-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MR/XxQioC+ouId9FPCx0AzjsHCX23wKKjtTT/Hx1G0mk/MGiA8HAZNgDboezI/0K Ug9VqwfxtcfkXdaScQB81A== 0001317613-10-000013.txt : 20101115 0001317613-10-000013.hdr.sgml : 20101115 20101115084159 ACCESSION NUMBER: 0001317613-10-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADAR Investment Management LLC CENTRAL INDEX KEY: 0001317613 IRS NUMBER: 200898440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11211 FILM NUMBER: 101189302 BUSINESS ADDRESS: STREET 1: 156 WEST 56TH STREET, SUITE 801 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 373-8930 MAIL ADDRESS: STREET 1: 156 WEST 56TH STREET, SUITE 801 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 adar_13f20100930.txt 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ADAR Investment Management LLC Address: 156 West 56th Street, Suite 801 New York, New York 10019 Form 13F File Number: 028-11211 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Aaron Morse Title: Chief Operating Officer Phone: (212) 373-8900 Signature, Place, and Date of Signing: /s/ Aaron Morse New York, New York November 15, 2010 - --------------- ------------------ ------------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) FORM 13 F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: $99,436 (thousands) List of Other Included Managers: FORM 13F INFORMATION TABLE Name of Reporting Manager: ADAR Investment Management LLC For Quarter Ended: September 30, 2010 Item 8: Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Voting Authority Name of Title of CUSIP Fair Shares Sh/ Put/ Inv. Other (a) (b) (c) Issuer Class Number Market or Prn Call Discr. Mgrs Sole SharedNone Value Principal (X$1000) Amount ABOVENET INC COM 00374N107 2,475 47,509 SH SOLE 47,509 ACE LTD SHS H0023R105 2,861 49,114 SH SOLE 49,114 APOLLO COML REAL EST FIN COM 03762U105 1,254 78,028 SH SOLE 78,028 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 7,425 283,500 SH SOLE 283,500 CAPITAL ONE FINL CORP COM 14040H105 3,560 90,000 SH SOLE 90,000 CBS CORP NEW CL B 124857202 4,758 300,000 SH SOLE 300,000 DYNEX CAP INC COM 26817Q506 1,888 175,155 SH SOLE 175,155 EATON VANCE LTD DUR INCOM COM 27828H105 501 30,500 SH SOLE 30,500 EQUINIX INC COM 29444U502 7,590 74,158 SH SOLE 74,158 HORSEHEAD HLDG CORP COM 440694305 2,862 290,000 SH SOLE 290,000 ING PRIME RATE TR SH BEN INT 44977W106 315 54,900 SH SOLE 54,900 INTRALINKS HLDGS INC COM 46118H104 1,217 71,991 SH SOLE 71,991 INVESCO VAN KAMP DYN CRDT COM 46132R104 597 50,000 SH SOLE 50,000 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 2,603 98,738 SH SOLE 98,738 JPMORGAN CHASE & CO COM 46625H100 2,072 113,005 SH SOLE 113,005 KANSAS CITY SOUTHERN COM 485170302 10,849 290,000 SH SOLE 290,000 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 2,499 38,500 SH SOLE 38,500 MARRIOTT INTL INC NEW CL A 571903202 3,589 100,154 SH SOLE 100,154 NATIONAL CINEMEDIA INC COM 635309107 1,969 110,012 SH SOLE 110,012 OMNICOM GROUP INC COM 681919106 2,923 74,025 SH SOLE 74,025 PENNANTPARK INVT CORP COM 708062104 212 20,000 SH SOLE 20,000 PENNYMAC MTG INVT TR COM 70931T103 1,102 61,600 SH SOLE 61,600 PLAINS EXPL& PRODTN CO COM 726505100 8,550 320,600 SH SOLE 320,600 POWER ONE INC NEW COM 73930R102 2,818 310,000 SH SOLE 310,000 SAVVIS INC COM 805423308 527 25,000 SH SOLE 25,000 SEAHAWK DRILLING INC COM 81201R107 1,693 200,114 SH SOLE 200,114 SPDR S&P 500 ETF TR TR UNIT 78462F103 2,853 25,000 SH SOLE 25,000 STARWOOD HOTELS&RESORTS W COM 85590A401 3,678 70,000 SH SOLE 70,000 THL CR INC COM 872438106 1,296 110,000 SH SOLE 110,000 TIME WARNER CABLE INC COM 88732J207 2,592 48,000 SH SOLE 48,000 GRACE W R & CO DEL NEW COM 38388F108 4,750 170,000 SH SOLE 170,000 XL GROUP PLC SHS G98290102 5,559 256,664 SH SOLE 256,664
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