0000902664-24-002195.txt : 20240305 0000902664-24-002195.hdr.sgml : 20240305 20240305063559 ACCESSION NUMBER: 0000902664-24-002195 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oasis Management Co Ltd. CENTRAL INDEX KEY: 0001317904 ORGANIZATION NAME: STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56228 FILM NUMBER: 24718210 BUSINESS ADDRESS: STREET 1: 4TH FLOOR ANDERSON SQUARE, STREET 2: 64 SHEDDEN ROAD, P.O. BOX 10324 CITY: GRAND CAYMAN STATE: E9 ZIP: KY-1103 BUSINESS PHONE: 852-2847-7798 MAIL ADDRESS: STREET 1: 4TH FLOOR ANDERSON SQUARE, STREET 2: 64 SHEDDEN ROAD, P.O. BOX 10324 CITY: GRAND CAYMAN STATE: E9 ZIP: KY-1103 FORMER NAME: FORMER CONFORMED NAME: DKR OASIS MANAGEMENT COMPANY, L.P. DATE OF NAME CHANGE: 20090223 FORMER NAME: FORMER CONFORMED NAME: DKR OASIS MANAGEMENT CO L.P. DATE OF NAME CHANGE: 20050215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fischer Seth CENTRAL INDEX KEY: 0001456474 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56228 FILM NUMBER: 24718208 MAIL ADDRESS: STREET 1: C/O OASIS MANAGEMENT (HONG KONG) LLC STREET 2: 21/F MAN YEE BUILDING, 68 DES VOEUX ROAD CITY: CENTRAL STATE: K3 ZIP: 0 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oasis Investments II Master Fund Ltd. CENTRAL INDEX KEY: 0001530803 ORGANIZATION NAME: STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56228 FILM NUMBER: 24718209 BUSINESS ADDRESS: STREET 1: UGLAND HOUSE PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 8522847 7700 MAIL ADDRESS: STREET 1: UGLAND HOUSE PO BOX 309 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: iANTHUS CAPITAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001643154 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 1980, 1075 WEST GEORGIA ST. CITY: VANCOUVER STATE: A1 ZIP: V6E 3C9 BUSINESS PHONE: 604-688-9588 MAIL ADDRESS: STREET 1: SUITE 1980, 1075 WEST GEORGIA ST. CITY: VANCOUVER STATE: A1 ZIP: V6E 3C9 FORMER COMPANY: FORMER CONFORMED NAME: GENARCA HOLDINGS LTD DATE OF NAME CHANGE: 20150522 4 1 ownership.xml X0508 4 2024-03-01 0 0001643154 iANTHUS CAPITAL HOLDINGS, INC. ITHUF 0001317904 Oasis Management Co Ltd. 25/F, LHT TOWER 31 QUEEN'S ROAD CENTRAL CENTRAL K3 00000 HONG KONG 0 0 1 0 0001530803 Oasis Investments II Master Fund Ltd. 25/F, LHT TOWER 31 QUEEN'S ROAD CENTRAL CENTRAL K3 00000 HONG KONG 0 0 1 0 0001456474 Fischer Seth C/O OASIS MANAGEMENT (HONG KONG) 25/F, LHT TOWER, 31 QUEEN'S ROAD CENTRAL CENTRAL K3 00000 HONG KONG 0 0 1 0 0 Common Shares, no par value ("Common Shares") 2024-03-01 4 J 0 13935062 A 1284677774 I See footnotes The Common Shares were issued as payment of a fee in connection with an amendment, dated February 20, 2024 (the "Amendment"), to secured bridge notes originally issued by a wholly-owned subsidiary of Issuer on February 2, 2021. The Common Shares were issued based on a price per share equal to the volume-weighted average trading price of the Common Shares on the Canadian Securities Exchange for the 20 consecutive trading days immediately prior to the date of the Amendment. The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund. The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. /s/ Oasis Management Company Ltd., By: Phillip Meyer, its General Counsel 2024-03-05 /s/ Oasis Investments II Master Fund Ltd., By: Phillip Meyer, its Director 2024-03-05 /s/ Seth Fischer 2024-03-05