0001085146-22-003723.txt : 20221102 0001085146-22-003723.hdr.sgml : 20221102 20221102101845 ACCESSION NUMBER: 0001085146-22-003723 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221102 DATE AS OF CHANGE: 20221102 EFFECTIVENESS DATE: 20221102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 221352666 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 09-30-2022 09-30-2022 false Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 N Joseph A. Hanczor 203-322-0189 /s/Joseph A. Hanczor Stamford CT 11-02-2022 1 8 124715 false 1 0000907692 028-16475 SEI INVESTMENTS MANAGEMENT CORP INFORMATION TABLE 2 infotable.xml INFORMATION TABLE BK OF AMERICA CORP 7.25%CNV PFD L 060505682 20993 17897 SH SOLE 17897 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 6899 723135 SH SOLE 723135 0 0 HANCOCK JOHN PFD INCOME FD I COM 41021P103 9690 646421 SH SOLE 646421 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 11823 995214 SH SOLE 995214 0 0 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 1702 77708 SH SOLE 77708 0 0 ISHARES TR PFD AND INCM SEC 464288687 705 22245 SH SOLE 22245 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 1767 1468 SH DFND 1 1468 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 71136 59083 SH SOLE 59083 0 0