13F-HR 1 compliance13freport2009q3.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]: Amendment Number:____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: DKR Oasis Management Company L.P. Address: 1281 East Main Street Stamford, CT 06902 13F File Number: 28-13553 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Phillip M. Meyer Title: Chief Compliance Officer and Legal Counsel Phone: (852) 2847-7798 Signature, Place, and Date of Signing: /s/ Phllip M. Meyer, Hong Kong, 11/16/2009 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: No. Form 13F File Number Name Form 13F Information Table Entry Total: 16 Form 13F Information Table Value Total: $74,270.64 (x1000) No Puts and Calls Form 13F Information Table Name Of Issuer Title Of Class Cusip Value (x1000) Quantity Shrs/ Other Invt Vtng PRN Mgr Disc Authy BOISE INC *W EXP 06/18/201 09746Y113 22.70 37,195 PRN Defined Defined CHINA NORTH EAST PETE HLDG L COM 16941G102 3,183.02 712,084 SH Defined Defined FISHER SCIENTIFIC INTL INC NOTE 2.500%10/0 338032AW5 37,237.26 20,100,000 PRN Defined Defined IDENIX PHARMACEUTICALS INC COM 45166R204 3,868.17 1,251,834 SH Defined Defined INFORMATION SERVICES GROUP I *W EXP 01/31/201 45675Y112 11.78 109,700 PRN Defined Defined MOMENTA PHARMACEUTICALS INC COM 60877T100 4,548.83 428,730 SH Defined Defined RXI PHARMACEUTICALS CORP COM 74978T109 843.64 344,343 SH Defined Defined RENESOLA LTD SPONS ADS 75971T103 7,296.09 1,516,859 SH Defined Defined RENTECH INC COM 760112102 543.23 335,325 SH Defined Defined TREMISIS ENERGY ACQ CORP II *W EXP 12/05/201 89472N119 40.00 200,000 PRN Defined Defined TRIAN ACQUISITION I CORP *W EXP 01/23/201 89582E116 13.19 29,300 PRN Defined Defined US BANCORP DEL DBCV 12/1 902973AM8 14,757.00 15,000,000 PRN Defined Defined UNITED REFINING ENERGY CORP *W EXP 12/11/201 911360113 150.00 500,000 PRN Defined Defined QIAO XING UNIVERSAL TELEPHON ORD G7303A109 1,680.00 800,000 SH Defined Defined VANTAGE DRILLING COMPANY *W EXP 05/24/201 G93205121 23.39 179,900 PRN Defined Defined SEANERGY MARITIME HLDGS CORP *W EXP 09/24/201 Y73760111 52.34 290,800 PRN Defined Defined