N-PX 1 fp0084339-1_npx.htm

UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION 

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT 

INVESTMENT COMPANY

 

Investment Company Act file number 811-21719                       

 

INVESTMENT MANAGERS SERIES TRUST

 

(Exact name of registrant as specified in charter)

 

                                  235 W. Galena Street, Milwaukee, WI 53212
                                       (Address of principal executive offices) (Zip code)

 

Diane J. Drake 

Mutual Fund Administration, LLC 

2220 E. Route 66, Suite 226 

Glendora, California 91740

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (626) 385-5777

 

Date of fiscal year end: June 30

 

Date of reporting period: July 1, 2022 - June 30, 2023

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 

ITEM 1. PROXY VOTING RECORD.

 

Form N-PX Proxy Voting Records    
Fund Name: Palmer Square Income Plus Fund
Reporting Period: 07/1/2022 to 06/30/2023
         

 

 

The Fund did not hold any voting securities during the period 07/1/2022 to 06/30/2023.

 

 

Form N-PX Proxy Voting Records        
Fund Name: Palmer Square Ultra-Short Duration Investment Grade Fund    
Reporting Period: 07/1/2022 to 06/30/2023
             

 

 

The Fund did not hold any voting securities during the period 07/1/2022 to 6/30/2023.    

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Investment Managers Series Trust  

 

By (Signature and Title)* /s/ Maureen Quill  
   

Maureen Quill, President and 

Principal Executive Officer 

 
       
Date August 14, 2023    

 

*Print the name and title of each signing officer under his or her signature.