-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PSjnqmEsqa43LSlJUkgrULQxj5yNY7N0UbQYdb7HMwxRzkLp0o8rWE6X4kTfbzAN uzp5rd0wDqnoQ68Wwhboew== 0000902664-10-003627.txt : 20101115 0000902664-10-003627.hdr.sgml : 20101115 20101115170619 ACCESSION NUMBER: 0000902664-10-003627 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DKR OASIS MANAGEMENT COMPANY, L.P. CENTRAL INDEX KEY: 0001317904 IRS NUMBER: 753025599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13553 FILM NUMBER: 101193698 BUSINESS ADDRESS: STREET 1: 1281 EAST MAIN STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 852-2847-7798 MAIL ADDRESS: STREET 1: TWO EXCHANGE SQUARE, SUITE 2608 STREET 2: 26TH FLOOR CITY: CENTRAL STATE: K3 ZIP: 0 FORMER COMPANY: FORMER CONFORMED NAME: DKR OASIS MANAGEMENT CO L.P. DATE OF NAME CHANGE: 20050215 13F-HR 1 p10-1832form13fhr.txt DKR OASIS MANAGEMENT COMPANY L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DKR Oasis Management Company L.P. -------------------------------------------------- Address: 1281 East Main Street -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-13553 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Phillip M. Meyer -------------------------------------------------- Title: Chief Compliance Officer and Legal Counsel -------------------------------------------------- Phone: +852.2847.7708 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Phillip M. Meyer Hong Kong November 5, 2010 --------------------- ---------------------- -------------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 1 ------------- Form 13F Information Table Value Total: $3 ------------- (thousands) List of Other Included Managers: NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE SEANERGY MARITIME HLDGS CORP *W EXP 09/24/201 Y73760111 3 99,900 PRN SOLE 99,900
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