0001317613-12-000002.txt : 20120214
0001317613-12-000002.hdr.sgml : 20120214
20120214125139
ACCESSION NUMBER: 0001317613-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADAR Investment Management LLC
CENTRAL INDEX KEY: 0001317613
IRS NUMBER: 200898440
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11211
FILM NUMBER: 12606738
BUSINESS ADDRESS:
STREET 1: 156 WEST 56TH STREET, SUITE 801
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: (212) 373-8930
MAIL ADDRESS:
STREET 1: 156 WEST 56TH STREET, SUITE 801
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
adar_13f20111231.txt
13F TABLE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended:
December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one):
[ ] is a restatement. [ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: ADAR Investment Management LLC
Address: 156 West 56th Street, Suite 801
New York, New York 10019
Form 13F File Number: 028-11211
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the
person signing the report is authorized to submit it, that
all information contained herein is true, correct and
complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered
integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Aaron Morse
Title: Chief Operating Officer
Phone: (212) 373-8900
Signature, Place, and Date of Signing:
/s/ Aaron Morse New York, New York February 14, 2012
--------------- ------------------ ------------------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other
reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager is reported in this
report and a portion is reported by other reporting
manager(s).)
FORM 13 F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 39
Form 13F Information Table Value Total: $227,974 (thousands)
List of Other Included Managers:
FORM 13F INFORMATION TABLE Name of Reporting Manager: ADAR Investment Management LLC
For Quarter Ended: December 31, 2011 Item 8:
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Voting Authority
Name of Title of CUSIP Fair Shares Sh/ Put/ Inv. Other (a) (b) (c)
Issuer Class Number Market or Prn Call Discr. Mgrs Sole SharedNone
Value Principal
(X$1000) Amount
AMERICAN CAP MTG INVT COR COM 02504A104 547 29,089 SH SOLE 29,089
AMERICAN EXPRESS CO COM 025816109 1,345 28,509 SH SOLE 28,509
C&J ENERGY SVCS INC COM 12467B304 11,609 554,677 SH SOLE 554,677
CARMIKE CINEMAS INC COM 143436400 1,914 278,261 SH SOLE 278,261
CARRIZO OIL & CO INC COM 144577103 1,294 49,100 SH SOLE 49,100
CHARTER COMMUNICATIONS IN CL A 16117M305 8,738 153,454 SH SOLE 153,454
COBALT INTL ENERGY INC COM 19075F106 1,959 126,200 SH SOLE 126,200
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 7,192 1,048,467 SH SOLE 1,048,467
DEVON ENERGY CORP NEW COM 25179M103 1,538 24,800 SH SOLE 24,800
DFC GLOBAL CORP COM 23324T107 1,844 102,107 SH SOLE 102,107
EBAY INC COM 278642103 6,583 217,059 SH SOLE 217,059
ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 2,337 73,300 SH SOLE 73,300
EQUINIX INC COM 29444U502 10,592 104,461 SH SOLE 104,461
FIFTH THIRD BANCORP COM 316773100 6,019 473,195 SH SOLE 473,195
GOODRICH CORP COM 382388106 4,965 40,139 SH SOLE 40,139
HORSEHEAD HLDG CORP COM 440694305 3,425 380,141 SH SOLE 380,141
INTRALINKS HLDGS INC COM 46118H104 1,030 165,000 SH SOLE 165,000
INTUIT COM 461202103 5,405 102,772 SH SOLE 102,772
LAS VEGAS SANDS CORP COM 517834107 13,142 307,551 SH SOLE 307,551
LONE PINE RES INC COM 54222A106 7,951 1,134,236 SH SOLE 1,134,236
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 8,473 164,741 SH SOLE 164,741
MEDLEY CAP CORP COM 58503F106 2,350 225,989 SH SOLE 225,989
MOTOROLA MOBILITY HLDGS I COM 620097105 5,433 140,024 SH SOLE 140,024
NCR CORP NEW COM 62886E108 7,200 437,404 SH SOLE 437,404
PENNANTPARK FLOATING RATE COM 70806A106 965 93,644 SH SOLE 93,644
PHARMASSET INC COM 71715N106 1,667 13,000 SH SOLE 13,000
PHARMASSET INC COM 71715N906 19,230 150,000 SH CAL SOLE 150,000
PINNACLE ENTMT INC COM 723456109 2,642 260,059 SH SOLE 260,059
PLAINS EXPL& PRODTN CO COM 726505100 17,136 466,674 SH SOLE 466,674
REALD INC COM 75604L105 1,051 132,310 SH SOLE 132,310
STONE ENERGY CORP COM 861642106 1,161 44,000 SH SOLE 44,000
TRANSOCEAN LTD REG SHS H8817H100 5,190 135,200 SH SOLE 135,200
TW TELECOM INC COM 87311L104 5,384 277,794 SH SOLE 277,794
VODAFONE GROUP PLC NEW SPONS ADR 92857W209 7,263 259,118 SH SOLE 259,118
WELLS FARGO & CO NEW COM 949746101 5,404 196,065 SH SOLE 196,065
WYNDHAM WORLDWIDE CORP COM 98310W108 20,497 541,820 SH SOLE 541,820
WYNN RESORTS LTD COM 983134107 10057.02 91022SH SOLE 91022
XL GROUP PLC SHS G98290102 4749.8018 240253SH SOLE 240253
YAHOO INC COM 984332106 2694.3071 167037SH SOLE 167037