0001567619-22-019669.txt : 20221114
0001567619-22-019669.hdr.sgml : 20221114
20221114080242
ACCESSION NUMBER: 0001567619-22-019669
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221114
DATE AS OF CHANGE: 20221114
EFFECTIVENESS DATE: 20221114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oasis Management Co Ltd.
CENTRAL INDEX KEY: 0001317904
IRS NUMBER: 753025599
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13553
FILM NUMBER: 221380451
BUSINESS ADDRESS:
STREET 1: 4TH FLOOR ANDERSON SQUARE,
STREET 2: 64 SHEDDEN ROAD, P.O. BOX 10324
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY-1103
BUSINESS PHONE: 852-2847-7798
MAIL ADDRESS:
STREET 1: 4TH FLOOR ANDERSON SQUARE,
STREET 2: 64 SHEDDEN ROAD, P.O. BOX 10324
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY-1103
FORMER COMPANY:
FORMER CONFORMED NAME: DKR OASIS MANAGEMENT COMPANY, L.P.
DATE OF NAME CHANGE: 20090223
FORMER COMPANY:
FORMER CONFORMED NAME: DKR OASIS MANAGEMENT CO L.P.
DATE OF NAME CHANGE: 20050215
13F-HR
1
primary_doc.xml
13F-HR
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false
true
false
0001317904
XXXXXXXX
09-30-2022
09-30-2022
Oasis Management Co Ltd.
4TH FLOOR ANDERSON SQUARE,
64 SHEDDEN ROAD, P.O. BOX 10324
GRAND CAYMAN
E9
KY-1103
13F HOLDINGS REPORT
028-13553
N
Thomas Lloyd
General Counsel and Chief Compliance Officer
410-413-2600
/s/ Thomas Lloyd
BALTIMORE
MD
11-10-2022
0
137
595304
false
INFORMATION TABLE
2
form13fInfoTable.xml
360 DIGITECH INC
AMERICAN DEP
88557W101
2385
186000
SH
SOLE
186000
0
0
ACM RESH INC
COM CL A
00108J109
881
70695
SH
SOLE
70695
0
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
442
465000
SH
SOLE
465000
0
0
AKOUOS INC
COM
00973J101
791
117000
SH
SOLE
117000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
240
3000
SH
Call
SOLE
3000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
3512
43900
SH
SOLE
43900
0
0
ALIGOS THERAPEUTICS INC
COM
01626L105
50
45797
SH
SOLE
45797
0
0
ALTITUDE ACQUISITION CORP
COM CL A
02156Y103
1005
100000
SH
Call
SOLE
100000
0
0
ALX ONCOLOGY HLDGS INC
COM
00166B105
1022
106746
SH
SOLE
106746
0
0
APPLIED BLOCKCHAIN INC
COM NEW
038169207
7378
4340231
SH
SOLE
4340231
0
0
ARBUTUS BIOPHARMA CORP
COM
03879J100
1961
1026672
SH
SOLE
1026672
0
0
BAIDU INC
SPON ADR REP A
056752108
42109
358405
SH
SOLE
358405
0
0
BENESSERE CAPITAL ACQUSTN CO
COM CL A
08179B103
1037
100000
SH
Call
SOLE
100000
0
0
BETTER WORLD ACQUISITION COR
COM
08772B104
1035
100000
SH
Call
SOLE
100000
0
0
BIOATLA INC
COM
09077B104
2232
289855
SH
SOLE
289855
0
0
BOLT BIOTHERAPEUTICS INC
COM
097702104
414
280000
SH
SOLE
280000
0
0
BREEZE HOLDINGS ACQUISITN CO
COM
106762107
1037
100000
SH
Call
SOLE
100000
0
0
BRIGHT LIGHTS ACQUISITION CO
COM CL A
10920K101
991
100000
SH
Call
SOLE
100000
0
0
BROADMARK RLTY CAP INC
COM
11135B100
511
100000
SH
Call
SOLE
100000
0
0
CENTESSA PHARMACEUTICALS PLC
SPONSORED ADS
152309100
442
110000
SH
SOLE
110000
0
0
CHINDATA GROUP HLDGS LTD
ADS
16955F107
11022
1364160
SH
SOLE
1364160
0
0
CIPHER MINING INC
COM
17253J106
50
40000
SH
SOLE
40000
0
0
COMPASS PATHWAYS PLC
SPONSORED ADS
20451W101
2231
207911
SH
SOLE
207911
0
0
CVRX INC
COM
126638105
1690
181159
SH
SOLE
181159
0
0
CYTOMX THERAPEUTICS INC
COM
23284F105
784
540541
SH
SOLE
540541
0
0
CYXTERA TECHNOLOGIES INC
COM CL A
23284C102
41
10000
SH
SOLE
10000
0
0
DAVE INC
CLASS A COM
23834J102
73
203789
SH
Call
SOLE
203789
0
0
DOLLAR TREE INC
COM
256746108
984
100000
SH
Call
SOLE
100000
0
0
DOORDASH INC
CL A
25809K105
1484
30000
SH
SOLE
30000
0
0
DOUYU INTL HLDGS LTD
SPONSORED ADS
25985W105
12869
12869051
SH
SOLE
12869051
0
0
DUNE ACQUISITION CORP
COM CL A
265334102
144
14722
SH
SOLE
14722
0
0
EARGO INC
COM
270087109
747
711393
SH
SOLE
711393
0
0
EFFECTOR THERAPEUTICS INC
COM
28202V108
57
100000
SH
Call
SOLE
100000
0
0
EUROPEAN WAX CTR INC
CLASS A COM
29882P106
4728
256233
SH
SOLE
256233
0
0
FARFETCH LTD
ORD SH CL A
30744W107
2727
366017
SH
SOLE
366017
0
0
FATHOM DIGITAL MFG CORP
CL A COM
31189Y103
203
100000
SH
Call
SOLE
100000
0
0
FINCH THERAPEUTICS GROUP INC
COM
31773D101
376
225000
SH
SOLE
225000
0
0
FISCALNOTE HOLDINGS INC
*W EXP 07/29/202
337655112
478
75000
PRN
SOLE
0
0
0
FORTRESS BIOTECH INC
COM
34960Q109
847
985222
SH
SOLE
985222
0
0
FUTU HLDGS LTD
SPON ADS CL A
36118L106
3015
80843
SH
SOLE
80843
0
0
GCM GROSVENOR INC
COM CL A
36831E108
789
100000
SH
Call
SOLE
100000
0
0
GLOBAL CORD BLOOD CORPORATIO
SHS
G39342103
20308
6797574
SH
SOLE
6797574
0
0
GOGORO INC
ORDINARY SHARES
G9491K105
377
100000
SH
SOLE
100000
0
0
GOGORO INC
ORDINARY SHARES
G9491K105
377
100000
SH
Call
SOLE
100000
0
0
GRAPHITE BIO INC
COM
38870X104
809
255102
SH
SOLE
255102
0
0
GREENTREE HOSPITALITY GROUP
SPONSORED ADS
39579V100
3727
1099362
SH
SOLE
1099362
0
0
HELIOGEN INC
COMMON STOCK
42329E105
186
100000
SH
Call
SOLE
100000
0
0
HELLO GROUP INC
NOTE 1.250% 7/0
60879BAB3
935
1000000
PRN
SOLE
0
0
0
HH&L ACQUISITION CO
SHS CL A
G39714103
497
50000
SH
SOLE
50000
0
0
HOLLYSYS AUTOMATION TCHNGY L
SHS
G45667105
36995
2163440
SH
SOLE
2163440
0
0
HOMOLOGY MEDICINES INC
COM
438083107
451
280000
SH
SOLE
280000
0
0
ICLICK INTERACTIVE ASIA GROU
SPONSORED ADR
45113Y104
251
716189
SH
SOLE
716189
0
0
IKENA ONCOLOGY INC
COM
45175G108
497
140000
SH
SOLE
140000
0
0
INSPIRATO INCORPORATED
COM CL A
45791E107
236
99961
SH
Call
SOLE
99961
0
0
INVIVYD INC
COM
00534A102
1091
348432
SH
SOLE
348432
0
0
IQIYI INC
SPONSORED ADS
46267X108
63765
23529411
SH
SOLE
23529411
0
0
IQIYI INC
NOTE 2.000% 4/0
46267XAD0
51692
59759000
PRN
SOLE
0
0
0
ISHARES INC
MSCI MEXICO ETF
464286822
177
4000
SH
Put
SOLE
4000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
388
15000
SH
Put
SOLE
15000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
247
1500
SH
Put
SOLE
1500
0
0
ITEOS THERAPEUTICS INC
COM
46565G104
457
24000
SH
SOLE
24000
0
0
JAKKS PAC INC
COM NEW
47012E403
2051
106088
SH
SOLE
106088
0
0
JD.COM INC
SPON ADR CL A
47215P106
3526
70100
SH
SOLE
70100
0
0
JOYY INC
NOTE 1.375% 6/1
98426TAF3
12608
15000000
PRN
SOLE
0
0
0
KE HLDGS INC
SPONSORED ADS
482497104
710
40511
SH
SOLE
40511
0
0
KHOSLA VENTURES ACQUT CO III
COM CL A
482506102
2445
250000
SH
SOLE
250000
0
0
KINGSOFT CLOUD HLDGS LTD
ADS
49639K101
100
50000
SH
SOLE
50000
0
0
KODIAK SCIENCES INC
COM
50015M109
1307
168905
SH
SOLE
168905
0
0
KRONOS BIO INC
COM
50107A104
657
196078
SH
SOLE
196078
0
0
LEAFLY HOLDINGS INC
COM
52178J105
68
100000
SH
Call
SOLE
100000
0
0
LOCAL BOUNTI CORP
COMMON STOCK
53960E106
203
71563
SH
Call
SOLE
71563
0
0
MALACCA STRAITS ACQUISITION
COM CL A
G5859B117
257
25000
SH
SOLE
25000
0
0
MELCO RESORTS AND ENTMNT LTD
ADR
585464100
2657
400700
SH
SOLE
400700
0
0
META PLATFORMS INC
CL A
30303M102
6147
137500
SH
SOLE
137500
0
0
MINISO GROUP HLDG LTD
SPONSORED ADS
66981J102
117
21399
SH
SOLE
21399
0
0
MISSION ADVANCEMENT CORP
*W EXP 03/05/202
60501L119
20
100000
PRN
SOLE
0
0
0
MISSION ADVANCEMENT CORP
UNIT 99/99/9999
60501L200
243
24700
SH
SOLE
24700
0
0
NAM TAI PPTY INC
SHS
G63907102
33025
7835000
SH
SOLE
7835000
0
0
NEXTDOOR HOLDINGS INC
COM CL A
65345M108
698
250000
SH
SOLE
250000
0
0
NIO INC
NOTE 0.500% 2/0
62914VAF3
12070
16000000
PRN
SOLE
0
0
0
OMEGA THERAPEUTICS INC
COMMON STOCK
68217N105
867
160000
SH
SOLE
160000
0
0
ORIC PHARMACEUTICALS INC
COM
68622P109
872
272480
SH
SOLE
272480
0
0
OVID THERAPEUTICS INC
COM
690469101
497
270000
SH
SOLE
270000
0
0
PARDES BIOSCIENCES INC
COM
69945Q105
324
175000
SH
SOLE
175000
0
0
PASSAGE BIO INC
COM
702712100
300
240000
SH
SOLE
240000
0
0
PAYPAL HLDGS INC
COM
70450Y103
3320
1000000
SH
SOLE
1000000
0
0
PEABODY ENERGY CORP
COM
704551100
3103
125000
SH
SOLE
125000
0
0
PINDUODUO INC
SPONSORED ADS
722304102
1295
20700
SH
SOLE
20700
0
0
POWER REIT
COM
73933H101
170
15921
SH
SOLE
15921
0
0
PRENETICS GLOBAL LTD
CLASS A ORD
G72245106
44
11732
SH
SOLE
11732
0
0
PRIMAVERA CAPITAL ACQUIST CO
*W EXP 01/19/202
G7255E117
186
581304
PRN
SOLE
0
0
0
PROJECT ENERGY REIMAGINED AC
CLASS A ORD
G72556106
16745
1700000
SH
SOLE
1700000
0
0
QUALTRICS INTL INC
COM CL A
747601201
3587
352379
SH
SOLE
352379
0
0
QUANERGY SYSTEMS INC
COM
74764U104
21
100000
SH
Call
SOLE
100000
0
0
RAPID MICRO BIOSYSTEMS INC
CLASS A COM
75340L104
606
187617
SH
SOLE
187617
0
0
RENREN INC
SPONSORED ADS
759892300
83773
2829216
SH
SOLE
2829216
0
0
REUNION NEUROSCIENCE INC
COM
76134G103
667
467435
SH
SOLE
467435
0
0
RLX TECHNOLOGY INC
SPONSORED ADS
74969N103
3592
3421067
SH
SOLE
3421067
0
0
SANDBRIDGE X2 CORP
*W EXP 03/11/202
799792114
728
74025
PRN
SOLE
0
0
0
SEA LTD
SPONSORD ADS
81141R100
3699
66000
SH
SOLE
66000
0
0
SEA LTD
NOTE 2.375%12/0
81141RAF7
3006
3000000
PRN
SOLE
0
0
0
SEELOS THERAPEUTICS INC
COM
81577F109
876
850000
SH
SOLE
850000
0
0
SEMANTIX INC
*W EXP 08/03/202
G6332A114
843
100000
PRN
SOLE
0
0
0
SILVERBACK THERAPEUTICS INC
COM
82835W108
1677
317662
SH
SOLE
317662
0
0
SINGULAR GENOMICS SYSTEMS IN
COM
82933R100
554
221729
SH
SOLE
221729
0
0
SO YOUNG INTERNATIONAL INC
SPONSORED ADS
83356Q108
3183
4420424
SH
SOLE
4420424
0
0
SOLID BIOSCIENCES INC
COM
83422E105
373
800000
SH
SOLE
800000
0
0
SONDER HOLDINGS INC
CLASS A COM
83542D102
166
100000
SH
Call
SOLE
100000
0
0
SONY GROUP CORPORATION
SPONSORED ADR
835699307
244
3803
SH
Call
SOLE
3803
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
929
2600
SH
Put
SOLE
2600
0
0
SPERO THERAPEUTICS INC
COM
84833T103
576
288000
SH
SOLE
288000
0
0
STITCH FIX INC
COM CL A
860897107
237
60000
SH
SOLE
60000
0
0
STRATUS PPTYS INC
COM NEW
863167201
27554
1182590
SH
SOLE
1182590
0
0
SWVL HOLDINGS CORP
CLASS A COM
G86302109
84
100000
SH
Call
SOLE
100000
0
0
SYSTEM1 INC
CL A COM
87200P109
1006
160000
SH
Call
SOLE
160000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
571
8334
SH
SOLE
8334
0
0
TANGO THERAPEUTICS INC
COM
87583X109
424
117000
SH
SOLE
117000
0
0
TCR2 THERAPEUTICS INC
COM
87808K106
360
200000
SH
SOLE
200000
0
0
TENCENT MUSIC ENTMT GROUP
SPON ADS
88034P109
1015
250000
SH
SOLE
250000
0
0
TERRAN ORBITAL CORPORATION
COM
88105P103
177
99882
SH
Call
SOLE
99882
0
0
THERAVANCE BIOPHARMA INC
COM
G8807B106
3011
296960
SH
SOLE
296960
0
0
TMC THE METALS COMPANY INC
COM
87261Y106
40
37700
SH
Call
SOLE
37700
0
0
TWITTER INC
COM
90184L102
8377
191080
SH
SOLE
191080
0
0
VALENS SEMICONDUCTOR LTD
ORDINARY SHARES
M9607U115
419
100000
SH
Call
SOLE
100000
0
0
VERTICAL AEROSPACE LTD
ORD SHS
G9471C107
936
100000
SH
Call
SOLE
100000
0
0
VERTICAL AEROSPACE LTD
ORD SHS
G9471C107
94
10000
SH
SOLE
10000
0
0
VIPSHOP HOLDINGS LIMITED
SPONSORED ADS A
92763W103
949
112847
SH
SOLE
112847
0
0
VIRGIN ORBIT HOLDINGS INC
COMMON STOCK
92771A101
307
100000
SH
Call
SOLE
100000
0
0
VNET GROUP INC
SPONSORED ADS A
90138A103
18757
3410400
SH
SOLE
3410400
0
0
VNET GROUP INC
NOTE 2/0
90138VAB3
13628
16000000
PRN
SOLE
0
0
0
WARNER BROS DISCOVERY INC
COM SER A
934423104
173
15000
SH
SOLE
15000
0
0
WEREWOLF THERAPEUTICS INC
COM
95075A107
1111
246305
SH
SOLE
246305
0
0
WESTERN DIGITAL CORP.
COM
958102105
25
753
SH
SOLE
753
0
0
WHOLE EARTH BRANDS INC
COM CL A
96684W100
384
100000
SH
Call
SOLE
100000
0
0
XBIOTECH INC
COM
98400H102
497
137174
SH
SOLE
137174
0
0
YATSEN HLDG LTD
ADS
985194109
565
518183
SH
SOLE
518183
0
0
ZEROFOX HLDGS INC
*W EXP 08/03/202
98955G111
603
100000
PRN
SOLE
0
0
0