0001085146-17-002172.txt : 20171101 0001085146-17-002172.hdr.sgml : 20171101 20171101133603 ACCESSION NUMBER: 0001085146-17-002172 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171101 DATE AS OF CHANGE: 20171101 EFFECTIVENESS DATE: 20171101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SFE Investment Counsel CENTRAL INDEX KEY: 0001317784 IRS NUMBER: 953176708 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11318 FILM NUMBER: 171168289 BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BOULEVARD STREET 2: SUITE 1950 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-612-0220 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BOULEVARD STREET 2: SUITE 1950 CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001317784 XXXXXXXX 09-30-2017 09-30-2017 false SFE Investment Counsel

1000 WILSHIRE BOULEVARD SUITE 1950 LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-11318 N Jon Michael Kmett 213-612-0220 /s/ Jon Michael Kmett Los Angeles CA 10-31-2017 0 114 237835 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1403 6685 SH SOLE 0 0 6685 ABBOTT LABS COM 002824100 6769 126855 SH SOLE 1110 0 125745 ABBVIE INC COM 00287Y109 7212 81166 SH SOLE 1986 0 79180 ALPHABET INC CAP STK CL A 02079K305 478 491 SH SOLE 0 0 491 ALPHABET INC CAP STK CL C 02079K107 1696 1768 SH SOLE 15 0 1753 AMAZON COM INC COM 023135106 1443 1501 SH SOLE 65 0 1436 AMERICAN WTR WKS CO INC NEW COM 030420103 2097 25913 SH SOLE 1541 0 24372 ANTARES PHARMA INC COM 036642106 194 60000 SH SOLE 0 0 60000 APPLE INC COM 037833100 8765 56871 SH SOLE 1086 0 55785 AZZ INC COM 002474104 1128 23172 SH SOLE 0 0 23172 BECTON DICKINSON & CO COM 075887109 5370 27405 SH SOLE 428 0 26977 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1126 6143 SH SOLE 275 0 5868 BOEING CO COM 097023105 3037 11945 SH SOLE 200 0 11745 BRISTOL MYERS SQUIBB CO COM 110122108 243 3815 SH SOLE 315 0 3500 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 1424 42490 SH SOLE 460 0 42030 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 530 9305 SH SOLE 240 0 9065 CHEVRON CORP NEW COM 166764100 501 4265 SH SOLE 0 0 4265 CHICAGO BRIDGE & IRON CO N V COM 167250109 2523 150180 SH SOLE 0 0 150180 CISCO SYS INC COM 17275R102 850 25270 SH SOLE 4305 0 20965 CLAYMORE EXCHANGE TRD FD TR 2021 HG YLD CB 18383M225 2664 105440 SH SOLE 7020 0 98420 CLAYMORE EXCHANGE TRD FD TR 2022 HG YLD CB 18383M217 528 20775 SH SOLE 6195 0 14580 CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY 18383M399 4943 192235 SH SOLE 10600 0 181635 CLAYMORE EXCHANGE TRD FD TR GUG BLT2018 HY 18383M381 6580 259785 SH SOLE 16295 0 243490 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2019 HY 18383M373 6540 264665 SH SOLE 22630 0 242035 CLAYMORE EXCHANGE TRD FD TR GUG BUL 2020 HY 18383M365 5963 238895 SH SOLE 22595 0 216300 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 1701 80290 SH SOLE 5000 0 75290 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 1699 79950 SH SOLE 4000 0 75950 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 893 41500 SH SOLE 4000 0 37500 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 288 13500 SH SOLE 0 0 13500 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 2117 93600 SH SOLE 5000 0 88600 CLEAN HARBORS INC COM 184496107 1449 25555 SH SOLE 177 0 25378 CLEVELAND CLIFFS INC COM 185899101 1431 200086 SH SOLE 20486 0 179600 COLGATE PALMOLIVE CO COM 194162103 463 6350 SH SOLE 260 0 6090 COLUMBIA ETF TR II EMRG MARKETS ETF 19762B509 432 15670 SH SOLE 0 0 15670 COMPUTER PROGRAMS & SYS INC COM 205306103 1715 58052 SH SOLE 1713 0 56339 CONOCOPHILLIPS COM 20825C104 899 17970 SH SOLE 0 0 17970 CORNING INC COM 219350105 1770 59155 SH SOLE 0 0 59155 COSTCO WHSL CORP NEW COM 22160K105 4635 28212 SH SOLE 696 0 27516 CUMMINS INC COM 231021106 1038 6177 SH SOLE 528 0 5649 CVS HEALTH CORP COM 126650100 1259 15485 SH SOLE 200 0 15285 DELUXE CORP COM 248019101 7014 96132 SH SOLE 2704 0 93428 DINEEQUITY INC COM 254423106 294 6831 SH SOLE 1766 0 5065 DOMINION ENERGY INC COM 25746U109 337 4375 SH SOLE 0 0 4375 DONALDSON INC COM 257651109 3695 80432 SH SOLE 0 0 80432 DTE ENERGY CO COM 233331107 215 2000 SH SOLE 0 0 2000 EATON CORP PLC SHS G29183103 837 10894 SH SOLE 200 0 10694 EMERSON ELEC CO COM 291011104 300 4775 SH SOLE 0 0 4775 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 1716 111028 SH SOLE 2449 0 108579 EXXON MOBIL CORP COM 30231G102 410 5007 SH SOLE 250 0 4757 FEDEX CORP COM 31428X106 1648 7304 SH SOLE 679 0 6625 FIRST REP BK SAN FRANCISCO C COM 33616C100 2573 24630 SH SOLE 935 0 23695 FIRST SOLAR INC COM 336433107 1273 27745 SH SOLE 196 0 27549 FLY LEASING LTD SPONSORED ADR 34407D109 3199 228145 SH SOLE 0 0 228145 FRANKLIN RES INC COM 354613101 608 13670 SH SOLE 0 0 13670 GENERAL DYNAMICS CORP COM 369550108 204 992 SH SOLE 0 0 992 GENERAL ELECTRIC CO COM 369604103 4439 183569 SH SOLE 6666 0 176903 HAIN CELESTIAL GROUP INC COM 405217100 777 18881 SH SOLE 255 0 18626 HANNON ARMSTRONG SUST INFR C COM 41068X100 2082 85450 SH SOLE 4532 0 80918 HCP INC COM 40414L109 6018 216246 SH SOLE 855 0 215391 HEALTHCARE SVCS GRP INC COM 421906108 1075 19915 SH SOLE 0 0 19915 HELMERICH & PAYNE INC COM 423452101 710 13620 SH SOLE 0 0 13620 HEXCEL CORP NEW COM 428291108 478 8330 SH SOLE 0 0 8330 HONEYWELL INTL INC COM 438516106 323 2280 SH SOLE 0 0 2280 INTEL CORP COM 458140100 2867 75285 SH SOLE 750 0 74535 ISHARES TR CUR HD EURZN ETF 46434V639 215 7130 SH SOLE 0 0 7130 ITRON INC COM 465741106 923 11912 SH SOLE 148 0 11764 JACOBS ENGR GROUP INC DEL COM 469814107 2366 40609 SH SOLE 250 0 40359 JOHNSON & JOHNSON COM 478160104 2396 18431 SH SOLE 900 0 17531 JPMORGAN CHASE & CO COM 46625H100 492 5150 SH SOLE 0 0 5150 KAPSTONE PAPER & PACKAGING C COM 48562P103 215 10000 SH SOLE 0 0 10000 KAYNE ANDERSON MLP INVT CO COM 486606106 6740 370931 SH SOLE 7816 0 363115 KINDER MORGAN INC DEL COM 49456B101 931 48537 SH SOLE 1250 0 47287 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1697 11239 SH SOLE 561 0 10678 LIMONEIRA CO COM 532746104 591 25513 SH SOLE 25513 0 0 LOWES COS INC COM 548661107 5458 68270 SH SOLE 440 0 67830 MESABI TR CTF BEN INT 590672101 5705 248026 SH SOLE 10206 0 237820 MICROCHIP TECHNOLOGY INC COM 595017104 353 3929 SH SOLE 1074 0 2855 MICROSOFT CORP COM 594918104 974 13074 SH SOLE 313 0 12761 MKS INSTRUMENT INC COM 55306N104 980 10378 SH SOLE 1093 0 9285 NETFLIX INC COM 64110L106 254 1400 SH SOLE 0 0 1400 NEXTERA ENERGY INC COM 65339F101 2669 18210 SH SOLE 200 0 18010 NORDIC AMERICAN TANKERS LIMI COM G65773106 127 23800 SH SOLE 0 0 23800 NORTHROP GRUMMAN CORP COM 666807102 662 2300 SH SOLE 0 0 2300 NUCOR CORP COM 670346105 789 14075 SH SOLE 260 0 13815 OCCIDENTAL PETE CORP DEL COM 674599105 826 12860 SH SOLE 0 0 12860 OMNICELL INC COM 68213N109 776 15194 SH SOLE 229 0 14965 ONEOK INC NEW COM 682680103 2916 52628 SH SOLE 2332 0 50296 PALO ALTO NETWORKS INC COM 697435105 4222 29299 SH SOLE 581 0 28718 PATTERSON COMPANIES INC COM 703395103 1595 41270 SH SOLE 180 0 41090 PFIZER INC COM 717081103 1577 44166 SH SOLE 705 0 43461 PUBLIC STORAGE COM 74460D109 571 2670 SH SOLE 2670 0 0 QUALCOMM INC COM 747525103 6785 130893 SH SOLE 2590 0 128303 RPM INTL INC COM 749685103 1022 19905 SH SOLE 285 0 19620 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 466 3450 SH SOLE 200 0 3250 SEMPRA ENERGY COM 816851109 253 2220 SH SOLE 0 0 2220 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 1020 18319 SH SOLE 251 0 18068 SPDR SERIES TRUST S&P BK ETF 78464A797 1841 40825 SH SOLE 0 0 40825 STARBUCKS CORP COM 855244109 207 3850 SH SOLE 0 0 3850 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 622 23839 SH SOLE 4000 0 19839 TENNANT CO COM 880345103 2011 30381 SH SOLE 251 0 30130 TETRA TECH INC NEW COM 88162G103 1454 31235 SH SOLE 238 0 30997 TEXAS INSTRS INC COM 882508104 804 8965 SH SOLE 445 0 8520 THOR INDS INC COM 885160101 7768 61693 SH SOLE 1764 0 59929 US BANCORP DEL COM NEW 902973304 3221 60105 SH SOLE 560 0 59545 VAREX IMAGING CORP COM 92214X106 1372 40552 SH SOLE 0 0 40552 VARIAN MED SYS INC COM 92220P105 3598 35959 SH SOLE 332 0 35627 VERIFONE SYS INC COM 92342Y109 1263 62287 SH SOLE 5759 0 56528 VERIZON COMMUNICATIONS INC COM 92343V104 660 13340 SH SOLE 240 0 13100 WALGREENS BOOTS ALLIANCE INC COM 931427108 4160 53878 SH SOLE 140 0 53738 WATERS CORP COM 941848103 1010 5624 SH SOLE 473 0 5151 WELLS FARGO CO NEW COM 949746101 4847 87887 SH SOLE 2730 0 85157 WEYERHAEUSER CO COM 962166104 6707 197079 SH SOLE 4855 0 192224 WILLIAMS SONOMA INC COM 969904101 347 6965 SH SOLE 0 0 6965 ZOETIS INC CL A 98978V103 489 7670 SH SOLE 0 0 7670