The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABERDEEN JAPAN EQUITY FD INC | COM | 00306J109 | 73 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| BAOZUN INC | SPONSORED ADR | 06684L103 | 5,662 | 132,600 | SH | SOLE | 132,600 | 0 | 0 | ||
| BEIGENE LTD | SPONSORED ADR | 07725L102 | 735 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 6,703 | 447,775 | SH | SOLE | 447,775 | 0 | 0 | ||
| DHX MEDIA LTD | COM VAR VTG | 252406152 | 934 | 639,554 | SH | SOLE | 639,554 | 0 | 0 | ||
| GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 13,476 | 13,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| GLOBAL CORD BLOOD CORPORATIO | SHS | G39342103 | 3,514 | 726,129 | SH | SOLE | 726,129 | 0 | 0 | ||
| INTERNATIONAL SPEEDWAY CORP | CL A | 460335201 | 20,046 | 445,365 | SH | SOLE | 445,365 | 0 | 0 | ||
| ISHARES INC | JP MRG EM CRP BD | 464286251 | 4,545 | 200,220 | SH | Put | SOLE | 200,220 | 0 | 0 | |
| ISHARES INC | MSCI HONG KG ETF | 464286871 | 13,393 | 590,000 | SH | SOLE | 590,000 | 0 | 0 | ||
| JAKKS PAC INC | COM | 47012E106 | 940 | 1,098,906 | SH | SOLE | 1,098,906 | 0 | 0 | ||
| KT CORP | SPONSORED ADR | 48268K101 | 1,475 | 130,418 | SH | SOLE | 130,418 | 0 | 0 | ||
| MOMO INC | NOTE 1.250% 7/0 | 60879BAB3 | 7,203 | 8,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
| NEW FRONTIER CORP | UNIT 99/99/9999 | G6485P116 | 108 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| NII HLDGS INC | COM PAR | 62913F508 | 1,189 | 606,398 | SH | SOLE | 606,398 | 0 | 0 | ||
| RED LION HOTELS CORP | COM | 756764106 | 1,095 | 168,966 | SH | SOLE | 168,966 | 0 | 0 | ||
| SEA LTD | SPONSORED ADS | 81141R100 | 310 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| SEA LTD | SPONSORED ADS | 81141R100 | 31 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
| SONY CORP | SPONSORED ADR | 835699307 | 285 | 4,816 | SH | Call | SOLE | 4,816 | 0 | 0 | |
| SONY CORP | SPONSORED ADR | 835699307 | 19,745 | 333,927 | SH | SOLE | 333,927 | 0 | 0 | ||
| STRATUS PPTYS INC | COM NEW | 863167201 | 33,049 | 1,125,265 | SH | SOLE | 1,125,265 | 0 | 0 | ||
| TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 12,677 | 12,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
| TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 10,157 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||