0001085146-23-002162.txt : 20230509 0001085146-23-002162.hdr.sgml : 20230509 20230509163205 ACCESSION NUMBER: 0001085146-23-002162 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230509 DATE AS OF CHANGE: 20230509 EFFECTIVENESS DATE: 20230509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 23902665 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001318293 XXXXXXXX 03-31-2023 03-31-2023 false Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 000300463 801-30405 N Joseph A. Hanczor 203-322-0189 /s/Joseph A. Hanczor Stamford CT 04-26-2023 1 8 129156718 false 1 0000907692 028-16475 SEI INVESTMENTS MANAGEMENT CORP INFORMATION TABLE 2 infotable.xml INFORMATION TABLE BANK AMERICA CORP 7.25%CNV PFD L 060505682 13988597 11979 SH SOLE 11979 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 7441059 723135 SH SOLE 723135 0 0 HANCOCK JOHN PFD INCOME FD I COM 41021P103 9457139 646421 SH SOLE 646421 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 29859072 2600964 SH SOLE 2600964 0 0 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 9415035 425058 SH SOLE 425058 0 0 ISHARES TR PFD AND INCM SEC 464288687 2191175 70185 SH SOLE 70185 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 1197422 1018 SH DFND 1 1018 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 55607219 47275 SH SOLE 47275 0 0