0001317613-12-000007.txt : 20120815 0001317613-12-000007.hdr.sgml : 20120815 20120814174449 ACCESSION NUMBER: 0001317613-12-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120815 DATE AS OF CHANGE: 20120814 EFFECTIVENESS DATE: 20120815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADAR Investment Management LLC CENTRAL INDEX KEY: 0001317613 IRS NUMBER: 200898440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11211 FILM NUMBER: 121034618 BUSINESS ADDRESS: STREET 1: 156 WEST 56TH STREET, SUITE 801 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 373-8930 MAIL ADDRESS: STREET 1: 156 WEST 56TH STREET, SUITE 801 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 adar_13f20120630.txt 13F TABLE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ADAR Investment Management LLC Address: 156 West 56th Street, Suite 801 New York, New York 10019 Form 13F File Number: 028-11211 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeff Faber Title: Chief Operating Officer Phone: (212) 373-8900 Signature, Place, and Date of Signing: /s/ Jeff Faber New York, New York August 15, 2012 --------------- ------------------ ------------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) FORM 13 F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 48 Form 13F Information Table Value Total: $292,673 (thousands) List of Other Included Managers: FORM 13F INFORMATION TABLE Name of Reporting Manager: ADAR Investment Management LLC For Quarter Ended: June 30, 2012 Item 8: Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Voting Authority Name of Title of CUSIP Fair Shares Sh/ Put/ Inv. Other (a) (b) (c) Issuer Class Number Market or Prn Call Discr. Mgrs Sole Shared None Value Principal (X$1000) Amount ADOBE SYS INC COM 00724F101 2,066 63,826 SH SOLE 63,826 AMERICAN RLTY CAP TR INC COM 02917L101 5,015 459,273 SH SOLE 459,273 ANNALY CAP MGMT INC COM 035710409 173 10,333 SH SOLE 10,333 C&J ENERGY SVCS INC COM 12467B304 8,039 434,524 SH SOLE 434,524 CABOT OIL & GAS CORP COM 127097103 966 24,527 SH SOLE 24,527 CARMIKE CINEMAS INC COM 143436400 2,295 156,683 SH SOLE 156,683 CARRIZO OIL & CO INC COM 144577103 952 40,535 SH SOLE 40,535 RTER COMMUNICATIONS INC D CL A NEW 16117M305 22,556 318,268 SH SOLE 318,268 CHIMERA INVT CORP COM 16934Q109 331 140,317 SH SOLE 140,317 CINEMARK HOLDINGS INC COM 17243V102 369 16,168 SH SOLE 16,168 CITRIX SYS INC COM 177376100 2,267 27,003 SH SOLE 27,003 EBAY INC COM 278642103 16,206 385,769 SH SOLE 385,769 EQT CORP COM 26884L109 930 17,349 SH SOLE 17,349 EXCO RESOURCES INC COM 269279402 952 125,396 SH SOLE 125,396 FIFTH THIRD BANCORP COM 316773100 7,584 566,007 SH SOLE 566,007 HUNTINGTON BANCSHARES INC COM 446150104 8,093 1,264,550 SH SOLE 1,264,550 INTUIT COM 461202103 7,601 128,078 SH SOLE 128,078 JPMORGAN CHASE & CO COM 46625H100 4,132 115,644 SH SOLE 115,644 LAS VEGAS SANDS CORP COM 517834107 9,712 223,313 SH SOLE 223,313 LOCKHEED MARTIN CORP COM 539830109 369 4,241 SH SOLE 4,241 LONE PINE RES INC COM 54222A106 3,803 1,382,954 SH SOLE 1,382,954 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 9,559 213,513 SH SOLE 213,513 MEDLEY CAP CORP COM 58503F106 3,164 262,784 SH SOLE 262,784 MFA FINANCIAL INC COM 55272X102 359 45,508 SH SOLE 45,508 MICROSOFT CORP COM 594918104 2,082 68,068 SH SOLE 68,068 NCR CORP NEW COM 62886E108 16,191 712,332 SH SOLE 712,332 NANTPARK FLOATING RATE CA COM 70806A106 348 29,240 SH SOLE 29,240 PINNACLE ENTMT INC COM 723456109 9,363 973,246 SH SOLE 973,246 PLAINS EXPL& PRODTN CO COM 726505100 23,712 674,026 SH SOLE 674,026 PLX TECHNOLOGY INC COM 693417107 7,158 1,127,200 SH SOLE 1,127,200 RANGE RES CORP COM 75281A109 886 14,321 SH SOLE 14,321 REALD INC COM 75604L105 4,027 269,152 SH SOLE 269,152 RED HAT INC COM 756577102 2,189 38,757 SH SOLE 38,757 SCRIPPS E W CO OHIO CL A NEW 811054402 1,748 181,862 SH SOLE 181,862 SOUTHWESTERN ENERGY CO COM 845467109 978 30,644 SH SOLE 30,644 STARWOOD PPTY TR INC COM 85571B105 360 16,911 SH SOLE 16,911 TIBCO SOFTWARE INC COM 88632Q103 2,183 72,966 SH SOLE 72,966 TRANSOCEAN LTD REG SHS H8817H100 3,916 87,544 SH SOLE 87,544 TIMATE SOFTWARE GROUP INC COM 90385D107 2,207 24,817 SH SOLE 24,817 ULTRA PETROLEUM CORP COM 903914109 1,021 44,253 SH SOLE 44,253 VAIL RESORTS INC COM 91879Q109 12,222 244,050 SH SOLE 244,050 VMWARE INC CL A COM 928563402 1,920 21,088 SH SOLE 21,088 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 14,276 506,612 SH SOLE 506,612 WELLS FARGO & CO NEW COM 949746101 12,282 367,290 SH SOLE 367,290 WYNDHAM WORLDWIDE CORP COM 98310W108 15,143 287,130 SH SOLE 287,130 WYNN RESORTS LTD COM 983134107 23,319 224,826 SH SOLE 224,826 XL GROUP PLC SHS G98290102 9,810 466,265 SH SOLE 466,265 YAHOO INC COM 984332106 7,835 494,972 SH SOLE 494,972