0001317947-13-000006.txt : 20131112 0001317947-13-000006.hdr.sgml : 20131111 20131112163818 ACCESSION NUMBER: 0001317947-13-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sankaty Advisors, LLC CENTRAL INDEX KEY: 0001317947 IRS NUMBER: 043505100 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11314 FILM NUMBER: 131210672 BUSINESS ADDRESS: STREET 1: JOHN HANCOCK TOWER STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: JOHN HANCOCK TOWER STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001317947 XXXXXXXX 09-30-2013 09-30-2013 Sankaty Advisors, LLC
JOHN HANCOCK TOWER 200 CLARENDON STREET BOSTON MA 02116
13F HOLDINGS REPORT 028-11314 Y Sankaty Advisors, LLC serves as an adviser to pooled investment vehicles (the "Funds") but exercises investment discretion with respect to only a limited number of these Funds. The filing of this 13F Holdings Report by Sankaty Advisors, LLC shall not be construed as an admission that Sankaty Advisors, LLC is the beneficial owner of such shares held by each of the Funds.
Jonathan S. Lavine Manager 6175162000 /s/ Jonathan S. Lavine Boston MA 11-12-2013 10 2 78718 false 1 028-14551 Sankaty Credit Member, LLC 2 028-14552 Sankaty Credit Member II, Ltd. 3 028-14550 Sankaty Credit Opportunities Investors III, LLC 4 028-14556 Sankaty Credit Opportunities III, L.P. 5 028-14554 Sankaty Credit Opportunities Investors IV, LLC 6 028-14555 Sankaty Credit Opportunities IV, L.P. 7 028-14557 Sankaty Credit Opportunities (Offshore Master) IV, L.P. 8 028-14553 Sankaty Credit Opportunities Investors (Offshore) IV, L.P. 9 028-14558 Prospect Harbor Investors, LLC 10 028-14559 Prospect Harbor Credit Partners, L.P.
INFORMATION TABLE 2 Sankaty13FQ3.xml SANKATY ADVISORS, LLC FORM 13F INFORMATION TABLE AS OF 09/30/2013 ACCURIDE CORP NEW COM NEW 00439T206 20331 3955516 SH SOLE 0 0 3955516 AEROFLEX HLDG CORP COM 007767106 19028 2702796 SH SOLE 0 0 2702796