0001085146-21-001409.txt : 20210430 0001085146-21-001409.hdr.sgml : 20210430 20210430171456 ACCESSION NUMBER: 0001085146-21-001409 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210430 DATE AS OF CHANGE: 20210430 EFFECTIVENESS DATE: 20210430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SFE Investment Counsel CENTRAL INDEX KEY: 0001317784 IRS NUMBER: 953176708 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11318 FILM NUMBER: 21879675 BUSINESS ADDRESS: STREET 1: 801 SOUTH FIGUEROA STREET STREET 2: SUITE 2100 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-612-0220 MAIL ADDRESS: STREET 1: 801 SOUTH FIGUEROA STREET STREET 2: SUITE 2100 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001317784 XXXXXXXX 03-31-2021 03-31-2021 false SFE Investment Counsel

801 SOUTH FIGUEROA STREET SUITE 2100 LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-11318 N Gerardo Martinez 310-275-7300 /s/ Gerardo Martinez Beverly Hills CA 04-30-2021 0 117 343633 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 1735 9006 SH SOLE 1442 0 7564 ABBOTT LABS COM 002824100 6698 55891 SH SOLE 4705 0 51186 ABBVIE INC COM 00287Y109 4863 44936 SH SOLE 7287 0 37649 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2282 10066 SH SOLE 2084 0 7982 ALPHABET INC CAP STK CL A 02079K305 3659 1774 SH SOLE 281 0 1493 ALPHABET INC CAP STK CL C 02079K107 5134 2482 SH SOLE 225 0 2257 ALPS ETF TR MED BREAKTHGH 00162Q593 451 8966 SH SOLE 1471 0 7495 AMAZON COM INC COM 023135106 8289 2679 SH SOLE 459 0 2220 AMERICAN WTR WKS CO INC NEW COM 030420103 3079 20536 SH SOLE 4523 0 16013 ANTARES PHARMA INC COM 036642106 238 58000 SH SOLE 0 0 58000 APPLE INC COM 037833100 13405 109738 SH SOLE 19460 0 90278 APPLIED MATLS INC COM 038222105 3166 23695 SH SOLE 1965 0 21730 BECTON DICKINSON & CO COM 075887109 6680 27471 SH SOLE 2876 0 24595 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1197 4685 SH SOLE 290 0 4395 BLACKSTONE GROUP INC COM 09260D107 3048 40895 SH SOLE 4645 0 36250 BOEING CO COM 097023105 1147 4502 SH SOLE 2045 0 2457 BRISTOL-MYERS SQUIBB CO COM 110122108 8311 131644 SH SOLE 20574 0 111070 BROADCOM INC COM 11135F101 286 617 SH SOLE 535 0 82 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 1977 46411 SH SOLE 4519 0 41892 CHEVRON CORP NEW COM 166764100 279 2662 SH SOLE 594 0 2068 CISCO SYS INC COM 17275R102 1245 24080 SH SOLE 1960 0 22120 CLEAN HARBORS INC COM 184496107 938 11155 SH SOLE 3919 0 7236 CLEVELAND-CLIFFS INC NEW COM 185899101 18562 923029 SH SOLE 135516 0 787513 COLGATE PALMOLIVE CO COM 194162103 246 3125 SH SOLE 275 0 2850 COLUMBIA ETF TR II EMRG MARKETS ETF 19762B509 305 10950 SH SOLE 0 0 10950 CORNING INC COM 219350105 1306 30006 SH SOLE 1400 0 28606 COSTCO WHSL CORP NEW COM 22160K105 3941 11180 SH SOLE 1771 0 9409 CUMMINS INC COM 231021106 1320 5095 SH SOLE 510 0 4585 CVS HEALTH CORP COM 126650100 1969 26175 SH SOLE 4835 0 21340 DIGITAL RLTY TR INC COM 253868103 2459 17462 SH SOLE 3968 0 13494 DISNEY WALT CO COM 254687106 281 1524 SH SOLE 240 0 1284 DOMINION ENERGY INC COM 25746U109 368 4850 SH SOLE 205 0 4645 DONALDSON INC COM 257651109 5055 86913 SH SOLE 9975 0 76938 DTE ENERGY CO COM 233331107 206 1545 SH SOLE 1545 0 0 EAST WEST BANCORP INC COM 27579R104 3070 41600 SH SOLE 4400 0 37200 EATON CORP PLC SHS G29183103 2167 15673 SH SOLE 3685 0 11988 ECOLAB INC COM 278865100 310 1449 SH SOLE 1422 0 27 EDISON INTL COM 281020107 1614 27545 SH SOLE 3610 0 23935 ELANCO ANIMAL HEALTH INC COM 28414H103 703 23870 SH SOLE 3970 0 19900 ENERGY RECOVERY INC COM 29270J100 305 16633 SH SOLE 16227 0 406 FACEBOOK INC CL A 30303M102 324 1100 SH SOLE 375 0 725 FEDEX CORP COM 31428X106 3946 13894 SH SOLE 1437 0 12457 FIRST REP BK SAN FRANCISCO C COM 33616C100 4710 28244 SH SOLE 1495 0 26749 FIRST SOLAR INC COM 336433107 4509 51653 SH SOLE 10030 0 41623 FISERV INC COM 337738108 3601 30252 SH SOLE 5787 0 24465 GENERAL ELECTRIC CO COM 369604103 624 47510 SH SOLE 10970 0 36540 HANNON ARMSTRONG SUST INFR C COM 41068X100 3957 70530 SH SOLE 11143 0 59387 HEXCEL CORP NEW COM 428291108 227 4060 SH SOLE 0 0 4060 HOME DEPOT INC COM 437076102 207 678 SH SOLE 130 0 548 HONEYWELL INTL INC COM 438516106 3172 14613 SH SOLE 1761 0 12852 IMPINJ INC COM 453204109 750 13184 SH SOLE 5213 0 7971 INTEL CORP COM 458140100 3900 60935 SH SOLE 7400 0 53535 INTERNATIONAL BUSINESS MACHS COM 459200101 1646 12355 SH SOLE 1875 0 10480 INTUITIVE SURGICAL INC COM NEW 46120E602 424 574 SH SOLE 503 0 71 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 307 3770 SH SOLE 584 0 3186 INVESCO EXCH TRADED FD TR II RUSEL 1000 EQL 46138E420 1082 25191 SH SOLE 4021 0 21170 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 2417 114370 SH SOLE 10494 0 103876 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 5828 252750 SH SOLE 26281 0 226469 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 3855 178145 SH SOLE 20577 0 157568 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 6839 292871 SH SOLE 39612 0 253259 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 3895 178903 SH SOLE 13688 0 165215 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 7236 285989 SH SOLE 27133 0 258856 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 2955 133291 SH SOLE 4831 0 128460 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 5995 239998 SH SOLE 21511 0 218487 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 1294 58417 SH SOLE 1824 0 56593 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 3796 154624 SH SOLE 18379 0 136245 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 777 2878 SH SOLE 329 0 2549 ISHARES TR CUR HD EURZN ETF 46434V639 233 6800 SH SOLE 1250 0 5550 ISHARES TR LATN AMER 40 ETF 464287390 335 12136 SH SOLE 1960 0 10176 JACOBS ENGR GROUP INC COM 469814107 3552 27480 SH SOLE 3675 0 23805 JOHN HANCOCK EXCHANGE TRADED MLTFCTR CONSMR 47804J875 341 10033 SH SOLE 1624 0 8409 JOHNSON & JOHNSON COM 478160104 1632 9930 SH SOLE 2189 0 7741 JPMORGAN CHASE & CO COM 46625H100 10474 68801 SH SOLE 11476 0 57325 KINDER MORGAN INC DEL COM 49456B101 1362 81825 SH SOLE 12650 0 69175 L3HARRIS TECHNOLOGIES INC COM 502431109 3889 19188 SH SOLE 3455 0 15733 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1928 7559 SH SOLE 1796 0 5763 LIMONEIRA CO COM 532746104 1050 60010 SH SOLE 60010 0 0 LOWES COS INC COM 548661107 8830 46429 SH SOLE 5225 0 41204 LUMEN TECHNOLOGIES INC COM 550241103 676 50640 SH SOLE 11275 0 39365 MESABI TR CTF BEN INT 590672101 10110 335536 SH SOLE 43862 0 291674 MICROCHIP TECHNOLOGY INC. COM 595017104 488 3145 SH SOLE 2274 0 871 MICROSOFT CORP COM 594918104 1901 8063 SH SOLE 625 0 7438 MKS INSTRS INC COM 55306N104 388 2091 SH SOLE 1753 0 338 NETFLIX INC COM 64110L106 699 1340 SH SOLE 140 0 1200 NEXTERA ENERGY INC COM 65339F101 3501 46299 SH SOLE 8854 0 37445 NORTHROP GRUMMAN CORP COM 666807102 1096 3388 SH SOLE 138 0 3250 NVIDIA CORPORATION COM 67066G104 5500 10301 SH SOLE 1247 0 9054 OMNICELL COM COM 68213N109 1493 11497 SH SOLE 3357 0 8140 ONEOK INC NEW COM 682680103 8078 159457 SH SOLE 24986 0 134471 PALO ALTO NETWORKS INC COM 697435105 7214 22400 SH SOLE 3308 0 19092 PAYPAL HLDGS INC COM 70450Y103 1574 6480 SH SOLE 307 0 6173 PFIZER INC COM 717081103 3663 101113 SH SOLE 16085 0 85028 PINNACLE WEST CAP CORP COM 723484101 2656 32645 SH SOLE 6250 0 26395 PUBLIC STORAGE COM 74460D109 672 2723 SH SOLE 2695 0 28 QUALCOMM INC COM 747525103 10170 76702 SH SOLE 10185 0 66517 ROPER TECHNOLOGIES INC COM 776696106 2520 6247 SH SOLE 1126 0 5121 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 363 4603 SH SOLE 730 0 3873 SHERWIN WILLIAMS CO COM 824348106 450 610 SH SOLE 35 0 575 SPDR GOLD TR GOLD SHS 78463V107 201 1257 SH SOLE 1097 0 160 SQUARE INC CL A 852234103 366 1612 SH SOLE 582 0 1030 STARBUCKS CORP COM 855244109 1016 9301 SH SOLE 495 0 8806 STMICROELECTRONICS N V NY REGISTRY 861012102 409 10669 SH SOLE 7367 0 3302 SYSCO CORP COM 871829107 2256 28648 SH SOLE 4922 0 23726 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 5637 31900 SH SOLE 3193 0 28707 TENNANT CO COM 880345103 1675 20969 SH SOLE 5009 0 15960 TETRA TECH INC NEW COM 88162G103 1234 9093 SH SOLE 2162 0 6931 THOR INDS INC COM 885160101 6991 51886 SH SOLE 3824 0 48062 US BANCORP DEL COM NEW 902973304 6174 111628 SH SOLE 19742 0 91886 VAREX IMAGING CORP COM 92214X106 1006 49100 SH SOLE 19800 0 29300 VERIFYME INC COM NEW 92346X206 269 65328 SH SOLE 0 0 65328 VERIZON COMMUNICATIONS INC COM 92343V104 746 12833 SH SOLE 4200 0 8633 VMWARE INC CL A COM 928563402 6991 46465 SH SOLE 7048 0 39417 WATERS CORP COM 941848103 1103 3883 SH SOLE 1066 0 2817 WEYERHAEUSER CO MTN BE COM NEW 962166104 7153 200931 SH SOLE 28883 0 172048 WILLIAMS SONOMA INC COM 969904101 480 2680 SH SOLE 540 0 2140 WORKDAY INC CL A 98138H101 1451 5840 SH SOLE 880 0 4960 ZOETIS INC CL A 98978V103 1070 6796 SH SOLE 2377 0 4419