-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LD6ScI3tFKJ20dWU2+TIG2oIHA3VuFWYH3ki/2e3+6oyqRSeoRFwBMCCXxxb5MjW hFrdNDltHFt8gOQ814TWCw== 0001317904-10-000004.txt : 20100216 0001317904-10-000004.hdr.sgml : 20100215 20100216061944 ACCESSION NUMBER: 0001317904-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DKR OASIS MANAGEMENT COMPANY, L.P. CENTRAL INDEX KEY: 0001317904 IRS NUMBER: 753025599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13553 FILM NUMBER: 10602174 BUSINESS ADDRESS: STREET 1: 1281 EAST MAIN STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 852-2847-7798 MAIL ADDRESS: STREET 1: TWO EXCHANGE SQUARE, SUITE 2608 STREET 2: 26TH FLOOR CITY: CENTRAL STATE: K3 ZIP: 0 FORMER COMPANY: FORMER CONFORMED NAME: DKR OASIS MANAGEMENT CO L.P. DATE OF NAME CHANGE: 20050215 13F-HR 1 compliance13freport2009q4.txt 13F FOR QUARTER ENDED 12-31-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]: Amendment Number:____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: DKR Oasis Management Company L.P. Address: 1281 East Main Street Stamford, CT 06902 13F File Number: 28-13553 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Phillip M. Meyer Title: Chief Compliance Officer and Legal Counsel Phone: +852.2847.7708 Signature, Place, and Date of Signing: /s/ Phillip M. Meyer, Hong Kong, 02/16/2010 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: No. Form 13F File Number Name Form 13F Information Table Entry Total: 5 Form 13F Information Table Value Total: $5,645.73 (x1000) No Puts and Calls Form 13F Information Table Name Of Issuer Title Of Class Cusip Value (x1000) Quantity Shrs/ Other Invt Vtng PRN Mgr Disc Authy MICROVISION INC DEL COM 594960106 3,502.58 1,104,915 SH DEFINED DEFINED TRIAN ACQUISITION I CORP *W EXP 01/23/201 89582E116 00.00 29,300 PRN DEFINED DEFINED QIAO XING UNIVERSAL TELEPHON ORD G7303A109 2,072.84 946,503 SH DEFINED DEFINED VANTAGE DRILLING COMPANY *W EXP 05/24/201 G93205121 17.97 179,900 PRN DEFINED DEFINED SEANERGY MARITIME HLDGS CORP *W EXP 09/24/201 Y73760111 52.34 290,800 PRN DEFINED DEFINED
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