0001085146-23-000839.txt : 20230209 0001085146-23-000839.hdr.sgml : 20230209 20230209094500 ACCESSION NUMBER: 0001085146-23-000839 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230209 DATE AS OF CHANGE: 20230209 EFFECTIVENESS DATE: 20230209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 23601669 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001318293 XXXXXXXX 12-31-2022 12-31-2022 false Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 000300463 801-30405 N Joseph A. Hanczor 203-322-0189 /s/Joseph A. Hanczor Stamford CT 02-03-2023 1 7 139119674 false 1 0000907692 028-16475 SEI INVESTMENTS MANAGEMENT CORP INFORMATION TABLE 2 infotable.xml INFORMATION TABLE BK OF AMERICA CORP 7.25%CNV PFD L 060505682 13895640 11979 SH SOLE 11979 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 7303664 723135 SH SOLE 723135 0 0 HANCOCK JOHN PFD INCOME FD I COM 41021P103 9327855 646421 SH SOLE 646421 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 25663163 2295453 SH SOLE 2295453 0 0 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 20265367 905108 SH SOLE 905108 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 1739580 1468 SH DFND 1 1468 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 60924405 51413 SH SOLE 51413 0 0