0001144204-16-138655.txt : 20161209 0001144204-16-138655.hdr.sgml : 20161209 20161209060055 ACCESSION NUMBER: 0001144204-16-138655 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161208 FILED AS OF DATE: 20161209 DATE AS OF CHANGE: 20161209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Terrapin 3 Acquisition Corp CENTRAL INDEX KEY: 0001608298 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 464388636 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 BROADWAY, STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-710-4100 MAIL ADDRESS: STREET 1: 1700 BROADWAY, STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leight Nathan CENTRAL INDEX KEY: 0001317779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36547 FILM NUMBER: 162042737 MAIL ADDRESS: STREET 1: C/O TERRAPIN PARTNERS LLC STREET 2: ROCKEFELLER CENTER, 620 FIFTH AVE, 3 FL CITY: NEW YORK STATE: NY ZIP: 10020 4 1 v454718_4.xml OWNERSHIP DOCUMENT X0306 4 2016-12-08 0 0001608298 Terrapin 3 Acquisition Corp TRTL 0001317779 Leight Nathan 1700 BROADWAY, 18TH FLOOR NEW YORK NY 10019 1 0 1 0 Class F Common Stock 3866878 I See footnotes Class A Common Stock 3000 D Class A Common Stock 2016-12-08 4 P 0 550500 9.85 A 557500 I See footnote Class A Common Stock 2016-12-08 4 P 0 550000 9.85 A 550000 I See footnote Class A Common Stock 2016-12-08 4 P 0 327000 9.85 A 327000 I See footnote Class A Common Stock 2016-12-08 4 P 0 404000 9.85 A 404000 I See footnote Represents (i) 2,431,488 shares of Class F common stock held by Apple Orange LLC, acquired pursuant to a certain Securities Subscription Agreement, dated as of December 31, 2013 by and between the Company and Apple Orange LLC; (ii) 1,379,329 shares of Class F common stock held by Terrapin Partners Employee Partnership 3 LLC, acquired pursuant to a certain Securities Subscription Agreement, dated as of December 31, 2013 by and between the Company and Terrapin Partners Employee Partnership 3 LLC; and (iii) 56,061 shares of Class F common stock held by Terrapin Partners Green Employee Partnership LLC. Nathan Leight, the Chairman of the Company, is the sole managing member of Apple Orange LLC, Terrapin Partners Employee Partnership 3 LLC and Terrapin Partners Green Employee Partnership LLC. Mr. Leight may be deemed the beneficial owner of the securities held by Apple Orange LLC, Terrapin Partners Employee Partnership 3 LLC and Terrapin Partners Green Employee Partnership LLC and has sole voting and dispositive control over such securities. Mr. Leight disclaims beneficial ownership over any securities owned by Apple Orange LLC, Terrapin Partners Employee Partnership 3 LLC and Terrapin Partners Green Employee Partnership LLC in which he does not have any pecuniary interest. These shares are held in the Leight Family 1998 Irrevocable Trust for the benefit of Mr. Leight's children. Mr. Leight's spouse is trustee of the trust. Mr. Leight disclaims beneficial ownership of such securities except to the extent of his respective pecuniary interest therein. Represents shares of Class A common stock held by Argyle Investors LLC. The Leight Family 1998 Irrevocable Trust is the sole managing member of Argyle Investors LLC. Mr. Leight disclaims beneficial ownership of such securities except to the extent of his respective pecuniary interest therein. Represents shares of Class A common stock held by Candlemaker Partners LLLP. Mr. Leight is the sole managing member of Candlemaker Management LLC, which is the general partner of Candlemaker Partners LLLP. Mr. Leight disclaims beneficial ownership of such securities except to the extent of his respective pecuniary interest therein. Represents shares of Class A common stock held by Apple Orange LLC. Mr. Leight is the sole managing member of Apple Orange LLC. Mr. Leight disclaims beneficial ownership of such securities except to the extent of his respective pecuniary interest therein. /s/ Nathan Leight 2016-12-09