0001085146-21-000439.txt : 20210204
0001085146-21-000439.hdr.sgml : 20210204
20210204125819
ACCESSION NUMBER: 0001085146-21-000439
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210204
DATE AS OF CHANGE: 20210204
EFFECTIVENESS DATE: 20210204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SFE Investment Counsel
CENTRAL INDEX KEY: 0001317784
IRS NUMBER: 953176708
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11318
FILM NUMBER: 21590143
BUSINESS ADDRESS:
STREET 1: 801 SOUTH FIGUEROA STREET
STREET 2: SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 213-612-0220
MAIL ADDRESS:
STREET 1: 801 SOUTH FIGUEROA STREET
STREET 2: SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001317784
XXXXXXXX
12-31-2020
12-31-2020
false
SFE Investment Counsel
801 SOUTH FIGUEROA STREET
SUITE 2100
LOS ANGELES
CA
90017
13F HOLDINGS REPORT
028-11318
N
Gerardo Martinez
Regulatory Consultant
310-275-7300
/s/ Gerardo Martinez
Beverly Hills
CA
02-03-2021
0
111
314767
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
344
1970
SH
SOLE
50
0
1920
ABBOTT LABS
COM
002824100
6138
56058
SH
SOLE
4632
0
51426
ABBVIE INC
COM
00287Y109
4616
43082
SH
SOLE
5827
0
37255
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
603
2590
SH
SOLE
450
0
2140
ALPHABET INC
CAP STK CL A
02079K305
3165
1806
SH
SOLE
291
0
1515
ALPHABET INC
CAP STK CL C
02079K107
4306
2458
SH
SOLE
165
0
2293
ALPS ETF TR
MED BREAKTHGH
00162Q593
555
10835
SH
SOLE
1418
0
9417
AMAZON COM INC
COM
023135106
8028
2465
SH
SOLE
330
0
2135
AMERICAN WTR WKS CO INC NEW
COM
030420103
2772
18065
SH
SOLE
3200
0
14865
ANTARES PHARMA INC
COM
036642106
239
60000
SH
SOLE
0
0
60000
APPLE INC
COM
037833100
14889
112213
SH
SOLE
18222
0
93991
APPLIED MATLS INC
COM
038222105
2432
28175
SH
SOLE
1915
0
26260
BECTON DICKINSON & CO
COM
075887109
6167
24647
SH
SOLE
2089
0
22558
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1156
4985
SH
SOLE
200
0
4785
BIOTELEMETRY INC
COM
090672106
817
11335
SH
SOLE
4849
0
6486
BLACKSTONE GROUP INC
COM CL A
09260D107
2641
40750
SH
SOLE
3305
0
37445
BOEING CO
COM
097023105
844
3942
SH
SOLE
1690
0
2252
BRISTOL-MYERS SQUIBB CO
COM
110122108
5964
96145
SH
SOLE
13015
0
83130
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
2170
50282
SH
SOLE
5091
0
45191
CHEVRON CORP NEW
COM
166764100
499
5912
SH
SOLE
2894
0
3018
CISCO SYS INC
COM
17275R102
1078
24080
SH
SOLE
1960
0
22120
CLEAN HARBORS INC
COM
184496107
840
11032
SH
SOLE
4156
0
6876
CLEVELAND-CLIFFS INC NEW
COM
185899101
17444
1198065
SH
SOLE
162639
0
1035426
COLGATE PALMOLIVE CO
COM
194162103
267
3125
SH
SOLE
275
0
2850
COLUMBIA ETF TR II
EMRG MARKETS ETF
19762B509
309
10950
SH
SOLE
0
0
10950
CORNING INC
COM
219350105
1086
30156
SH
SOLE
1200
0
28956
COSTCO WHSL CORP NEW
COM
22160K105
3814
10122
SH
SOLE
1253
0
8869
CUMMINS INC
COM
231021106
1183
5210
SH
SOLE
300
0
4910
CVS HEALTH CORP
COM
126650100
1815
26580
SH
SOLE
4465
0
22115
DISNEY WALT CO
COM
254687106
281
1551
SH
SOLE
240
0
1311
DOMINION ENERGY INC
COM
25746U109
366
4870
SH
SOLE
225
0
4645
DONALDSON INC
COM
257651109
4664
83456
SH
SOLE
7417
0
76039
EAST WEST BANCORP INC
COM
27579R104
2400
47320
SH
SOLE
4800
0
42520
EATON CORP PLC
SHS
G29183103
1931
16076
SH
SOLE
3645
0
12431
ECOLAB INC
COM
278865100
219
1014
SH
SOLE
992
0
22
EDISON INTL
COM
281020107
1351
21505
SH
SOLE
2475
0
19030
ELANCO ANIMAL HEALTH INC
COM
28414H103
715
23320
SH
SOLE
1720
0
21600
ENERGY RECOVERY INC
COM
29270J100
338
24750
SH
SOLE
24248
0
502
FACEBOOK INC
CL A
30303M102
300
1100
SH
SOLE
375
0
725
FEDEX CORP
COM
31428X106
3562
13719
SH
SOLE
1430
0
12289
FIRST REP BK SAN FRANCISCO C
COM
33616C100
4670
31781
SH
SOLE
1280
0
30501
FIRST SOLAR INC
COM
336433107
4910
49640
SH
SOLE
8306
0
41334
FISERV INC
COM
337738108
1274
11190
SH
SOLE
1145
0
10045
GENERAL ELECTRIC CO
COM
369604103
147
13632
SH
SOLE
3000
0
10632
HANNON ARMSTRONG SUST INFR C
COM
41068X100
5106
80500
SH
SOLE
11970
0
68530
HONEYWELL INTL INC
COM
438516106
3141
14768
SH
SOLE
1321
0
13447
IMPINJ INC
COM
453204109
657
15695
SH
SOLE
6658
0
9037
INTEL CORP
COM
458140100
3029
60794
SH
SOLE
6100
0
54694
INTERNATIONAL BUSINESS MACHS
COM
459200101
1003
7965
SH
SOLE
1255
0
6710
INTUITIVE SURGICAL INC
COM NEW
46120E602
385
471
SH
SOLE
402
0
69
INVESCO EXCH TRADED FD TR II
CHINA TECHNLGY
46138E800
626
7608
SH
SOLE
872
0
6736
INVESCO EXCH TRADED FD TR II
RUSEL 1000 EQL
46138E420
1263
32386
SH
SOLE
4364
0
28022
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
2729
128664
SH
SOLE
12719
0
115945
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 HY
46138J809
6125
265173
SH
SOLE
28090
0
237083
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
3672
168835
SH
SOLE
19189
0
149646
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
6637
284368
SH
SOLE
39726
0
244642
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
3631
165781
SH
SOLE
13909
0
151872
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 HY
46138J858
6920
272652
SH
SOLE
26956
0
245696
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
2474
110499
SH
SOLE
4268
0
106231
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 HY
46138J833
5464
219276
SH
SOLE
20738
0
198538
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 CB
46138J825
1188
52501
SH
SOLE
1255
0
51246
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 HY
46138J817
3605
147096
SH
SOLE
18308
0
128788
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
813
3208
SH
SOLE
298
0
2910
ISHARES TR
CUR HD EURZN ETF
46434V639
212
6800
SH
SOLE
1250
0
5550
JACOBS ENGR GROUP INC
COM
469814107
3036
27860
SH
SOLE
3785
0
24075
JOHN HANCOCK EXCHANGE TRADED
MLTFCTR CONSMR
47804J875
509
15745
SH
SOLE
2003
0
13742
JOHNSON & JOHNSON
COM
478160104
1590
10105
SH
SOLE
1989
0
8116
JPMORGAN CHASE & CO
COM
46625H100
8747
68835
SH
SOLE
10465
0
58370
KINDER MORGAN INC DEL
COM
49456B101
1021
74715
SH
SOLE
8190
0
66525
L3HARRIS TECHNOLOGIES INC
COM
502431109
3338
17658
SH
SOLE
2710
0
14948
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
1385
6804
SH
SOLE
1786
0
5018
LIMONEIRA CO
COM
532746104
999
60010
SH
SOLE
60010
0
0
LOWES COS INC
COM
548661107
7478
46589
SH
SOLE
4400
0
42189
LUMEN TECHNOLOGIES INC
COM
156700106
2223
227999
SH
SOLE
45289
0
182710
MESABI TR
CTF BEN INT
590672101
9725
347190
SH
SOLE
43915
0
303275
MICROCHIP TECHNOLOGY INC.
COM
595017104
434
3145
SH
SOLE
2274
0
871
MICROSOFT CORP
COM
594918104
1798
8083
SH
SOLE
615
0
7468
MKS INSTRS INC
COM
55306N104
327
2176
SH
SOLE
1808
0
368
NETFLIX INC
COM
64110L106
725
1340
SH
SOLE
140
0
1200
NEXTERA ENERGY INC
COM
65339F101
3522
45646
SH
SOLE
6786
0
38860
NORTHROP GRUMMAN CORP
COM
666807102
1800
5906
SH
SOLE
630
0
5276
NVIDIA CORPORATION
COM
67066G104
5317
10181
SH
SOLE
960
0
9221
OMNICELL COM
COM
68213N109
1462
12183
SH
SOLE
3468
0
8715
ONEOK INC NEW
COM
682680103
6285
163768
SH
SOLE
24872
0
138896
PALO ALTO NETWORKS INC
COM
697435105
8503
23927
SH
SOLE
3009
0
20918
PAYPAL HLDGS INC
COM
70450Y103
1651
7050
SH
SOLE
327
0
6723
PFIZER INC
COM
717081103
2003
54426
SH
SOLE
10700
0
43726
PINNACLE WEST CAP CORP
COM
723484101
2108
26365
SH
SOLE
4005
0
22360
PUBLIC STORAGE
COM
74460D109
629
2723
SH
SOLE
2695
0
28
QUALCOMM INC
COM
747525103
11911
78185
SH
SOLE
8027
0
70158
ROPER TECHNOLOGIES INC
COM
776696106
1004
2330
SH
SOLE
265
0
2065
SHERWIN WILLIAMS CO
COM
824348106
448
610
SH
SOLE
0
0
610
SQUARE INC
CL A
852234103
376
1727
SH
SOLE
192
0
1535
STARBUCKS CORP
COM
855244109
991
9261
SH
SOLE
495
0
8766
STMICROELECTRONICS N V
NY REGISTRY
861012102
367
9878
SH
SOLE
6597
0
3281
SYSCO CORP
COM
871829107
1852
24935
SH
SOLE
3667
0
21268
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
6472
31148
SH
SOLE
2829
0
28319
TENNANT CO
COM
880345103
1313
18715
SH
SOLE
4683
0
14032
TETRA TECH INC NEW
COM
88162G103
1064
9187
SH
SOLE
2036
0
7151
THOR INDS INC
COM
885160101
5303
57029
SH
SOLE
3449
0
53580
US BANCORP DEL
COM NEW
902973304
4572
98129
SH
SOLE
15665
0
82464
VAREX IMAGING CORP
COM
92214X106
1530
91725
SH
SOLE
17125
0
74600
VARIAN MED SYS INC
COM
92220P105
1803
10300
SH
SOLE
430
0
9870
VERIFYME INC
COM NEW
92346X206
235
65328
SH
SOLE
0
0
65328
VERIZON COMMUNICATIONS INC
COM
92343V104
706
12023
SH
SOLE
4100
0
7923
VMWARE INC
CL A COM
928563402
3892
27750
SH
SOLE
3210
0
24540
WATERS CORP
COM
941848103
1555
6286
SH
SOLE
1643
0
4643
WEYERHAEUSER CO MTN BE
COM NEW
962166104
7954
237235
SH
SOLE
34271
0
202964
WILLIAMS SONOMA INC
COM
969904101
398
3905
SH
SOLE
335
0
3570
WORKDAY INC
CL A
98138H101
1403
5855
SH
SOLE
550
0
5305
ZOETIS INC
CL A
98978V103
1014
6126
SH
SOLE
1556
0
4570