with suppliers who initially did not respond, we received a 54% response rate from the surveyed suppliers.  Based on our RCOI, we have reason to believe that some of the Conflict Minerals used in our Products may have originated in the DRC or an adjoining country, and may not have been from recycled or scrap sources. Accordingly, we conducted additional diligence on the source and chain of custody of Conflict Minerals used in the manufacture of our Products.

 

Source and Chain of Custody Due Diligence

 

Due Diligence Plan

 

We performed our source and chain of custody due diligence measures in accordance with the Organization for Economic Cooperation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas, Second Edition (as described below and including by using the Template), as tailored to include steps appropriate for “downstream” companies such as the Company, by performing the following steps:

 

Establish strong management systems

 

We previously established an internal cross-functional team with executive-level representation and personnel with knowledge regarding our technology, products and supply chain to support supply chain due diligence. Our system of control and transparency for our supply chain consisted of our supplier survey and our response to the risks identified by that survey. In an effort to strengthen our engagement with our suppliers, we have requested our suppliers to provide smelter- and refiner-level information as part of the survey. A list of these smelters is set forth on Annex I to this report attached hereto.

 

We have also incorporated questions, into our information form for prospective new suppliers that address the use of Conflict Minerals. In addition, we require any suppliers that utilize in scope materials to provide an affirmative answer regarding the use of Conflict Minerals and to make certain representations that they will cooperate with our efforts to conduct due diligence and comply with the Rule. We also integrated our Conflict Minerals reporting requirements into our broad internal control procedures.

 

Identify and assess risk in our supply chain

 

We evaluated survey responses from our suppliers using risk-based criteria developed to determine those suppliers that warranted further due diligence, and followed up to clarify or amplify their responses as necessary. The risk-based criteria included, but were not limited to: incomplete responses, apparent lack of supplier diligence and inconsistencies in the data reported in the Template.

 

Design and implement a strategy to respond to identified risks

 

Based on our evaluation of the supplier responses described above, we implemented a risk management plan that includes follow-up with those suppliers that may be sourcing or processing Conflict Minerals from the DRC or an adjoining country and which may not be from recycled or scrap sources.

 

Support the development and implementation of independent third party audits of smelters’ and refiners’ sourcing

 

As a downstream company, we do not have direct relationships with smelters or refiners that produce the Conflict Minerals within our supply chain. Accordingly, we rely on the CFSI’s conflict-free smelters listing and do not perform or direct audits of these entities’ supply chains of Conflict Minerals.

 

Report on supply chain due diligence

 

This Report is publicly available in the investor relations section of our corporate website and is filed with the SEC.

 


 

Due Diligence Implementation and Results

 

In association with our commitment to monitor the due diligence approach, we continue to evaluate whether further inquiry of any such suppliers would result in additional information that would differ from, or be inconsistent with, any of the responses that the suppliers provided to our questionnaire. In addition, we continue to further assess by that additional form of engagement, whether any information communicated by the suppliers would give us reason to believe that any of the products supplied to us were sourced from the DRC or an adjoining country.

 

Based on the data provided by our suppliers, we concluded that while there may have been Conflict Minerals in our supply chain, whether sourced from the DRC, adjoining countries or internationally recognized and compliant source countries, we were unable to determine the exact amount of the Conflict Minerals used in the manufacturing process during the reporting period; however, the amount of these materials did not appear to be prevalent in the manufacture of our EGMs and full-service kiosks according to the due diligence procedures we performed.

 

Steps to be Taken to Further Mitigate Risk

 

Below are the steps that we have taken, intend to take, or will examine the possibility of taking, in order to improve the due diligence conducted and further mitigate any risk that Conflict Minerals in our Products could benefit armed groups in the DRC or an adjoining country:

 

Ÿ

adopt a supply chain policy for minerals originating from conflict-affected and high risk areas;

 

Ÿ

communicate to employees about their ability to comment on the use of conflict minerals through our ethics hotline; and

 

Ÿ

make available Conflict Mineral educational materials to all employees.

 

Forward-Looking Statements

 

This special disclosure report contains “forward-looking statements” as defined in the U.S. Private Securities Litigation Reform Act of 1995. In this context, forward-looking statements often address our expected future business and financial performance, and often contain words such as “anticipate,” “believe,” “expect,” “intend,” “estimate,” “project,” “may,” “should,” “will,” “likely,” “will likely result,” “will continue,” “future,” “plan,” “target,” “forecast,” “goal,” “observe,” “seek,” “strategy” and similar expressions to identify forward-looking statements. These forward-looking statements are subject to various risks and uncertainties that could cause actual results to differ materially from those projected or assumed. If any of our assumptions prove to be incorrect, the results contemplated by the forward-looking statements regarding our future results of operations are unlikely to be realized.

 

These cautionary statements qualify our forward-looking statements, and you are cautioned not to place undue reliance on these forward-looking statements. Any forward-looking statement speaks only as of the date on which it is made, and we disclaim any intention or obligation to update or revise any forward-looking statements, whether as a result of new information, future events or otherwise.

 

This special disclosure report should be read in conjunction with our most recent Annual Report on Form 10-K and the information included in our other press releases, reports and other filings with the Securities and Exchange Commission (the “SEC”). Understanding the information contained in these filings is important in order to fully understand our reported financial results and our business outlook for future periods.


 

ANNEX I

 

 

 

 

Subject Mineral

Smelter or Refiner Name

Country Location of Smelter or Refiner

Tantalum

A&M Minerals Ltd.

United Kingdom

Tungsten

A.L.M.T. Tungsten Corp.

Japan

Gold

Abington Reldan Metals, LLC

United States

Tin

Academy Precious Metals (China) Co., Ltd. 艾克迪贵金属材料(招远)有限公司

China

Tungsten

ACL Metais Eireli

Brazil

Gold

Advanced Chemical Company

United States

Gold

AGR Mathey

Australia

Gold

Aida Chemical Industries Co., Ltd.

Japan

Tin

AIM

Canada

Tungsten

Air Liquide Far Eastern Ltd.

Korea

Gold

Aktyubinsk Copper Company TOO

Kazakhstan

Gold

Al Etihad Gold Refinery DMCC

United Arab Emirates

Gold

Allgemeine Gold & Silberscheideanstalt

Germany

Tungsten

Allied Material Corporation

Japan

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

Uzbekistan

Tin

Alpha Metals Korea Ltd.

United States, Korea

Tin

Alpha Metals Taiwan Inc.

Taiwan

Tin

Amalgamated Metal Corporation PLC

Indonesia, Peru

Tin

American Iron and Metal

United States, Canada

Tin

An Thai Minerals Co., Ltd.

Viet Nam

Tin

An Xin Xuan Xin Yue You Se Jin Shu Co., Ltd.

China

Tin

Ancient River Electrician

Japan

Gold

AngloGold Ashanti Córrego do Sítio Mineração

Brazil

Gold

Anhui Tongling non-ferrous Pioneer Metals Corporation

China

Tin

Aoki Labatories Ltd. 青木科研有限公司

China

Gold

Argor-Heraeus S.A.

Switzerland

Gold

Asahi Pretec Corp.

Japan, China, Canada, United States

Gold

Asaka Riken Co., Ltd.

Japan

Gold

Asarco

United States

Tungsten

Asia Tungsten Products Vietnam Ltd.

Viet Nam

Tungsten

Associated Swedish Steels AB, ASSAB (Taiwan Branch) 瑞典聯合鋼鐵公司  (台灣分公司)

Taiwan

Gold

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

Turkey

Tungsten

ATI Tungsten Materials

United States

Tin

Atotech Taiwan Limited

Taiwan

Gold

AU Traders and Refiners

South Africa

Gold

AURA-II

United States

Gold

Aurubis AG

Germany

Tantalum

Avon Specialty Metals Ltd.

United Kingdom

Tungsten

Axis Material Ltd.

Japan

Tin

Balver Zinn - Josef Jost GmbH & Co., KG

Germany

Gold

Bangalore Refinery

India

Tin

Bangka-Belitung

Indonesia

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

Philippines

Gold

Bank of Taiwan Department of Trade

Taiwan

Gold

Bauer Walser AG

Germany

Tin

Best Metals

Argentina, Brazil

Gold

Boliden AB

Sweden

Tin

Brinkmann Chemie AG

Germany

Tungsten

Buffalo Tungsten

China, United States

Gold

C. Hafner GmbH + Co. KG

Germany

Tantalum

Cabot

United States

Gold

Caridad

Mexico

Gold

CCR Refinery - Glencore Canada Corporation

Canada


 

 

 

 

Subject Mineral

Smelter or Refiner Name

Country Location of Smelter or Refiner

Gold

Cendres & Métaux SA

Switzerland

Gold

Central Bank of the DPR of Korea

Korea

Gold

Central Bank of the Philippines Gold Refinery & Mint

Philippines

Tungsten

Central Glass Co., Ltd. 中央硝子株式會社

China, Japan

Tin

CFC Cooperativa Dos Fundidores de Cassiterita da Amazônia Ltda.

Brazil

Gold

Chalco Yunnan Copper Co., Ltd.

China

Tantalum

Changsha South Tantalum Niobium Co., Ltd.

China

Gold

Changwon

Korea

Tungsten

Chaozhou Xianglu Tungsten Industry Co., Ltd.

China

Tin

Chengfeng Metals Co. Pte. Ltd.

Singapore

Tungsten

Chenzhou Diamond Tungsten Products Co., Ltd.

China

Gold

Chimet S.P.A.

Italy

Gold

China Gold International Resources Corp. Ltd.

China

Tin

China Tin Group Co., Ltd.

China

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

China

Gold

Chugai Mining

Japan

Tantalum

CIF

Brazil

Tin

Cloud New Non-ferrous Electrolytic Company Limited

China

Tin

CNMC (Guangxi) PGMA Co., Ltd.

China

Gold

Codelco

Chile

Gold

Colt Refining

United States

Tin

Confidential

United States, China, Malaysia

Tantalum

Conghua Tantalum and Niobium Smeltry

China

Tin

Cookson

United States, China, Mexico

Tin

Cooperativa Metalurgica de Rondônia Ltda.

Brazil

Gold

Cooson Sempsa

Spain

Tin

CSC Pure Technologies

Russian Federation

Tin

CV United Smelting

Indonesia

Tantalum

D Block Metals, LLC

United States

Tin

Dae Kil

Korea

Gold

Daejin Indus Co., Ltd.

Korea

Tin

Daewoo International

Korea

Gold

Daye Non-ferrous

China

Tungsten

Dayu Jincheng Tungsten Industry Co., Ltd.

China

Gold

Degussa Sonne / Mond Goldhandel GmbH

Germany

Gold

Do Sung Corporation

Korea

Tin

Doctor of Solder Products Co., Ltd.

China

Gold

Doduco

Germany

Gold

Dongguan Standard Electronic Material Co., Ltd.

China

Gold

Dongguanshi Sutande Dianzi Cailiao Yoouxiange

China

Gold

Dowa

Japan

Gold

DSC (Do Sung Corporation)

Republic of Korea

Tin

Duksan Hi-Metal Co., Ltd.

Korea

Tantalum

Duoluoshan

China

Tin

Dyfenco Green Applied Materials Co., Ltd. 岱暉綠能材料股份有限公司

China

Tantalum

E.S.R. Electronics

United States

Tin

Ebara-Udylite Co., Ltd.  (改名為JCU Corporation , 株式会社JCU)

China

Gold

E-Chem Enterprise Corp.

Taiwan

Gold

Eco-System Recycling Co., Ltd.

Japan

Tin

Electroloy Metal Pte. Ltd.

Singapore

Tin

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

Viet Nam

Gold

Elemetal Refining, LLC

United States

Tin

Elmet S.L.U.

Spain

Tin

EM Vinto

Bolivia

Gold

Emirates Gold DMCC

United Arab Emirates

Tin

Eon-tech (Suzhou) Corporation 譽碩電子科技(蘇州)有限公司

China


 

 

 

 

Subject Mineral

Smelter or Refiner Name

Country Location of Smelter or Refiner

Gold

ESG Edelmetallservice GmbH & Co. KG

Germany

Tin

Estanho de Rondônia S.A.

Brazil

Tantalum

Ethiopian Minerals Development Share Co.

Ethiopia

Tantalum

Exotech Inc.

United States

Tantalum

F&X Electro-Materials Ltd.

China

Gold

Faggi Enrico S.P.A.

Italy

Gold

Feinhütte Halsbrücke GmbH

Germany

Tin

Fenix Metals

Poland

Gold

Fidelity Printers and Refiners Ltd.

Zimbabwe

Tantalum

FIR Metals & Resource Ltd.

China

Tin

Forever Glod Metal Material (D.G.) Co., Ltd. 永金金屬材料(東莞)有限公司

China

Tin

Fortemedia Co., Ltd. 富迪科技有限公司

China

Gold

Foxconn Corporation

Taiwan

Gold

FSE Novosibirsk Refinery

Russian Federation

Tin

Fuji Metal Mining Corp.

Taiwan

Tungsten

Fujian Jinxin Tungsten Co., Ltd.

China

Tin

Funsur Smelter

Peru

Tin

Galva Metal

Egypt

Tantalum

Gannon & Scott

United States

Gold

Gansu Seemine Material Hi-Tech Co., Ltd.

China

Tungsten

Ganxian Shirui New Material Co., Ltd.

China

Tungsten

Ganzhou Non-ferrous Metals Smelting Co., Ltd.

China

Gold

Geib Refining Corporation

United States

Tantalum

Global Advanced Metals

United States, Austria, Japan

Tin

Grant Manufacturing and Alloying

United States

Gold

Great Wall Precious Metals Co., Ltd. of CBPM

China

Tin

Guang Xi Hua Xi Corp.

China

Gold

Guangdong Jinding Gold Limited

China

Tantalum

Guizhou Zhenhua Xinyun Technology Ltd., Kaili Branch

China

Gold

Gujarat Gold Centre

India

Gold

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

China

Tantalum

H.C. Starck Co., Ltd.

Thailand, Japan, Germany, United States

Tin

Hakuto Co., Ltd.

Japan

Tin

Handok Metal Ind. Co., Ltd.

Korea

Gold

Hangzhou Fuchunjiang Smelting Co., Ltd.

China

Gold

Harima Smelter

Japan

Gold

Harmony Gold Refinery

South Africa

Gold

Heesung Metal Ltd.

Korea

Gold

Heimerle + Meule GmbH

Germany

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

China

Tin

Heraeus Limited 賀利氏有限公司

China, Hong Kong, Germany, United States

Tin

High Quality Technology Co., Ltd.

China

Gold

Hisikari Mine

Japan

Tin

Hitachi Media Electronics Co., Ltd.

Japan

Tantalum

Hi-Temp

United States

Gold

HMG

Germany

Gold

HMS

Hong Kong

Gold

Hon Hai Precision Ind. Co., Ltd.

Taiwan

Tin

Hong Qiao New Electrilac Metirail (Shenzhen) Co., Ltd.

China

Tin

Hua Eng Wire & Cable Co., Ltd.

Taiwan

Tin

Hua Yi Metal Materials Co., Ltd.

China

Gold

Huafu Cryogenic Vessel CO., LTD

China

Tin

Huang Gang Tong Ding Metal

China

Tin

Hui Chang Hill Tin Industry Co., Ltd.

China

Gold

Hunan Chenzhou Mining Co., Ltd.

China

Gold

Hundson Tecnologies Inc.

China


 

 

 

 

Subject Mineral

Smelter or Refiner Name

Country Location of Smelter or Refiner

Gold

HwaSeong CJ Co., Ltd.

Korea

Tungsten

Hydrometallurg, JSC

Russian Federation

Tin

Hyundai-Steel

Korea

Tin

IBF Ind. Brasileira de Ferroligas LTDA

Brazil

Gold

ICT-Lanto Limited

Hong Kong

Tin

Increasingly and Chemical (Suzhou) Co., Ltd.

China

Tin

Independence Mining Company, Inc.

Thailand

Tin

Indonesia State Tin Corporation

Indonesia

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

China

Gold

Ishifuku Metal Industry Co., Ltd.

Japan

Tin

Ishihara Chemical Co. Ltd.

Japan

Gold

Istanbul Gold Refinery

Turkey

Tungsten

Izawa Metal Co., Ltd. 井澤金屬株式會社

Japan

Gold

Japan Mint

Japan

Tin

Jau Janq Enterprise Co., Ltd.

Taiwan

Tin

Jean Goldschmidt International

Belgium

Gold

Jiangsu Huafeng Electronics Co., Ltd.

China

Gold

Jiangxi Copper Co., Ltd.

China

Gold

Jin Dong Heng

China

Gold

JinBao Electronic Co., Ltd.

China

Gold

Jinfeng Gold Mine Smelter

China

Gold

Jinlong Copper Co., Ltd.

China

Gold

Johnson Matthey Inc.

United Kingdom, United States, Canada

Gold

JSC Ekaterinburg Non-ferrous Metal Processing Plant

Russian Federation

Tin

Ju Tai Industrial Co., Ltd.

China

Gold

JX Nippon Mining & Metals Co., Ltd.

Japan

Tin

Kai Unita Trade Limited Liability Company

China

Gold

Kaloti Precious Metals

United Arab Emirates

Gold

Kanfort Industrial (Yantai) Co., Ltd.

China

Tungsten

Kanto Denka Kogyo  Co., Ltd. 關東電化工業株式會社

Japan

Gold

Kazakhmys Smelting LLC

Kazakhstan

Gold

Kee Shing

Hong Kong

Tantalum

Kemet Blue Metals

Mexico, United States

Tungsten

Kennametal Huntsville

United States

Gold

Kennecott Utah Copper LLC

United States

Gold

KGHM Polska Miedź Spółka Akcyjna

Poland

Tin

Kihong T & G

Indonesia

Tantalum

King-Tan Tantalum Industry Ltd.

China

Tin

Kiyomine Metal Industry Co., Ltd.

Japan

Gold

KJ Iron and Steel Group

China

Gold

Kojima Chemicals Co., Ltd.

Japan

Tin

Koki Co., Ltd.

Japan, Thailand

Gold

Korea Metal

Korea

Tin

Kovohut Pibram Nastupnicka, A.S.

Czech Republic

Tin

Ku Ping Enterprise Co., Ltd.

Taiwan

Gold

Kunshan Concentric Electroplating

China

Gold

Kyocera

Japan

Tungsten

Kyoritsu Gokin Co., Ltd.

Japan

Gold

Kyrgyzaltyn JSC

Kyrgyzstan

Gold

L' azurde Company For Jewelry

Saudi Arabia

Tin

Laibin Huaxi Smelting Co., Ltd. 來賓華錫冶煉有限公司

China

Gold

LBMA

Germany

Tin

Leqing City Honored Metal Co., Ltd.

China

Tin

Leshan EP Technologies Co., Ltd. 樂山氏達科技有限公司

China

Tin

LG Innotek Co., Ltd.

Korea

Tin

Li Chun Metals Co., Ltd.

Taiwan, China


 

 

 

 

Subject Mineral

Smelter or Refiner Name

Country Location of Smelter or Refiner

Tungsten

Linde Electronics GmbH & Co. KG

Germany

Gold

Lingbao Gold

China

Tin

Linwu Xianggui Mineral Smelting Co., Ltd. 臨武湘桂礦冶有限責任公司 

China

Tin

Liuzhou China Tin

China

Gold

London Bullion Market Association

United Kingdom

Gold

L'Orfebre S.A.

Andorra

Tantalum

LSM Brasil S.A.

Brazil

Tantalum

LS-Nikko Copper Inc.

Korea

Gold

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

China

Tin

Magnu's Minerais Metais e Ligas Ltda.

Brazil

Gold

Malaysia Smelting Corp.

Malaysia

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

China

Gold

Materion

United States

Tungsten

Matheson Special Gas Production Co., Ltd.

Korea

Gold

Matsuda Sangyo Co., Ltd.

Japan

Tantalum

Matsuo Electric

Japan

Tin

MCP Group

United States

Tin

Melt Metais e Ligas S.A.

Brazil

Tin

Mentok Smelter

Indonesia

Tin

Metahub Industries Sdn. Bhd.

Malaysia

Tin

Metallic Resources, Inc.

United States

Tin

Metallo Chimique

Belgium

Tantalum

Metallurgical Products India Pvt., Ltd.

India

Gold

Metalor Technologies

Taiwan, Hong Kong, China, Singapore, Germany, United States, Mexico

Tungsten

Meterion Corporation (Advanced Materials Thin Film Products)

United States

Tantalum

Mineração Taboca S.A.

Brazil

Tin

Ming Li Jia Metal Factory

China

Tin

Mining & Chemical Products Ltd. (MCP-UK)

United Kingdom

Tin

Minmetals Ganzhou Tin Co., Ltd.

China

Tin

Minsur

Peru

Gold

Mistubishi Materials Corporation

Japan, China

Gold

Mitsui & Co. Precious Metals Inc. Hong Kong Branch

Hong Kong, Japan

Gold

MK Electron

Korea, Indonesia

Gold

MMTC-PAMP India Pvt., Ltd.

India

Gold

Modeltech Sdn. Bhd.

Malaysia

Gold

Molex Japan Co., Ltd.

Japan

Tungsten

Moliren Ltd.

Russian Federation

Tantalum

Molycorp Silmet A.S.

Estonia

Gold

Morris and Watson

New Zealand

Gold

Moscow Special Alloys Processing Plant

Russian Federation

Tin

Multiple Xin Precision Metal Electroplating Factory

China

Gold

N.E. Chemcat Corporation

Japan

Gold

Nadir Metal Rafineri San. Ve Tic. A.Ş.

Turkey

Tin

Nan Kang City Jin Long Mine Industry Co., Ltd. 南康市金龍礦業有限公司

China

Tungsten

Nanchang Cemented Carbide Limited Liability Company

China

Tin

Nathan Trotter & Co., Inc.

United States

Gold

Navoi

Uzbekistan

Tin

New Original Metal (China) Co., Ltd.

China

Tin

NGHE Tin Non-ferrous Metal Company

Indonesia, Vietnam

Tungsten

NGK Spark Plug Co. Ltd.

Japan

Tungsten

Niagara Refining LLC

United States

Tin

Nihon  Superior  Co., Ltd.

Japan, Malaysia

Tin

Nikkei Singapore Aluminium Pte., Ltd.

Singapore

Tin

Ningbo Jintian Copper (Group) Company Limited

China

Tungsten

Ning Hua Xing Luo Keng Tungsten Mining Co., Ltd. 寧化行洛坑鎢礦有限公司

China


 

 

 

 

Subject Mineral

Smelter or Refiner Name

Country Location of Smelter or Refiner

Tantalum

Ningxia

China, Japan, Thailand

Tantalum

Niotan

United States

Gold

Nippon Micrometal Corporation

Japan

Tantalum

Nitora

Switzerland

Tungsten

North American Tungsten

Colombia, United States, Canada

Tin

Novosibirsk Integrated Tin Works

Russian Federation

Tungsten

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

Viet Nam

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

Thailand, Philippines

Tungsten

OCI Materials Co., Ltd.

Korea

Gold

Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH

Austria

Gold

Ohio Precious Metals, LLC

United States

Gold

Ohura Precious Metal Industry Co., Ltd.

Japan

Gold

OJSC Novosibirsk Refinery

Russian Federation

Gold

OMSA

Germany, Singapore, Bolivia, Indonesia

Tin

Ou Enji (Suzhou) Electronic Chemical Company Limited

China

Gold

Pamp S.A.

Switzerland

Tin

Pan Jit International Inc.

Taiwan

Gold

Pan Pacific Copper Co., Ltd.

Japan

Gold

PCTT Ltd.

Thailand

Gold

Pease & Curren

United States

Gold

Penglai Penggang Gold Industry Co., Ltd.

China

Gold

Philippine Associated Smelting and Refining Corporation

Philippines

Tungsten

Philippine Chuangxin Industrial Co., Inc.

Philippines

Tin

Phoenix Metal Ltd.

Rwanda

Tantalum, Tungsten

Plansee

Austria

Gold

PM Sales Inc.

United States

Tungsten

Pobedit, JSC

Russian Federation

Tin

Poongsan Corporation

Korea

Tantalum

Posco

Korea

Tantalum

Power Resources Ltd.

Macedonia (The Former Yugoslav Republic Of)

Gold

Prioksky Plant of Non-ferrous Metals

Russian Federation

Tin

ProTek Devices

United States

Tin

Pure Technology

Indonesia, Russia

Gold

PX Précinox SA

Switzerland

Gold

Qiankun Gold and Silver

China

Tin

Qualitek Delta Philippines, Inc.

Philippines

Tantalum

QuantumClean

United States

Tin

Rahman Hydraulic Tin Berhad

Malaysia

Gold

Rand Refinery (Pty.) Ltd.

South Africa

Tin

Redring Solder (M) Sdn. Bhd.

Malaysia

Tin

Redsun

Taiwan

Gold

Refinering of Shandong Gold Mining Co., Ltd.

China

Gold

Remondis Argentia B.V.

Netherlands

Gold

Republic Metals Corporation

United States

Tantalum

Resind Indústria e Comércio Ltda.

Brazil

Tantalum

RFH

China

Tin

Rohm and Haas Electronic Materials Asia Ltd. 羅門哈斯電子材料亞洲有限公司

China

Gold

Royal Canadian Mint

Canada

Tin

Rui Da Hung Technology Materials Co., Ltd.

Taiwan

Tin

S Company

Thailand

Gold

SAAMP

France

Gold

Sabin Metal Corp.

United States

Gold

Safina A.S.

Czech Republic

Gold

Saga Prefecture

Japan


 

 

 

 

Subject Mineral

Smelter or Refiner Name

Country Location of Smelter or Refiner

Gold

Sai Refinery

India

Gold

Samduck Precious Metals

Republic of Korea

Tin

Samhwa Non-ferrorus Metal Ind. Co., Ltd.

Korea

Gold

Samwon Metals Corp.

Republic of Korea

Tungsten

Sandvik Material Technology

Sweden

Tungsten

Sanher Tungsten Vietnam Co., Ltd.

Viet Nam

Gold

Sanmenxia Hang Seng Science and Technology, Research and Development Co., Ltd.

China

Gold

Saxonia Edelmetalle GmbH

Germany

Gold

Schone Edelmetaal

Netherlands

Gold

Scotia Mocatta

Hong Kong

Gold

SD Gold

United States

Tin

Selayang Solder Sdn. Bhd.

Malaysia

Gold

Sempsa Joyería Platería S.A.

Spain

Gold

Sendi (Japan): Kyocera Corporation

Japan

Tin

Senju Metal (Shanghai) Co., Ltd. 千住金屬(上海)有限公司

China, Japan

Tin

SGS Bolivia S.A.

Bolivia

Tin

Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd.

China

Gold

Shandong Gold Mining Co., Ltd.

Singapore, China

Gold

Shanghai Gold Exchange

China

Tin

Shen Mao Sokder (M) Sdn. Bhd. 昇貿(馬來西亞)有限公司

Malaysia

Tin

Shengnan Metal Products Factory 深圳市晟楠金屬製品廠  (晟楠科技股份有限公司中國分公司 , Chernan Technology Co., Ltd.)

China

Tin

Shenmao Technology Inc.

Taiwan, China

Tin

Shenzhen Chemicals & Light Industry Co., Ltd. 深圳市化輕貿易有限公司

China

Gold

Shonan Plant Tanaka Kikinzoku

Japan

Tin

Shuer Der Industry (Jiangsu) Co., Ltd.

China

Tungsten

Sichuan Metals & Materials Imp. & Exp. Co., Ltd. 四川省五金礦產進出口公司

China

Tin

Silver100 Aluminium Innovation (Guang Dong) Ltd.  廣東銀一百創新鋁業有限公司

China

Gold

Singway Technology Co., Ltd.

Taiwan

Tin

Smelting Branch of  Yunnan Tin Company Ltd.

China

Gold

So Accurate Refining

United States

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

Russian Federation

Tin

Soft Metais Ltda.

Brazil

Gold

Sojitz Corporation

Japan

Gold

Solar

Taiwan

Tin

Solder Coat Co., Ltd.

Japan

Tantalum

Solikamsk

Russia

Gold

Soochow University's

China

Tungsten

South-East Non-ferrous Metal Company Limited of Hengyang City

China

Gold

Speedrise / APL

China

Gold

Standard Bank

Hong Kong

Tin

Strait Metal Technology Sdn. Bhd.

Malaysia

Gold

Sudan Gold Refinery

Sudan

Tin

Süddeutsche Metallhandels-gesellschaft mbH

Germany

Gold

Sumisho

Japan

Gold

Sumitomo Metal (SMI) Electronics Devices Inc.

Japan

Tin

Sundwiger Messingwerk GmbH & Co. KG

Germany

Gold

SungEel HiTech

Repulbic of Korea

Gold

Super Dragon Technology Co., Ltd.

Taiwan

Tin

SuZhou Cangsong Metal Product Co., Ltd. 蘇州倉松金屬製品有限公司

China

Gold

T.C.A S.P.A

Italy

Tin

Taboca/Paranapanema

Brazil

Tungsten

Taegutec

Korea

Tin

Taicang City Nancang Metal Material Co., Ltd. 太倉市南倉金屬材料有限公司

China

Tin

Taiwan Total Co. Ltd.

Taiwan


 

 

 

 

Subject Mineral

Smelter or Refiner Name

Country Location of Smelter or Refiner

Tungsten

Taiyo Nippon Sanso Taiwan, Inc. 台灣大陽日酸股份有限公司

Taiwan

Gold

Taizhou Mayor River Electron Limited Company

China

Tantalum

Takei Chemicals

Japan

Tin

Talcang City Nankang Metal Materila Co., Ltd.

China

Tungsten

Tamano Smelter, Hibi Kyodo Smelting Co., Ltd.

Japan

Tin

Tamura Kaken Corporation

Japan

Tin

Tanaka Denshi Kogyo K.K (Hong Kong)

Hong Kong, Japan

Tantalum

Tantalite Resources (Pty.) Ltd.

South Africa

Tin

TDK Corporation

Japan

Gold

Technic Inc.

United States

Tungsten

Tejing (Vietnam) Tungsten Co., Ltd.

Viet Nam

Tantalum

Telex

United States

Gold

Terminal

China

Tin

Thailand Smelting & Refining Co., Ltd.

Thailand

Gold

Thaisarco

Thailand

Gold

The Bank of Nova Scotia/Standard Merchant Bank (Asia) Limited

Hong Kong

Tin

The Chenzhou Cloud Xiang River Mining Co., Ltd. 郴州雲湘礦冶有限責任公司

China

Gold

The Eastern of Dong Guan Highly Toxic Co., Ltd.

China

Tin

The Force Bridge Surface Treatment Material Factory 深圳力橋表面處理材料廠

China

Gold

The Great Wall Gold and Silver Refinery of China

China

Gold

The Hutti Gold Mines Co., Ltd.

India

Gold

The Refinery of Shandong Gold Mining Co., Ltd.

China

Tin

Tianjin Yishang Chemical Trade Co., Ltd. 天津一商化工貿易有限公司

China

Gold

Timah Company

Indonesia

Tin

Tochij

Japan

Tin

Toko Electronic Mfg. Co., Ltd.

Indonesia

Gold

Tokuriki Honten Co., Ltd.

Japan

Tin

Tong Ding Metal Materials Co. 通鼎金属材料有限公司

China

Tin

Tongding Group Co., Ltd.

China

Gold

Tony Goetz NV

Belgium

Gold

TOO Tau-Ken-Altyn

Kazakhstan

Gold

Torecom

Republic of Korea

Gold

Toyo Smelter & Refinery (Ehime)

Japan

Tantalum

Tranzact, Inc.

United States

Tin

Tuyen Quang Non-ferrous Metals Joint Stock Company

Viet Nam

Tin

UBS Metalor

Switzerland

Tantalum

Ulba Metallurgical Plant JSC

Kazakhstan

Tungsten

ULVAC, Inc. 優貝克有限公司

Japan

Tungsten

Umicore

Netherlands, Brazil, Belgium, Thailand

Tungsten

Unecha Refractory Metals Plant

Russian Federation

Tin

Uni Bros Metal Pte., Ltd.

Singapore

Tin

Uniforce Metal Industrial Corp.

Taiwan

Tin

Unit Metalurgi PT Timah (Persero) Tbk

Indonesia

Gold

United Precious Metal Refining, Inc.

United States

Gold

Universal Precious Metals Refining Zambia

Zambia

Tin

Untracore Co., Ltd.

Thailand

Tin

Univertical International (Suzhou) Co., Ltd.

China

Gold

Uyemura Internation Corporation

Taiwan

Gold

Valcambi S.A.

Switzerland

Tin

Vertex Metals Incorporation

Taiwan

Tungsten

Vietnam Youngsun Tungsten Industry Co., Ltd.

Viet Nam

Tin

Vishay Intertechnology, Inc. 威世公司

China

Tin

VQB Mineral and Trading Group JSC

Viet Nam

Gold

W.C. Heraeus GmbH

Canada, United States


 

 

 

 

Subject Mineral

Smelter or Refiner Name

Country Location of Smelter or Refiner

Tin

Walsin Technology Corporation

Taiwan

Gold

Western Australian Mint Trading as The Perth Mint

Australia

Tin

Westfalenzinn

Germany

Tin

White Solder Metalurgia e Mineração Ltda.

Brazil

Gold

Wieland Edelmetalle GmbH

Germany

Gold

Williams Advanced Materials, NY

United States

Tin

Wind Yunnan Nonferrous Metals Co., Ltd.

China

Tungsten

Wolfram Bergbau und Hütten AG

Austria

Tungsten

Wolfram Company CJSC

Russian Federation

Tungsten

Woltech Korea Co., Ltd.

Republic of Korea

Tin

Wu Xi Shi Yi Zheng Ji Xie She Bei Company

China

Gold

Wuxi Middle Treasure Materials

China

Tungsten

Xiamen  Tungsten (H.C.) Co., Ltd. 廈門嘉鷺金屬工業有限公司

China

Tungsten

Xianglu Tungsten Industry Co., Ltd. 廣東翔鷺鎢業股份有限公司

China

Tin

Xin Wang Copper Smelter

China

Tungsten

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

China

Tungsten

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

China

Tantalum

XinXing HaoRong Electronic Material Co., Ltd.

China

Gold

Xstrata Canada Corp.

Canada

Gold

Yamamoto Precious Metal Co., Ltd.

Japan

Gold

Yantai Zhaojin Kanfort Precious Metals Incorporated Company 煙臺招金勵福貴金屬股份有限公司

China

Tin

Ye Chiu Metal (Taicang) Co., Ltd. 怡球金屬(太倉)有限公司

China

Tin

Yeonhab Precision Co., Ltd.

Korea

Tantalum

Yichun Jin Yang Rare Metal Co., Ltd.

China

Tin

Yifeng Tin Industry (Chenzhou) Co., Ltd.

China

Gold

Yokohama Metal Co., Ltd.

Japan

Gold

Yoo Chang Metal

Korea, Taiwan

Tin

Yun Xi Group

China

Gold

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

China

Tin

Yuntinic Chemical GmbH

Germany

Tin

YunXi

China

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

China

Tin

Zhuhai Horyison Solder Co., Ltd. 珠海市海裕鑫錫業有限公司

China

Tungsten

Zhuzhou Cemented Carbide Group Co., Ltd.

China

Gold

Zijin Mining Group Co., Ltd. Gold Refinery

China