0001193125-12-354971.txt : 20120814
0001193125-12-354971.hdr.sgml : 20120814
20120814134159
ACCESSION NUMBER: 0001193125-12-354971
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sankaty Advisors, LLC
CENTRAL INDEX KEY: 0001317947
IRS NUMBER: 043505100
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11314
FILM NUMBER: 121031453
BUSINESS ADDRESS:
STREET 1: JOHN HANCOCK TOWER
STREET 2: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-516-2000
MAIL ADDRESS:
STREET 1: JOHN HANCOCK TOWER
STREET 2: 200 CLARENDON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
13F-HR
1
d388373d13fhr.txt
FORM 13F
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sankaty Advisors, LLC*
Address: John Hancock Tower
200 Clarendon Street
Boston, Massachusetts 02116
Form 13F File Number: 28-11314
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jonathan S. Lavine
Title: Manager
Phone: (617) 516-2000
Signature, Place, and Date of Signing:
/s/ Jonathan S. Lavine Boston, MA 8/14/2012
------------------------ ------------------------ ------------------------
[Signature] [City, State] [Date]
* Sankaty Advisors, LLC serves as an adviser to pooled investment vehicles
(the "Funds") but exercises investment discretion with respect to only a
limited number of these Funds. The filing of this 13F Holdings Report by
Sankaty Advisors, LLC shall not be construed as an admission that Sankaty
Advisors, LLC is the beneficial owner of such shares held by each of the
Funds.
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
================================================================================
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 10
Form 13F Information Table Entry Total: 8
Form 13F Information Table Value Total: 192,627
----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
Form 13F File
No. Number Name
1. 28-14551 Sankaty Credit Member, LLC
2. 28-14552 Sankaty Credit Member (Offshore), Ltd.
3. 28-14550 Sankaty Credit Opportunities Investors III, LLC
4. 28-14556 Sankaty Credit Opportunities III, L.P.
5. 28-14554 Sankaty Credit Opportunities Investors IV, LLC
6. 28-14555 Sankaty Credit Opportunities IV, L.P.
7. 28-14557 Sankaty Credit Opportunities (Offshore Master) IV, L.P
8. 28-14553 Sankaty Credit Opportunities Investors (Offshore) IV, L.P.
9. 28-14558 Prospect Harbor Investors, LLC
10. 28-14559 Prospect Harbor Credit Partners, L.P.
SANKATY ADVISORS, LLC
FORM 13F INFORMATION TABLE AS OF 06/30/12
VALUE INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP SHARES (X$1000) DISCRETION MANAGERS SOLE SHARED NONE
ACCURIDE CORP NEW COM NEW 00439T206 2,433,370 $14,600 (OTHER) X
AEROFLEX HLDG CORP COM 007767106 2,702,796 $16,352 (OTHER) X
CASTLE A M & CO COM 148411101 1,100,000 $11,682 (OTHER) X
DANA HLDG CORP COM 235825205 2,824,984 $36,188 (OTHER) X
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 2,047,768 $48,798 (OTHER) X
SPRINT NEXTEL CORP COM SER 1 852061100 204,500 $ 667 (OTHER) X
SWIFT TRANSN CO CL A 87074U101 3,611,636 $34,130 (OTHER) X
VERINT SYS INC COM 92343X100 1,023,705 $30,210 (OTHER) X