-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HdoQScHDdK3sQd/N09Tz3xgu88hbnvLUx4DvU2fxJ/DqNR9fxRfPXAv1DW1RD3fA rpLcdTzt82xQE9qoEhrpjA== 0001317904-09-000020.txt : 20090813 0001317904-09-000020.hdr.sgml : 20090813 20090813060810 ACCESSION NUMBER: 0001317904-09-000020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090813 DATE AS OF CHANGE: 20090813 EFFECTIVENESS DATE: 20090813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DKR OASIS MANAGEMENT COMPANY, L.P. CENTRAL INDEX KEY: 0001317904 IRS NUMBER: 753025599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13553 FILM NUMBER: 091008372 BUSINESS ADDRESS: STREET 1: 1281 EAST MAIN STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 852-2847-7798 MAIL ADDRESS: STREET 1: TWO EXCHANGE SQUARE, SUITE 2608 STREET 2: 26TH FLOOR CITY: CENTRAL STATE: K3 ZIP: 0 FORMER COMPANY: FORMER CONFORMED NAME: DKR OASIS MANAGEMENT CO L.P. DATE OF NAME CHANGE: 20050215 13F-HR 1 oasis13f2009q2.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]: Amendment Number:____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: DKR Oasis Management Company L.P. Address: 1281 East Main Street Stamford, CT 06902 13F File Number: 28-13553 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Phillip M. Meyer Title: Chief COmpliancce Officer and Legal Counsel Phone: (852) 2847-7798 Signature, Place, and Date of Signing: /s/ Phillip M. Meyer, Hong Kong, 08/13/2009 Report Type (Check only one): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None No. Form 13F File Number Name None Form 13F Information Table Entry Total: 14 Form 13F Information Table Value Total: $65,065.49 (x1000) No Puts and Calls Form 13F Information Table Name Of Issuer Title Of Class Cusip Value (x1000) Quantity Shrs/ Other Invt Vtng PRN Mgr Disc Authy ALTERNATIVE ASSET MGMT ACQU *W EXP 08/01/201 02149U119 13.00 100,000 PRN Sole Sole BOISE INC *W EXP 06/18/201 09746Y113 3.72 37,195 PRN Sole Sole CITIGROUP INC COM 172967101 11,278.05 3,797,323 SH Sole Sole FISHER SCIENTIFIC INTL INC NOTE 2.500%10/0 338032AW5 34,825.26 20,100,000 PRN Sole Sole HUMAN GENOME SCIENCES INC NOTE 2.250%10/1 444903AK4 1,210.00 2,000,000 PRN Sole Sole INFORMATION SERVICES GROUP I *W EXP 01/31/201 45675Y112 7.69 109,700 PRN Sole Sole PHOENIX TECHNOLOGY LTD COM 719153108 436.31 161,000 SH Sole Sole RASER TECHNOLOGIES INC COM 754055101 3,079.31 1,099,753 SH Sole Sole TREMISIS ENERGY ACQ CORP II *W EXP 12/05/201 89472N119 24.00 200,000 PRN Sole Sole TRIAN ACQUISITION I CORP *W EXP 01/23/201 89582E116 6.74 29,300 PRN Sole Sole 2020 CHINACAP ACQUIRCO INC *W EXP 11/08/201 90212G117 33.75 225,000 PRN Sole Sole US BANCORP DEL DBCV 12/1 902973AM8 14,044.50 15,000,000 PRN Sole Sole UNITED REFINING ENERGY CORP *W EXP 12/11/201 911360113 45.00 500,000 PRN Sole Sole SEANERGY MARITIME HLDGS CORP *W EXP 09/24/201 Y73760111 58.16 290,800 PRN Sole Sole
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