The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACM RESEARCH INC | COM CL A | 00108J109 | 1,979 | 24,352 | SH | SOLE | 24,352 | 0 | 0 | ||
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | 315 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| AMERICAN AIRLS GROUP INC | NOTE 6.500% 7/0 | 02376RAF9 | 6,268 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 32,458 | 150,100 | SH | SOLE | 150,100 | 0 | 0 | ||
| BAOZUN INC | SPONSORED ADR | 06684L103 | 642 | 18,680 | SH | SOLE | 18,680 | 0 | 0 | ||
| BEST INC | NOTE 1.750%10/0 | 08653CAB2 | 2,730 | 4,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| BILIBILI INC | SPONS ADS REP Z | 090040106 | 429 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| BILIBILI INC | DEBT 1.250% 6/1 | G10970AA2 | 37,399 | 17,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 | 220 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| CHINDATA GROUP HLDGS LTD | ADS | 16955F107 | 479 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 6,172 | 81,859 | SH | SOLE | 81,859 | 0 | 0 | ||
| DADA NEXUS LTD | ADS | 23344D108 | 292 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
| DISNEY WALT CO | COM | 254687106 | 19,386 | 107,000 | SH | SOLE | 107,000 | 0 | 0 | ||
| DOUYU INTL HLDGS LTD | SPONSORED ADS | 25985W105 | 5,530 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| DUDDELL STREET ACQUISITN COR | CL A | G28553108 | 1,494 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| DUDDELL STREET ACQUISITN COR | *W EXP 99/99/999 | G28553116 | 110 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| FINVOLUTION GROUP | SPONSORED ADS | 31810T101 | 267 | 100,100 | SH | SOLE | 100,100 | 0 | 0 | ||
| GLOBAL CORD BLOOD CORPORATIO | SHS | G39342103 | 2,694 | 726,129 | SH | SOLE | 726,129 | 0 | 0 | ||
| HUAZHU GROUP LTD | DEBT 3.000% 5/0 | G46587AA2 | 6,406 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| HUAZHU GROUP LTD | NOTE 0.375%11/0 | 16949NAC3 | 11,417 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| HOLLYSYS AUTOMATION TCHNGY L | SHS | G45667105 | 985 | 67,031 | SH | SOLE | 67,031 | 0 | 0 | ||
| ICLICK INTERACTIVE ASIA GROU | SPONSORED ADR | 45113Y104 | 470 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
| IQIYI INC | NOTE 2.000% 4/0 | 46267XAD0 | 68,599 | 77,853,000 | PRN | SOLE | 0 | 0 | 0 | ||
| IQIYI INC | NOTE 3.750%12/0 | 46267XAB4 | 5,071 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| IQIYI INC | NOTE 4.000%12/1 | 46267XAE8 | 10,948 | 11,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| ISHARES TR | MSCI INDIA ETF | 46429B598 | 4,022 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
| KINGSOFT CLOUD HLDGS LTD | ADS | 49639K101 | 263 | 6,030 | SH | SOLE | 6,030 | 0 | 0 | ||
| LUFAX HOLDING LTD | ADS REP SHS CL A | 54975P102 | 213 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| MADISON SQUARE GRDN ENTERTNM | CL A | 55826T102 | 11,787 | 112,216 | SH | SOLE | 112,216 | 0 | 0 | ||
| MELCO RESORTS AND ENTMNT LTD | ADR | 585464100 | 321 | 17,300 | SH | SOLE | 17,300 | 0 | 0 | ||
| MICRON TECHNOLOGY INC | COM | 595112103 | 4,233 | 56,300 | SH | SOLE | 56,300 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 445 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| NEW FRONTIER HEALTH CORP | ORD SHS | G6461G106 | 5,824 | 677,210 | SH | SOLE | 677,210 | 0 | 0 | ||
| NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 9,701 | 52,210 | SH | SOLE | 52,210 | 0 | 0 | ||
| NIO INC | SPON ADS | 62914V106 | 2,094 | 42,963 | SH | Put | SOLE | 42,963 | 0 | 0 | |
| NIO INC | SPON ADS | 62914V106 | 9,748 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| PINDUODUO INC | NOTE 12/0 | 722304AC6 | 11,100 | 9,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| SEA LTD | SPONSORD ADS | 81141R100 | 2,986 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| SINA CORP | ORD | G81477104 | 485 | 11,500 | SH | Put | SOLE | 11,500 | 0 | 0 | |
| SINA CORP | ORD | G81477104 | 187,894 | 4,433,561 | SH | SOLE | 4,433,561 | 0 | 0 | ||
| SNOWFLAKE INC | CL A | 833445109 | 450 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
| SONY CORP | SPONSORED ADR | 835699307 | 1,415 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
| STRATUS PPTYS INC | COM NEW | 863167201 | 28,638 | 1,123,065 | SH | SOLE | 1,123,065 | 0 | 0 | ||
| TWITTER INC | COM | 90184L102 | 2,924 | 54,000 | SH | SOLE | 54,000 | 0 | 0 | ||
| XPENG INC | ADS | 98422D105 | 1,114 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
| YY INC | NOTE 1.375% 6/1 | 98426TAF3 | 22,350 | 22,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 1,021 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||