0000902664-24-002195.txt : 20240305
0000902664-24-002195.hdr.sgml : 20240305
20240305063559
ACCESSION NUMBER: 0000902664-24-002195
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240301
FILED AS OF DATE: 20240305
DATE AS OF CHANGE: 20240305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oasis Management Co Ltd.
CENTRAL INDEX KEY: 0001317904
ORGANIZATION NAME:
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56228
FILM NUMBER: 24718210
BUSINESS ADDRESS:
STREET 1: 4TH FLOOR ANDERSON SQUARE,
STREET 2: 64 SHEDDEN ROAD, P.O. BOX 10324
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY-1103
BUSINESS PHONE: 852-2847-7798
MAIL ADDRESS:
STREET 1: 4TH FLOOR ANDERSON SQUARE,
STREET 2: 64 SHEDDEN ROAD, P.O. BOX 10324
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY-1103
FORMER NAME:
FORMER CONFORMED NAME: DKR OASIS MANAGEMENT COMPANY, L.P.
DATE OF NAME CHANGE: 20090223
FORMER NAME:
FORMER CONFORMED NAME: DKR OASIS MANAGEMENT CO L.P.
DATE OF NAME CHANGE: 20050215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fischer Seth
CENTRAL INDEX KEY: 0001456474
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56228
FILM NUMBER: 24718208
MAIL ADDRESS:
STREET 1: C/O OASIS MANAGEMENT (HONG KONG) LLC
STREET 2: 21/F MAN YEE BUILDING, 68 DES VOEUX ROAD
CITY: CENTRAL
STATE: K3
ZIP: 0
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oasis Investments II Master Fund Ltd.
CENTRAL INDEX KEY: 0001530803
ORGANIZATION NAME:
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56228
FILM NUMBER: 24718209
BUSINESS ADDRESS:
STREET 1: UGLAND HOUSE PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 8522847 7700
MAIL ADDRESS:
STREET 1: UGLAND HOUSE PO BOX 309
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: iANTHUS CAPITAL HOLDINGS, INC.
CENTRAL INDEX KEY: 0001643154
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: SUITE 1980, 1075 WEST GEORGIA ST.
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3C9
BUSINESS PHONE: 604-688-9588
MAIL ADDRESS:
STREET 1: SUITE 1980, 1075 WEST GEORGIA ST.
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3C9
FORMER COMPANY:
FORMER CONFORMED NAME: GENARCA HOLDINGS LTD
DATE OF NAME CHANGE: 20150522
4
1
ownership.xml
X0508
4
2024-03-01
0
0001643154
iANTHUS CAPITAL HOLDINGS, INC.
ITHUF
0001317904
Oasis Management Co Ltd.
25/F, LHT TOWER
31 QUEEN'S ROAD CENTRAL
CENTRAL
K3
00000
HONG KONG
0
0
1
0
0001530803
Oasis Investments II Master Fund Ltd.
25/F, LHT TOWER
31 QUEEN'S ROAD CENTRAL
CENTRAL
K3
00000
HONG KONG
0
0
1
0
0001456474
Fischer Seth
C/O OASIS MANAGEMENT (HONG KONG)
25/F, LHT TOWER, 31 QUEEN'S ROAD CENTRAL
CENTRAL
K3
00000
HONG KONG
0
0
1
0
0
Common Shares, no par value ("Common Shares")
2024-03-01
4
J
0
13935062
A
1284677774
I
See footnotes
The Common Shares were issued as payment of a fee in connection with an amendment, dated February 20, 2024 (the "Amendment"), to secured bridge notes originally issued by a wholly-owned subsidiary of Issuer on February 2, 2021.
The Common Shares were issued based on a price per share equal to the volume-weighted average trading price of the Common Shares on the Canadian Securities Exchange for the 20 consecutive trading days immediately prior to the date of the Amendment.
The securities to which this filing relates are held directly by Oasis Investments II Master Fund Ltd., a Cayman Islands exempted company (the "Oasis II Fund"). Oasis Management Company Ltd., a Cayman Islands exempted company (the "Investment Manager"), is the investment manager of Oasis II Fund. Seth Fischer, is responsible for the supervision and conduct of all investment activities of the Investment Manager, including all investment decisions with respect to the assets of the Oasis II Fund.
The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
/s/ Oasis Management Company Ltd., By: Phillip Meyer, its General Counsel
2024-03-05
/s/ Oasis Investments II Master Fund Ltd., By: Phillip Meyer, its Director
2024-03-05
/s/ Seth Fischer
2024-03-05