13F-HR 1 a201209-13f_hr.txt 1: 1 a201209_13f-hr.text 5: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for Calendar Year of Quarter Ended: SEPTEMBER 30 2012 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entities Institutional Manager Filing this Report: Name: Force Capital Management, LLC Address: 767 Fifth Avenue 12th Floor New York, NY 10153 13F File Number: 028-11176 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Fuchs Title: Chief Financial Officer Phone: (212) 451-9161 Signature, Place and Date of Signing: /s/ Steven Fuchs New York, New York 10/15/2012 ---------------- ------------------ -------- [Signature] [City, State] [Date] Report Type: (Check only one): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s).) List of Other Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: $609,864 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
Force Capital Management, LLC Form 13F Information Table SEPTEMBER 30 2012 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 Column 5 Column 6 Column 7 Column 8 TITLE OF VALUE SHRS OR SH/ INVESTOR OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN DISCRETION MGRS SOLE SHARED -------------- ----- ----- ------- --------- --- ---------- ---- ----------------- AMERICAN INTL GROUP INC COM 026874784 22,032 691,897 SH SOLE NONE 691,897 0 ASHFORD HOSPITALITY TR INC COM 044103109 5,173 615,859 SH SOLE NONE 615,859 0 BANK OF AMERICA CORP WTS10/28/18 060505153 521 733,893 SH SOLE NONE 733,893 0 B/E AEROSPACE INC COM 073302101 3,583 85,078 SH SOLE NONE 85,078 0 CEDAR REALTY TRUST INC COM 150602209 2,142 405,678 SH SOLE NONE 405,678 0 COPART INC COM 217204106 13,415 483,873 SH SOLE NONE 483,873 0 CRACKER BARREL OLD CTRY STR COM 22410J106 8,094 120,614 SH SOLE NONE 120,614 0 CSX CORP COM 126408103 9,994 481,639 SH SOLE NONE 481,639 0 DUNKIN BRANDS GROUP INC COM 265504100 2,235 76,546 SH SOLE NONE 76,546 0 EMMIS COMMUNICATIONS CORP COM CL A 291525103 2,045 1,022,607 SH SOLE NONE 1,022,607 0 ENGILITY HLDGS INC COM 29285W104 4,924 266,883 SH SOLE NONE 266,883 0 ENTERTAINMENT PPTYS TR PFD SER C 29380T402 464 22,208 SH SOLE NONE 22,208 0 FELCOR LODGING TR INC PFD SER A 31430F200 1,878 70,665 SH SOLE NONE 70,665 0 FIRST INDUSTRIAL REALTY TR COM 32054K103 18,390 1,399,557 SH SOLE NONE 1,399,557 0 GENERAL DYNAMICS CORP CPM 369550108 8,775 132,706 SH SOLE NONE 132,706 0 GENERAL GROWTH PPTYS INC COM 370023103 4,600 236,114 SH SOLE NONE 236,114 0 GENERAL MOTORS COMPANY COM 37045V100 3,733 164,099 SH SOLE NONE 164,099 0 HOVNANIAN ENTERPRISES INC UNIT 44248W208 985 51,915 SH SOLE NONE 51,915 0 ISTAR FINANCIAL INC COM 45031U101 17,603 2,125,978 SH SOLE NONE 2,125,978 0 PENNSYLVANIA RL ESTATE INVT COM 709102107 9,413 593,515 SH SOLE NONE 593,515 0 PROCTER & GAMBLE COMPANY COM 742718109 15,027 216,652 SH SOLE NONE 216,652 0 REIS INC COM 75936P105 3,419 298,873 SH SOLE NONE 298,873 0 RITCHIE BROS AUCTIONEERS COM 767744105 8,774 456,244 SH SOLE NONE 456,244 0 SEARS HLDGS CORP RIGHT 812350114 14,121 5,191,664 SH SOLE NONE 5,191,664 0 SL GREEN RLTY CORP COM 78440X101 9,885 123,453 SH SOLE NONE 123,453 0 STATE AUTO FINL CORP COM 855707105 4,812 293,577 SH SOLE NONE 293,577 0 VISTAPRINT NV COM N93540107 6,830 200,000 SH SOLE NONE 200,000 0 WELLPOINT, INC COM 94973V107 4,047 69,765 SH SOLE NONE 69,765 0 Options AMERICAN INTL GROUP INC COM 026874784 14,303 436,200 SH CALL SOLE NONE 436,200 0 BANK OF AMERICA CORP COM 060505104 50,492 5,718,300 SH CALL SOLE NONE 5,718,300 0 GENERAL MOTORS COMPANY COM 37045V100 7,335 322,400 SH CALL SOLE NONE 322,400 0 PENNEY J C INC COM 708160106 29,276 1,205,300 SH CALL SOLE NONE 1,205,300 0 PROCTER & GAMBLE COMPANY COM 742718109 38,488 554,900 SH CALL SOLE NONE 554,900 0 ISTAR FINANCIAL INC COM 45031U101 7,025 848,500 SH CALL SOLE NONE 848,500 0 SEARS HOLDINGS CORPORATION COM 812350106 94,338 1,700,100 SH CALL SOLE NONE 1,700,100 0 SPDR SERIES TRUST ETF 78462F953 161,693 1,123,100 SH PUT SOLE NONE 1,123,100 0
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