0001193125-13-221802.txt : 20130515 0001193125-13-221802.hdr.sgml : 20130515 20130515132931 ACCESSION NUMBER: 0001193125-13-221802 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sankaty Advisors, LLC CENTRAL INDEX KEY: 0001317947 IRS NUMBER: 043505100 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11314 FILM NUMBER: 13845443 BUSINESS ADDRESS: STREET 1: JOHN HANCOCK TOWER STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: JOHN HANCOCK TOWER STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 d532831d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sankaty Advisors, LLC* Address: John Hancock Tower 200 Clarendon Street Boston, Massachusetts 02116 Form 13F File Number: 28-11314 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jonathan S. Lavine Title: Manager Phone: (617) 516-2000 Signature, Place, and Date of Signing: /s/ Jonathan S. Lavine Boston, MA 05/15/2013 --------------------------- ----------------------- ------------------------ [Signature] [City, State] [Date] * Sankaty Advisors, LLC serves as an adviser to pooled investment vehicles (the "Funds") but exercises investment discretion with respect to only a limited number of these Funds. The filing of this 13F Holdings Report by Sankaty Advisors, LLC shall not be construed as an admission that Sankaty Advisors, LLC is the beneficial owner of such shares held by each of the Funds. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 10 ---------- Form 13F Information Table Entry Total: 25 ---------- Form 13F Information Table Value Total: 172,036 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- 1. 28-14551 Sankaty Credit Member, LLC 2. 28-14552 Sankaty Credit Member II, Ltd. 3. 28-14550 Sankaty Credit Opportunities Investors III, LLC 4. 28-14556 Sankaty Credit Opportunities III, L.P. 5. 28-14554 Sankaty Credit Opportunities Investors IV, LLC 6. 28-14555 Sankaty Credit Opportunities IV, L.P. 7. 28-14557 Sankaty Credit Opportunities (Offshore Master) IV, L.P 8. 28-14553 Sankaty Credit Opportunities Investors (Offshore) IV, L.P. 9. 28-14558 Prospect Harbor Investors, LLC 10. 28-14559 Prospect Harbor Credit Partners, L.P. Sankaty Advisors, LLC Form 13F Information Table as of 3/31/13
Voting Authority Value Investment Other ---------------- Name of Issuer Title of Class Cusip Shares (x1000) Discretion Managers Sole Shared None -------------- -------------- --------- --------- ------- ---------- -------- ---- ------ ---- ACCURIDE CORP NEW COM NEW 00439T206 4,433,371 23896 (OTHER) X ADVANCE AUTO PARTS INC COM 00751Y106 37,204 3075 (OTHER) X AEROFLEX HLDG CORP COM 007767106 2,702,796 21244 (OTHER) X BECTON DICKINSON & CO COM 075887109 33,411 3194 (OTHER) X CAMPBELL SOUP CO COM 134429109 74,892 3397 (OTHER) X COLGATE PALMOLIVE CO COM 194162103 26,277 3101 (OTHER) X CVS CAREMARK CORPORATION COM 126650100 55,478 3051 (OTHER) X DAVITA HEALTHCARE PARTNERS I COM 23918K108 25,098 2976 (OTHER) X GENERAL MLS INC COM 370334104 66,071 3258 (OTHER) X INTERNATIONAL FLAVORS&FRAGRA COM 459506101 39,686 3043 (OTHER) X SMUCKER J M CO COM NEW 832696405 30,916 3066 (OTHER) X JOHNSON & JOHNSON COM 478160104 38,378 3129 (OTHER) X KELLOGG CO COM 487836108 48,223 3107 (OTHER) X KIMBERLY CLARK CORP COM 494368103 32,162 3151 (OTHER) X LABORATORY CORP AMER HLDGS COM NEW 50540R409 32,383 2921 (OTHER) X PEPSICO INC COM 713448108 39,138 3096 (OTHER) X PETSMART INC COM 716768106 46,797 2906 (OTHER) X PROCTER & GAMBLE CO COM 742718109 39,546 3047 (OTHER) X QUEST DIAGNOSTICS INC COM 74834L100 49,567 2799 (OTHER) X SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 909,445 17270 (OTHER) X SYSCO CORP COM 871829107 87,618 3082 (OTHER) X TARGET CORP COM 87612E106 45,553 3118 (OTHER) X TRONOX LTD SHS CL A Q9235V101 2,269,003 44949 (OTHER) X WAL-MART STORES INC COM 931142103 40,667 3043 (OTHER) X WASTE MGMT INC DEL COM 94106L109 79,497 3117 (OTHER) X