0001193125-11-141179.txt : 20110516
0001193125-11-141179.hdr.sgml : 20110516
20110516141340
ACCESSION NUMBER: 0001193125-11-141179
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sankaty Advisors, LLC
CENTRAL INDEX KEY: 0001317947
IRS NUMBER: 043505100
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11314
FILM NUMBER: 11845536
BUSINESS ADDRESS:
STREET 1: C/O BAIN CAPITAL, LLC
STREET 2: 111 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
BUSINESS PHONE: 617-516-2000
MAIL ADDRESS:
STREET 1: C/O BAIN CAPITAL, LLC
STREET 2: 111 HUNTINGTON AVENUE
CITY: BOSTON
STATE: MA
ZIP: 02199
13F-HR
1
d13fhr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [_]; Amendment Number: __________
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sankaty Advisors, LLC*
Address: 111 Huntington Avenue
Boston, Massachusetts 02199
Form 13F File Number: 28-11314
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
* Sankaty Advisors, LLC serves as an advisor to pooled investment vehicles (the
"Funds") but exercises investment discretion with respect to only a limited
number of these Funds. The filing of this 13F Holdings Report by Sankaty
Advisors, LLC shall not be construed as an admission that Sankaty Advisors,
LLC is the beneficial owner of such shares held by each of the Funds.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jonathan S. Lavine
Title: Manager
Phone: (617) 516-2000
Signature, Place, and Date of Signing:
/s/ Jonathan S. Lavine Boston, MA 5/16/11
------------------------ ------------- -------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 31
Form 13F Information Table Value Total: 1,002,070
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
Sankaty Advisors, LLC
Form 13F Information Table as of 03/31/11
Column
Column 1 Column 2 Column 3 Column 4 5 Column 6 Column 7 Column 8
-------- -------------- --------- --------- -------- ---------- -------- ----------------
Voting Authority
Value Investment Other ----------------
Name of Issuer Title of Class Cusip Shares (x$1000) Discretion Managers Sole Shared None
-------------- -------------- --------- --------- -------- ---------- -------- ---- ------ ----
ACCURIDE CORP NEW $
COM NEW 00439T206 4,003,580 55,610 (OTHER) X
AEROFLEX HLDG CORP COM 007767106 3,730,692 $67,936 (OTHER) X
AIRCASTLE LTD COM G0129K104 3,029,002 $36,560 (OTHER) X
ALERE INC COM 01449J105 2,068,515 $80,962 (OTHER) X
CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 1,425,500 $72,173 (OTHER) X
CORE MARK HOLDING CO INC COM 218681104 40,129 $ 1,326 (OTHER) X
DANA HLDG CORP COM 235825205 3,981,491 $69,238 (OTHER) X
DDI CORP COM 0.0001 NEW 233162502 286,778 $ 3,031 (OTHER) X
FAIRPOINT COMMUNICATIONS INC COM NEW 305560302 28,634 $ 483 (OTHER) X
JARDEN CORP COM 471109108 1,529,661 $54,410 (OTHER) X
JDA SOFTWARE GROUP INC COM 46612K108 232,700 $ 7,042 (OTHER) X
JONES GROUP INC COM 48020T101 357,356 $ 4,914 (OTHER) X
KKR & CO L P DEL COM UNITS 48248M102 1,385,007 $22,728 (OTHER) X
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1,951,105 $77,166 (OTHER) X
NRG ENERGY INC COM NEW 629377508 2,420,913 $52,146 (OTHER) X
PAETEC HOLDING CORP COM 695459107 7,801,908 $26,058 (OTHER) X
PLAINS EXPL& PRODTN CO COM 726505100 1,447,000 $52,425 (OTHER) X
ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 382,463 $ 5,737 (OTHER) X
SEMGROUP CORP CL A 81663A105 255,371 $ 7,191 (OTHER) X
SEMGROUP CORP CL A 81663A105 114,557 $ 3,226 (Sole) X
SOLARWINDS INC COM 83416B109 612,812 $11,501 (OTHER) X
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 3,121,715 $80,134 (OTHER) X
SUPERMEDIA INC COM 868447103 64,503 $ 403 (OTHER) X
SUPERMEDIA INC COM 868447103 28,563 $ 178 (Sole) X
SWIFT TRANSN CO CL A 87074U101 5,341,600 $78,522 (OTHER) X
TOWN SPORTS INTL HLDGS INC COM 89214A102 2,135,231 $10,804 (OTHER) X
VALASSIS COMMUNICATIONS INC COM 918866104 952,006 $27,741 (OTHER) X
VERINT SYS INC COM 92343X100 2,099,505 $75,246 (OTHER) X
WARNER MUSIC GROUP CORP COM 934550104 750,662 $ 4,066 (OTHER) X
WASHINGTON POST CO CL B 939640108 20,230 $ 8,852 (OTHER) X
WHITING PETE CORP NEW COM 966387102 58,000 $ 4,260 (OTHER) X