0001085146-19-002694.txt : 20191031
0001085146-19-002694.hdr.sgml : 20191031
20191031154230
ACCESSION NUMBER: 0001085146-19-002694
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191031
DATE AS OF CHANGE: 20191031
EFFECTIVENESS DATE: 20191031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SFE Investment Counsel
CENTRAL INDEX KEY: 0001317784
IRS NUMBER: 953176708
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11318
FILM NUMBER: 191183535
BUSINESS ADDRESS:
STREET 1: 801 SOUTH FIGUEROA STREET
STREET 2: SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 213-612-0220
MAIL ADDRESS:
STREET 1: 801 SOUTH FIGUEROA STREET
STREET 2: SUITE 2100
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001317784
XXXXXXXX
09-30-2019
09-30-2019
false
SFE Investment Counsel
801 SOUTH FIGUEROA STREET
SUITE 2100
LOS ANGELES
CA
90017
13F HOLDINGS REPORT
028-11318
N
Gerardo Martinez
Regulatory Consultant
310-275-7300
/s/ Gerardo Martinez
Beverly Hills
CA
10-31-2019
0
118
236562
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
363
2205
SH
SOLE
405
0
1800
ABBOTT LABS
COM
002824100
6715
80250
SH
SOLE
3716
0
76534
ABBVIE INC
COM
00287Y109
2774
36632
SH
SOLE
2522
0
34110
ALBEMARLE CORP
COM
012653101
773
11124
SH
SOLE
2379
0
8745
ALPHABET INC
CAP STK CL A
02079K305
2130
1744
SH
SOLE
175
0
1569
ALPHABET INC
CAP STK CL C
02079K107
3022
2479
SH
SOLE
172
0
2307
ALPS ETF TR
MED BREAKTHGH
00162Q593
320
10130
SH
SOLE
288
0
9842
AMAZON COM INC
COM
023135106
4848
2793
SH
SOLE
319
0
2474
AMERICAN WTR WKS CO INC NEW
COM
030420103
2063
16606
SH
SOLE
2349
0
14257
ANTARES PHARMA INC
COM
036642106
201
60000
SH
SOLE
0
0
60000
APPLE INC
COM
037833100
10185
45477
SH
SOLE
4067
0
41410
APPLIED MATLS INC
COM
038222105
1671
33490
SH
SOLE
3135
0
30355
AZZ INC
COM
002474104
258
5915
SH
SOLE
340
0
5575
BECTON DICKINSON & CO
COM
075887109
5924
23419
SH
SOLE
1707
0
21712
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1118
5375
SH
SOLE
190
0
5185
BIOTELEMETRY INC
COM
090672106
208
5119
SH
SOLE
2984
0
2135
BLACKSTONE GROUP INC
COM CL A
09260D107
1053
21560
SH
SOLE
2405
0
19155
BOEING CO
COM
097023105
2343
6157
SH
SOLE
230
0
5927
BRISTOL MYERS SQUIBB CO
COM
110122108
2985
58865
SH
SOLE
4575
0
54290
BROOKFIELD RENEWABLE PARTNER
PARTNERSHIP UNIT
G16258108
1618
39835
SH
SOLE
3920
0
35915
CHESAPEAKE ENERGY CORP
COM
165167107
14
10000
SH
SOLE
0
0
10000
CHEVRON CORP NEW
COM
166764100
1119
9439
SH
SOLE
729
0
8710
CISCO SYS INC
COM
17275R102
1008
20400
SH
SOLE
500
0
19900
CLEAN HARBORS INC
COM
184496107
783
10147
SH
SOLE
2812
0
7335
CLEVELAND CLIFFS INC
COM
185899101
6655
921767
SH
SOLE
61136
0
860631
COLGATE PALMOLIVE CO
COM
194162103
270
3670
SH
SOLE
500
0
3170
COLUMBIA ETF TR II
EMRG MARKETS ETF
19762B509
207
9450
SH
SOLE
0
0
9450
CONOCOPHILLIPS
COM
20825C104
664
11645
SH
SOLE
370
0
11275
CORNING INC
COM
219350105
1113
39041
SH
SOLE
7295
0
31746
COSTCO WHSL CORP NEW
COM
22160K105
4902
17014
SH
SOLE
1643
0
15371
CUMMINS INC
COM
231021106
3280
20161
SH
SOLE
2624
0
17537
CVS HEALTH CORP
COM
126650100
2308
36595
SH
SOLE
3200
0
33395
DINE BRANDS GLOBAL INC
COM
254423106
317
4175
SH
SOLE
0
0
4175
DOMINION ENERGY INC
COM
25746U109
387
4770
SH
SOLE
245
0
4525
DONALDSON INC
COM
257651109
4920
94467
SH
SOLE
6857
0
87610
DTE ENERGY CO
COM
233331107
312
2345
SH
SOLE
345
0
2000
EAST WEST BANCORP INC
COM
27579R104
1086
24515
SH
SOLE
700
0
23815
EATON CORP PLC
SHS
G29183103
1467
17640
SH
SOLE
4361
0
13279
ECOLAB INC
COM
278865100
240
1212
SH
SOLE
942
0
270
ELANCO ANIMAL HEALTH INC
COM
28414H103
370
13930
SH
SOLE
890
0
13040
ENERGY RECOVERY INC
COM
29270J100
185
19951
SH
SOLE
18451
0
1500
EXXON MOBIL CORP
COM
30231G102
258
3650
SH
SOLE
0
0
3650
FACEBOOK INC
CL A
30303M102
537
3015
SH
SOLE
465
0
2550
FEDEX CORP
COM
31428X106
3156
21682
SH
SOLE
1886
0
19796
FIRST REP BK SAN FRANCISCO C
COM
33616C100
3881
40131
SH
SOLE
1405
0
38726
FIRST SOLAR INC
COM
336433107
1604
27644
SH
SOLE
5704
0
21940
FLY LEASING LTD
SPONSORED ADR
34407D109
236
11500
SH
SOLE
3000
0
8500
FRANKLIN RES INC
COM
354613101
630
21845
SH
SOLE
300
0
21545
HANNON ARMSTRONG SUST INFR C
COM
41068X100
2375
81474
SH
SOLE
13047
0
68427
HEALTHCARE SVCS GRP INC
COM
421906108
1759
72425
SH
SOLE
2660
0
69765
HELMERICH & PAYNE INC
COM
423452101
419
10455
SH
SOLE
580
0
9875
HEXCEL CORP NEW
COM
428291108
307
3735
SH
SOLE
0
0
3735
HONEYWELL INTL INC
COM
438516106
1699
10043
SH
SOLE
1253
0
8790
INTEL CORP
COM
458140100
2376
46108
SH
SOLE
1854
0
44254
INTUITIVE SURGICAL INC
COM NEW
46120E602
220
408
SH
SOLE
408
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2019 CB
46138J304
1777
84276
SH
SOLE
7000
0
77276
INVESCO EXCH TRD SLF IDX FD
BULSHS 2019 HY
46138J403
6807
284570
SH
SOLE
33994
0
250576
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
1412
66300
SH
SOLE
8000
0
58300
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 HY
46138J601
7117
297211
SH
SOLE
38732
0
258479
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
1290
60700
SH
SOLE
8000
0
52700
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 HY
46138J809
6941
281809
SH
SOLE
35917
0
245892
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
1438
66900
SH
SOLE
6000
0
60900
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
6079
249457
SH
SOLE
31302
0
218155
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
1192
55983
SH
SOLE
2420
0
53563
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 HY
46138J858
3199
122700
SH
SOLE
18631
0
104069
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
281
13100
SH
SOLE
0
0
13100
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 HY
46138J833
526
20856
SH
SOLE
635
0
20221
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 HY
46138J817
424
17303
SH
SOLE
533
0
16770
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
547
3060
SH
SOLE
95
0
2965
INVESCO EXCHNG TRADED FD TR
CHINA TECHNLGY
46138E800
333
7273
SH
SOLE
212
0
7061
INVESCO EXCHNG TRADED FD TR
RUSEL 1000 EQL
46138E420
765
23846
SH
SOLE
626
0
23220
ISHARES TR
CUR HD EURZN ETF
46434V639
212
6850
SH
SOLE
0
0
6850
JACOBS ENGR GROUP INC
COM
469814107
2578
28170
SH
SOLE
1600
0
26570
JOHN HANCOCK ETF TRUST
MLTFCTR CONSMR
47804J875
358
12300
SH
SOLE
341
0
11959
JOHNSON & JOHNSON
COM
478160104
1571
12146
SH
SOLE
1690
0
10456
JPMORGAN CHASE & CO
COM
46625H100
4818
40935
SH
SOLE
3958
0
36977
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
5645
390369
SH
SOLE
23882
0
366487
KINDER MORGAN INC DEL
COM
49456B101
1839
89210
SH
SOLE
6790
0
82420
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
1351
8041
SH
SOLE
1956
0
6085
LOWES COS INC
COM
548661107
6377
57994
SH
SOLE
3180
0
54814
MESABI TR
CTF BEN INT
590672101
4404
184486
SH
SOLE
10208
0
174278
MICROCHIP TECHNOLOGY INC
COM
595017104
441
4749
SH
SOLE
2484
0
2265
MICROSOFT CORP
COM
594918104
1283
9227
SH
SOLE
432
0
8795
MKS INSTRUMENT INC
COM
55306N104
229
2478
SH
SOLE
2073
0
405
NETFLIX INC
COM
64110L106
396
1480
SH
SOLE
140
0
1340
NEW RELIC INC
COM
64829B100
1751
28500
SH
SOLE
2745
0
25755
NEXTERA ENERGY INC
COM
65339F101
3390
14552
SH
SOLE
1885
0
12667
NORTHROP GRUMMAN CORP
COM
666807102
2069
5521
SH
SOLE
224
0
5297
NVIDIA CORP
COM
67066G104
3618
20784
SH
SOLE
1709
0
19075
OCCIDENTAL PETE CORP
COM
674599105
279
6270
SH
SOLE
200
0
6070
OMNICELL INC
COM
68213N109
802
11093
SH
SOLE
3143
0
7950
ONEOK INC NEW
COM
682680103
5459
74078
SH
SOLE
4912
0
69166
PALO ALTO NETWORKS INC
COM
697435105
4328
21235
SH
SOLE
1894
0
19341
PAYPAL HLDGS INC
COM
70450Y103
739
7130
SH
SOLE
60
0
7070
PFIZER INC
COM
717081103
976
27160
SH
SOLE
2585
0
24575
PUBLIC STORAGE
COM
74460D109
655
2670
SH
SOLE
2670
0
0
QUALCOMM INC
COM
747525103
6716
88043
SH
SOLE
6326
0
81717
QUICKLOGIC CORP
COM
74837P108
18
50000
SH
SOLE
0
0
50000
SEMPRA ENERGY
COM
816851109
381
2580
SH
SOLE
400
0
2180
SHERWIN WILLIAMS CO
COM
824348106
509
925
SH
SOLE
0
0
925
SPDR SERIES TRUST
S&P BK ETF
78464A797
955
22119
SH
SOLE
2544
0
19575
STARBUCKS CORP
COM
855244109
623
7041
SH
SOLE
520
0
6521
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
547
23160
SH
SOLE
5200
0
17960
SYSCO CORP
COM
871829107
1080
13608
SH
SOLE
1821
0
11787
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
3890
31034
SH
SOLE
1977
0
29057
TENNANT CO
COM
880345103
1227
17360
SH
SOLE
4305
0
13055
TETRA TECH INC NEW
COM
88162G103
907
10459
SH
SOLE
2754
0
7705
THOR INDS INC
COM
885160101
4752
83899
SH
SOLE
5239
0
78660
US BANCORP DEL
COM NEW
902973304
1936
34990
SH
SOLE
2521
0
32469
VARIAN MED SYS INC
COM
92220P105
2982
25036
SH
SOLE
1661
0
23375
VERIZON COMMUNICATIONS INC
COM
92343V104
770
12765
SH
SOLE
890
0
11875
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1435
25940
SH
SOLE
1400
0
24540
WATERS CORP
COM
941848103
1036
4641
SH
SOLE
1212
0
3429
WELLS FARGO CO NEW
COM
949746101
1235
24477
SH
SOLE
1610
0
22867
WEYERHAEUSER CO
COM
962166104
6301
227457
SH
SOLE
23450
0
204007
WILLIAMS SONOMA INC
COM
969904101
392
5762
SH
SOLE
3312
0
2450
WORKDAY INC
CL A
98138H101
663
3900
SH
SOLE
345
0
3555
ZOETIS INC
CL A
98978V103
875
7023
SH
SOLE
1818
0
5205