-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DrUgzyrEvgkCJMBq4wcvAZxLY+nAZzFeouH6gIKMZhFQitaXIdLkDW3QEwJWqeXz 4FrFt5OrT9VAc2KqkzuxoA== 0000902664-10-002725.txt : 20100517 0000902664-10-002725.hdr.sgml : 20100517 20100517162317 ACCESSION NUMBER: 0000902664-10-002725 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DKR OASIS MANAGEMENT COMPANY, L.P. CENTRAL INDEX KEY: 0001317904 IRS NUMBER: 753025599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13553 FILM NUMBER: 10838876 BUSINESS ADDRESS: STREET 1: 1281 EAST MAIN STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 852-2847-7798 MAIL ADDRESS: STREET 1: TWO EXCHANGE SQUARE, SUITE 2608 STREET 2: 26TH FLOOR CITY: CENTRAL STATE: K3 ZIP: 0 FORMER COMPANY: FORMER CONFORMED NAME: DKR OASIS MANAGEMENT CO L.P. DATE OF NAME CHANGE: 20050215 13F-HR 1 p10-1199form13fhr.txt DKR OASIS MANAGEMENT COMPANY L.P. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 --------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DKR Oasis Management Company L.P. -------------------------------------------------- Address: 1281 East Main Street -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number:28-13553 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Phillip M. Meyer -------------------------------------------------- Title: Managing Director and General Counsel -------------------------------------------------- Phone: +852.2847.7708 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Phillip M. Meyer Hong Kong May 17, 2010 --------------------- ---------------------- -------------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 3 ------------- Form 13F Information Table Value Total: $53,533 ------------- (thousands) List of Other Included Managers: NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT SH/PRN CALL DISCRETION MANAGER SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- QIAO XING UNIVERSAL TELEPHON ORD G7303A109 29,564 15,318 SH SOLE 15,318 SEANERGY MARITIME HLDGS CORP *W EXP 09/24/201 Y73760111 19,795 214,000 PRN SOLE 214,000 VANTAGE DRILLING COMPANY *W EXP 05/24/201 G93205121 4,174 179,900 PRN SOLE 179,900
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