0001193125-11-310168.txt : 20111114
0001193125-11-310168.hdr.sgml : 20111111
20111114133035
ACCESSION NUMBER: 0001193125-11-310168
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sankaty Advisors, LLC
CENTRAL INDEX KEY: 0001317947
IRS NUMBER: 043505100
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11314
FILM NUMBER: 111200454
BUSINESS ADDRESS:
STREET 1: C/O BAIN CAPITAL, LLC
STREET 2: 111 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 617-516-2000
MAIL ADDRESS:
STREET 1: C/O BAIN CAPITAL, LLC
STREET 2: 111 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
13F-HR
1
d253476d13fhr.txt
FORM 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [_]; Amendment Number: __________________
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sankaty Advisors, LLC*
Address: John Hancock Tower
200 Clarendon Street
Boston, Massachusetts 02116
Form 13F File Number: 28-11314
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
*Sankaty Advisors, LLC serves as an adviser to pooled investment vehicles (the
"Funds") but exercises investment discretion with respect to only a limited
number of these Funds. The filing of this 13F Holdings Report by Sankaty
Advisors, LLC shall not be construed as an admission that Sankaty Advisors, LLC
is the beneficial owner of such shares held by each of the Funds.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jonathan S. Lavine
Title: Manager
Phone: (617) 516-2000
Signature, Place, and Date of Signing:
/s/ Jonathan S. Lavine Boston, MA 11/14/11
------------------------- ------------------------- -----------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 10
-------------
Form 13F Information Table Entry Total: 16
-------------
Form 13F Information Table Value Total: 375,297
-------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1. 28-14551 Sankaty Credit Member, LLC
2. 28-14552 Sankaty Credit Member (Offshore), Ltd.
3. 28-14550 Sankaty Credit Opportunities Investors III, LLC
4. 28-14556 Sankaty Credit Opportunities III, L.P.
5. 28-14554 Sankaty Credit Opportunities Investors IV, LLC
6. 28-14555 Sankaty Credit Opportunities IV, L.P.
7. 28-14557 Sankaty Credit Opportunities (Offshore Master) IV, L.P
8. 28-14553 Sankaty Credit Opportunities Investors (Offshore) IV, L.P.
9. 28-14558 Prospect Harbor Investors, LLC
10. 28-14559 Prospect Harbor Credit Partners, L.P.
SANKATY ADVISORS, LLC
FORM 13F INFORMATION TABLE AS OF 09/30/11
VALUE INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP SHARES (X$1000) DISCRETION MANAGERS SOLE SHARED NONE
ACCURIDE CORP NEW COM NEW 00439T206 2,433,370 $ 12,459 (OTHER) X
AEROFLEX HLDG CORP COM 007767106 3,430,986 $ 31,222 (OTHER) X
ALERE INC COM 01449J105 1,837,985 $ 36,116 (OTHER) X
DANA HLDG CORP COM 235825205 4,326,022 $ 45,423 (OTHER) X
DDI CORP COM 0.0001 NEW 233162502 286,778 $ 2,076 (OTHER) X
JDA SOFTWARE GROUP INC COM 46612K108 1,956,883 $ 45,869 (OTHER) X
JONES GROUP INC COM 48020T101 3,197,705 $ 29,451 (OTHER) X
NRG ENERGY INC COM NEW 629377508 325,469 $ 6,903 (OTHER) X
SEMGROUP CORP CL A 81663A105 240,886 $ 4,808 (OTHER) X
SEMGROUP CORP CL A 81663A105 86,128 $ 1,719 (SOLE) X
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 3,591,617 $ 57,286 (OTHER) X
SUPERMEDIA INC COM 868447103 64,503 $ 100 (OTHER) X
SUPERMEDIA INC COM 868447103 9,837 $ 15 (SOLE) X
SWIFT TRANSN CO COM 87074U101 4,668,325 $ 30,064 (OTHER) X
VERINT SYS INC COM 92343X100 2,047,412 $ 53,826 (OTHER) X
WASHINGTON POST CO CL B 939640108 54,922 $ 17,958 (OTHER) X