-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RHau21YN/JzeIWCBqzCgRtL4NHGIz4L3n4H7fsuS9c0VaQCnqZrPukU2+GFhB8GE 8oIYTeXYW0Jt51PYf6v5jg== 0001193125-10-260803.txt : 20101115 0001193125-10-260803.hdr.sgml : 20101115 20101115164825 ACCESSION NUMBER: 0001193125-10-260803 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sankaty Advisors, LLC CENTRAL INDEX KEY: 0001317947 IRS NUMBER: 043505100 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11314 FILM NUMBER: 101193268 BUSINESS ADDRESS: STREET 1: C/O BAIN CAPITAL, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: C/O BAIN CAPITAL, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [_]; Amendment Number: ---------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sankaty Advisors, LLC* Address: 111 Huntington Avenue Boston, Massachusetts 02199 Form 13F File Number: 28-11314 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. *Sankaty Advisors, LLC serves as an advisor to pooled investment vehicles (the "Funds") but exercises investment discretion with respect to only a limited number of these Funds. The filing of this 13F Holdings Report by Sankaty Advisors, LLC shall not be construed as an admission that Sankaty Advisors, LLC is the beneficial owner of such shares held by each of the Funds. Person Signing this Report on Behalf of Reporting Manager: Name: Jonathan S. Lavine Title: Manager Phone: (617) 516-2000 Signature, Place, and Date of Signing: /s/ Jonathan S. Lavine Boston, MA 11/15/10 - ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 20 Form 13F Information Table Value Total: 441,389 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- -------------------- ---- SANKATY ADVISORS, LLC. FORM 13F INFORMATION TABLE AS OF 9/30/10
VOTING AUTHORITY VALUE INVESTMENT OTHER -------------------- NAME OF ISSUER TITLE OF CLASS CUSIP SHARES (X$1000) DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ---------------- --------- ----------- -------- ---------- ---------- ------ ------ ------ ALERE INC COM ADDED 01449J105 2,068,515 63,979 (OTHER) X BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1,183,000 15,012 (OTHER) X CABLEVISION SYS CORP CL A NY CABLVS 12686C109 633,500 16,591 (OTHER) X CASELLA WASTE SYS INC CL A 147448104 748,238 3,143 (OTHER) X CORE MARK HOLDING CO INC COM 218681104 40,129 1,242 (OTHER) X DDI CORP COM 0.0001 NEW 233162502 1,154,062 10,664 (OTHER) X FORTRESS INVESTMENT GROUP LL CLA A 34958B106 2,460,800 8,834 (OTHER) X HUDSON CITY BANCORP COM 443683107 2,067,000 25,341 (OTHER) X JARDEN CORP COM 471109108 1,529,661 47,618 (OTHER) X KKR & CO L P DEL COM UNITS ADDED 48248M102 952,000 10,091 (OTHER) X NRG ENERGY INC COM NEW 629377508 2,463,140 51,283 (OTHER) X OSHKOSH CORP COM 688239201 1,100,059 30,252 (OTHER) X PAETEC HOLDING CORP COM 695459107 7,651,908 31,449 (OTHER) X RELIANCE STEEL & ALUMINUM CO COM 759509102 630,663 26,191 (OTHER) X ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 382,463 4,146 (OTHER) X SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 3,079,715 61,379 (OTHER) X SUPERMEDIA INC COM 868447103 64,503 682 (OTHER) X SUPERMEDIA INC COM 868447103 28,563 302 (Sole) X TOWN SPORTS INTL HLDGS INC COM 89214A102 2,135,231 5,808 (OTHER) X VERINT SYS INC COM ADDED 92343X100 926,605 27,381 (OTHER) X
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