The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
360 FINANCE INC | ADS | 88557W101 | 489 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,572 | 12,125 | SH | SOLE | 12,125 | 0 | 0 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 4,392 | 132,600 | SH | SOLE | 132,600 | 0 | 0 | ||
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 8,129 | 547,775 | SH | SOLE | 547,775 | 0 | 0 | ||
CIVEO CORP CDA | COM | 17878Y108 | 1,919 | 1,487,755 | SH | SOLE | 1,487,755 | 0 | 0 | ||
DIRTT ENVIRONMENTAL SOLUT LT | COM | 25490H106 | 331 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FINVOLUTION GROUP | SPONSORED ADS | 31810T101 | 265 | 100,100 | SH | SOLE | 100,100 | 0 | 0 | ||
GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 8,370 | 7,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
GLOBAL CORD BLOOD CORPORATIO | SHS | G39342103 | 3,631 | 726,129 | SH | SOLE | 726,129 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,313 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
JAKKS PAC INC | COM | 47012E106 | 878 | 852,403 | SH | SOLE | 852,403 | 0 | 0 | ||
KT CORP | SPONSORED ADR | 48268K101 | 1,423 | 122,665 | SH | SOLE | 122,665 | 0 | 0 | ||
MOMO INC | ADR | 60879B107 | 168 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MOMO INC | NOTE 1.250% 7/0 | 60879BAB3 | 6,952 | 7,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
NIO INC | SPON ADS | 62914V106 | 50 | 12,553 | SH | Put | SOLE | 12,553 | 0 | 0 | |
STRATUS PPTYS INC | COM NEW | 863167201 | 34,793 | 1,123,065 | SH | SOLE | 1,123,065 | 0 | 0 | ||
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 7,559 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 |